Responsible AI research from arXiv, ranked by citations from
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6,810 papers
Neil Joshi, Phil Burlina
While deep learning (DL) approaches are reaching human-level performance for many tasks, including for diagnostics AI, the focus is now on challenges possibly affecting DL deployment, including AI privacy, domain generalization, and fairness. This last challenge is addressed in this study. Here we look at a novel method for ensuring AI fairness with respect to protected or sensitive factors. This method uses domain adaptation via training set enhancement to tackle bias-causing training data imbalance. More specifically, it uses generative models that allow the generation of more synthetic training samples for underrepresented populations. This paper applies this method to the use case of detection of age related macular degeneration (AMD). Our experiments show that starting with an originally biased AMD diagnostics model the method has the ability to improve fairness.
William Paul, Armin Hadzic, Neil Joshi +2
We propose a novel method for enforcing AI fairness with respect to protected or sensitive factors. This method uses a dual strategy performing training and representation alteration (TARA) for the mitigation of prominent causes of AI bias by including: a) the use of representation learning alteration via adversarial independence to suppress the bias-inducing dependence of the data representation from protected factors; and b) training set alteration via intelligent augmentation to address bias-causing data imbalance, by using generative models that allow the fine control of sensitive factors related to underrepresented populations via domain adaptation and latent space manipulation. When testing our methods on image analytics, experiments demonstrate that TARA significantly or fully debiases baseline models while outperforming competing debiasing methods that have the same amount of information, e.g., with (% overall accuracy, % accuracy gap) = (78.8, 0.5) vs. the baseline method's score of (71.8, 10.5) for EyePACS, and (73.7, 11.8) vs. (69.1, 21.7) for CelebA. Furthermore, recognizing certain limitations in current metrics used for assessing debiasing performance, we propose novel conjunctive debiasing metrics. Our experiments also demonstrate the ability of these novel metrics in assessing the Pareto efficiency of the proposed methods.
Alan Lundgard
How can we build more just machine learning systems? To answer this question, we need to know both what justice is and how to tell whether one system is more or less just than another. That is, we need both a definition and a measure of justice. Theories of distributive justice hold that justice can be measured (in part) in terms of the fair distribution of benefits and burdens across people in society. Recently, the field known as fair machine learning has turned to John Rawls's theory of distributive justice for inspiration and operationalization. However, philosophers known as capability theorists have long argued that Rawls's theory uses the wrong measure of justice, thereby encoding biases against people with disabilities. If these theorists are right, is it possible to operationalize Rawls's theory in machine learning systems without also encoding its biases? In this paper, I draw on examples from fair machine learning to suggest that the answer to this question is no: the capability theorists' arguments against Rawls's theory carry over into machine learning systems. But capability theorists don't only argue that Rawls's theory uses the wrong measure, they also offer an alternative measure. Which measure of justice is right? And has fair machine learning been using the wrong one?
Olivia J. Erdélyi, Gábor Erdélyi
Certainty around the regulatory environment is crucial to enable responsible AI innovation and foster the social acceptance of these powerful new technologies. One notable source of uncertainty is, however, that the existing legal liability system is inapt to assign responsibility where a potentially harmful conduct and/or the harm itself are unforeseeable, yet some instantiations of AI and/or the harms they may trigger are not foreseeable in the legal sense. The unpredictability of how courts would handle such cases makes the risks involved in the investment and use of AI incalculable, creating an environment that is not conducive to innovation and may deprive society of some of the benefits AI could provide. To tackle this problem, we propose to draw insights from financial regulatory best-practices and establish a system of AI guarantee schemes. We envisage the system to form part of the broader market-structuring regulatory framework, with the primary function to provide a readily available, clear, and transparent funding mechanism to compensate claims that are either extremely hard or impossible to realize via conventional litigation. We propose it to be at least partially industry-funded, with funding arrangements depending on whether it would pursue other potential policy goals. We aim to engage in a high-level, comparative conceptual debate around the suitability of the foreseeability concept to limit legal liability rather than confronting the intricacies of the case law of specific jurisdictions. Recognizing the importance of the latter task, we leave this to further research in support of the legal system's incremental adaptation to the novel challenges of present and future AI technologies.
