FairnessBiasExplainabilitycs.LG
Developing A Fair Individualized Polysocial Risk Score (iPsRS) for Identifying Increased Social Risk of Hospitalizations in Patients with Type 2 Diabetes (T2D)
Yu Huang, Jingchuan Guo, William T Donahoo, Zhengkang Fan, Ying Lu, Wei-Han Chen, Huilin Tang, Lori Bilello, Elizabeth A Shenkman, Jiang Bian
September 5, 2023
arXiv.org
1 citations
Key Takeaways
-
The tool successfully identified high-risk patients while maintaining fairness across racial and ethnic groups: The iPsRS achieved a C statistic of 0.72 in predicting 1-year hospitalizations after fairness optimization, demonstrating that it's possible to build predictive models that work equitably across different populations rather than perpetuating existing healthcare disparities.
-
Social determinants of health are powerful predictors of hospitalization risk: The model incorporated both neighborhood-level factors (like neighborhood deprivation) and individual-level social factors (like housing stability), suggesting that addressing social needs—not just medical symptoms—is crucial for preventing hospitalizations in diabetes patients.
-
The tool has dramatic real-world utility for identifying vulnerable patients: Patients in the top 5% of risk scores had approximately 13 times higher hospitalization rates than those in the bottom decile, indicating the iPsRS could help healthcare systems efficiently target interventions to those who need them most.
-
Explainability and fairness assessment were built into the development process, not added afterward: By incorporating explainable AI (XAI) techniques and fairness optimization from the start, the researchers demonstrated a responsible approach to AI development that prioritizes transparency and equity rather than treating them as afterthoughts.
-
EHR data can capture social risk if systems are designed to do so: The study shows that existing electronic health records contain valuable information about patients' social circumstances that can be leveraged to identify unmet social needs at the point of care.
Abstract
Background: Racial and ethnic minority groups and individuals facing social disadvantages, which often stem from their social determinants of health (SDoH), bear a disproportionate burden of type 2 diabetes (T2D) and its complications. It is therefore crucial to implement effective social risk management strategies at the point of care. Objective: To develop an EHR-based machine learning (ML) analytical pipeline to identify the unmet social needs associated with hospitalization risk in patients with T2D. Methods: We identified 10,192 T2D patients from the EHR data (from 2012 to 2022) from the University of Florida Health Integrated Data Repository, including contextual SDoH (e.g., neighborhood deprivation) and individual-level SDoH (e.g., housing stability). We developed an electronic health records (EHR)-based machine learning (ML) analytic pipeline, namely individualized polysocial risk score (iPsRS), to identify high social risk associated with hospitalizations in T2D patients, along with explainable AI (XAI) techniques and fairness assessment and optimization. Results: Our iPsRS achieved a C statistic of 0.72 in predicting 1-year hospitalization after fairness optimization across racial-ethnic groups. The iPsRS showed excellent utility for capturing individuals at high hospitalization risk; the actual 1-year hospitalization rate in the top 5% of iPsRS was ~13 times as high as the bottom decile. Conclusion: Our ML pipeline iPsRS can fairly and accurately screen for patients who have increased social risk leading to hospitalization in T2D patients.
Paper Info
arXiv ID2309.02467
PublishedSeptember 5, 2023
Citations
1
Relevance88%
VenuearXiv.org
TypeJournalArticle
Categorycs.LG
Responsible AI Topics
FairnessBiasExplainability
Links
Citation data from Semantic Scholar