ExplainabilityAccountabilitySafetyeess.SY
Measuring Cross-Jurisdictional Transfer of Medical Device Risk Concepts with Explainable AI
Yu Han, Aaron Ceross
March 30, 2026
arXiv.org
Key Takeaways
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Regulatory agencies use different classification systems despite shared language: The FDA, China's NMPA, and EU MDR all discuss "risk" in medical devices, but their underlying classification mechanisms are structurally different, meaning they may not be measuring the same thing even when using identical terminology.
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Risk factors don't reliably transfer between regulatory systems: When researchers tested whether seven key EU MDR risk factors (implantability, invasiveness, duration of use, etc.) could predict device classifications in other jurisdictions, they found "negligible" contribution across all directions, suggesting regulators are applying fundamentally different standards.
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Regulatory harmonization is weaker than it appears: The study analyzed 141,942 device records and found that "shared regulatory vocabulary does not" translate into shared classification signals, indicating that international regulatory alignment may be more superficial than policymakers assume.
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Transfer only works in one direction, and weakly: A modest transfer effect appeared only when applying EU MDR factors to Chinese classifications, but sensitivity analyses showed this effect was "weak, context-dependent, and partly confounded" by technical choices in how data was processed.
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Current approaches to cross-border device approval may have hidden risks: The asymmetric and sparse transfer patterns suggest that devices approved in one jurisdiction based on risk assessments may not be appropriately classified in another, potentially creating gaps in patient safety oversight.
Abstract
Medical device regulators in the United States(FDA), China (NMPA), and Europe (EU MDR) all use the language of risk, but classify devices through structurally different mechanisms. Whether these apparently shared concepts carry transferable classificatory signal across jurisdictions remains unclear. We test this by reframing explainable AI as an empirical probe of cross-jurisdictional regulatory overlap. Using 141,942 device records, we derive seven EU MDR risk factors, including implantability, invasiveness, and duration of use, and evaluate their contribution across a three-by-three transfer matrix. Under a symmetric extraction pipeline designed to remove jurisdiction-specific advantages, factor contribution is negligible in all jurisdictions, indicating that clean cross-jurisdictional signal is at most marginal. Under jurisdiction specific pipelines, a modest gain appears only in the EU MDR-to-NMPA direction, but sensitivity analyses show that this effect is weak, context-dependent, and partly confounded by extraction and representation choices. Reverse direction probes show strong asymmetry: FDA-derived factors do not transfer meaningfully in any direction, and NMPA-derived factors do not carry signal back to EU MDR. Zero-shot transfer further fails on EU MDR Class I, consistent with a mismatch between residual and positional class definitions. Overall, cross-jurisdictional transfer is sparse, asymmetric, and weak. Shared regulatory vocabulary does not, under this operationalisation, translate into strong portable classification logic. The findings challenge a common assumption in cross-jurisdictional regulatory AI and show how explainable AI can be used to measure, rather than assume, regulatory overlap.
Paper Info
arXiv ID2603.28540
PublishedMarch 30, 2026
Citations
0
Relevance72%
VenuearXiv.org
TypeJournalArticle
Categoryeess.SY
Responsible AI Topics
ExplainabilityAccountabilitySafety
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