Sushant Kafle, Abraham Glasser, Sedeeq Al-khazraji +3
We discuss issues of Artificial Intelligence (AI) fairness for people with disabilities, with examples drawn from our research on human-computer interaction (HCI) for AI-based systems for people who are Deaf or Hard of Hearing (DHH). In particular, we discuss the need for inclusion of data from people with disabilities in training sets, the lack of interpretability of AI systems, ethical responsibilities of access technology researchers and companies, the need for appropriate evaluation metrics for AI-based access technologies (to determine if they are ready to be deployed and if they can be trusted by users), and the ways in which AI systems influence human behavior and influence the set of abilities needed by users to successfully interact with computing systems.
Shomukh Qari, Maha A. Thafar
Stroke is one of the leading causes of death globally, making early and accurate diagnosis essential for improving patient outcomes, particularly in emergency settings where timely intervention is critical. CT scans are the key imaging modality because of their speed, accessibility, and cost-effectiveness. This study proposed an artificial intelligence framework for multiclass stroke classification (ischemic, hemorrhagic, and no stroke) using CT scan images from a dataset provided by the Republic of Turkey's Ministry of Health. The proposed method adopted MaxViT, a state-of-the-art Vision Transformer, as the primary deep learning model for image-based stroke classification, with additional transformer variants (vision transformer, transformer-in-transformer, and ConvNext). To enhance model generalization and address class imbalance, we applied data augmentation techniques, including synthetic image generation. The MaxViT model trained with augmentation achieved the best performance, reaching an accuracy and F1-score of 98.00%, outperforming all other evaluated models and the baseline methods. The primary goal of this study was to distinguish between stroke types with high accuracy while addressing crucial issues of transparency and trust in artificial intelligence models. To achieve this, Explainable Artificial Intelligence (XAI) was integrated into the framework, particularly Grad-CAM++. It provides visual explanations of the model's decisions by highlighting relevant stroke regions in the CT scans and establishing an accurate, interpretable, and clinically applicable solution for early stroke detection. This research contributed to the development of a trustworthy AI-assisted diagnostic tool for stroke, facilitating its integration into clinical practice and enhancing access to timely and optimal stroke diagnosis in emergency departments, thereby saving more lives.
Hyeongwon Jang, Changhun Kim, Eunho Yang
Recent explainable artificial intelligence (XAI) methods for time series primarily estimate point-wise attribution magnitudes, while overlooking the directional impact on predictions, leading to suboptimal identification of significant points. Our analysis shows that conventional Integrated Gradients (IG) effectively capture critical points with both positive and negative impacts on predictions. However, current evaluation metrics fail to assess this capability, as they inadvertently cancel out opposing feature contributions. To address this limitation, we propose novel evaluation metrics-Cumulative Prediction Difference (CPD) and Cumulative Prediction Preservation (CPP)-to systematically assess whether attribution methods accurately identify significant positive and negative points in time series XAI. Under these metrics, conventional IG outperforms recent counterparts. However, directly applying IG to time series data may lead to suboptimal outcomes, as generated paths ignore temporal relationships and introduce out-of-distribution samples. To overcome these challenges, we introduce TIMING, which enhances IG by incorporating temporal awareness while maintaining its theoretical properties. Extensive experiments on synthetic and real-world time series benchmarks demonstrate that TIMING outperforms existing time series XAI baselines. Our code is available at https://github.com/drumpt/TIMING.
