AccountabilityTransparencySafetycs.CY
AI Governance Control Stack for Operational Stability: Achieving Hardened Governance in AI Systems
Horatio Morgan
March 12, 2026
arXiv.org
2 citations
1 influential
Key Takeaways
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Governance requires operational infrastructure, not just policies: The paper argues that effective AI governance depends on concrete technical mechanisms—like version control, monitoring systems, and drift detection—rather than relying solely on policy documents. Organizations need built-in safeguards that actively maintain accountability throughout an AI system's lifecycle.
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A layered approach provides multiple checkpoints for safety: The proposed six-layer control stack (including explainability logging, telemetry monitoring, and escalation procedures) creates redundant oversight mechanisms. This means if one layer fails to catch a problem, others can still detect issues before they cause harm in high-stakes decisions.
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Continuous monitoring and human oversight are essential: The framework emphasizes real-time telemetry and model drift detection paired with human decision-making at critical moments. This combination helps organizations identify when AI systems begin behaving unexpectedly and enables people to intervene before problems escalate.
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Alignment with regulatory frameworks makes compliance practical: By explicitly connecting the control stack to the EU AI Act, ISO/IEC 42001, and NIST guidelines, the paper demonstrates how organizations can build governance systems that simultaneously meet emerging legal requirements and maintain operational stability—addressing both compliance and safety through the same infrastructure.
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Traceability and auditability are built into the system design: The architecture prioritizes creating detailed records of AI decisions and system changes, enabling organizations to explain what happened, why it happened, and who was responsible—critical for maintaining public trust and regulatory accountability.