Aspen Hopkins, Sarah H. Cen, Andrew Ilyas +3
The widespread adoption of AI in recent years has led to the emergence of AI supply chains: complex networks of AI actors contributing models, datasets, and more to the development of AI products and services. AI supply chains have many implications yet are poorly understood. In this work, we take a first step toward a formal study of AI supply chains and their implications, providing two illustrative case studies indicating that both AI development and regulation are complicated in the presence of supply chains. We begin by presenting a brief historical perspective on AI supply chains, discussing how their rise reflects a longstanding shift towards specialization and outsourcing that signals the healthy growth of the AI industry. We then model AI supply chains as directed graphs and demonstrate the power of this abstraction by connecting examples of AI issues to graph properties. Finally, we examine two case studies in detail, providing theoretical and empirical results in both. In the first, we show that information passing (specifically, of explanations) along the AI supply chains is imperfect, which can result in misunderstandings that have real-world implications. In the second, we show that upstream design choices (e.g., by base model providers) have downstream consequences (e.g., on AI products fine-tuned on the base model). Together, our findings motivate further study of AI supply chains and their increasingly salient social, economic, regulatory, and technical implications.
Hongming Li, Yizirui Fang, Shan Zhang +4
Integrating Large Language Models (LLMs) in educational technology presents unprecedented opportunities to improve instructional design (ID), yet existing approaches often prioritize automation over pedagogical rigor and human agency. This paper introduces ARCHED (AI for Responsible, Collaborative, Human-centered Education Instructional Design), a structured multi-stage framework that ensures human educators remain central in the design process while leveraging AI capabilities. Unlike traditional AI-generated instructional materials that lack transparency, ARCHED employs a cascaded workflow aligned with Bloom's taxonomy. The framework integrates specialized AI agents - one generating diverse pedagogical options and another evaluating alignment with learning objectives - while maintaining educators as primary decision-makers. This approach addresses key limitations in current AI-assisted instructional design, ensuring transparency, pedagogical foundation, and meaningful human agency. Empirical evaluations demonstrate that ARCHED enhances instructional design quality while preserving educator oversight, marking a step forward in responsible AI integration in education.
Narmeen Oozeer, Dhruv Nathawani, Nirmalendu Prakash +3
The study of representation universality in AI models reveals growing convergence across domains, modalities, and architectures. However, the practical applications of representation universality remain largely unexplored. We bridge this gap by demonstrating that safety interventions can be transferred between models through learned mappings of their shared activation spaces. We demonstrate this approach on two well-established AI safety tasks: backdoor removal and refusal of harmful prompts, showing successful transfer of steering vectors that alter the models' outputs in a predictable way. Additionally, we propose a new task, \textit{corrupted capabilities}, where models are fine-tuned to embed knowledge tied to a backdoor. This tests their ability to separate useful skills from backdoors, reflecting real-world challenges. Extensive experiments across Llama, Qwen and Gemma model families show that our method enables using smaller models to efficiently align larger ones. Furthermore, we demonstrate that autoencoder mappings between base and fine-tuned models can serve as reliable ``lightweight safety switches", allowing dynamic toggling between model behaviors.
Manojkumar Parmar, Yuvaraj Govindarajulu
Large Language Models (LLMs) have achieved remarkable progress in reasoning, alignment, and task-specific performance. However, ensuring harmlessness in these systems remains a critical challenge, particularly in advanced models like DeepSeek-R1. This paper examines the limitations of Reinforcement Learning (RL) as the primary approach for reducing harmful outputs in DeepSeek-R1 and compares it with Supervised Fine-Tuning (SFT). While RL improves reasoning capabilities, it faces challenges such as reward hacking, generalization failures, language mixing, and high computational costs. We propose hybrid training approaches combining RL and SFT to achieve robust harmlessness reduction. Usage recommendations and future directions for deploying DeepSeek-R1 responsibly are also presented.
Nasir Khan, Asmaa Abdallah, Abdulkadir Celik +2
Artificial intelligence (AI) is expected to significantly enhance radio resource management (RRM) in sixth-generation (6G) networks. However, the lack of explainability in complex deep learning (DL) models poses a challenge for practical implementation. This paper proposes a novel explainable AI (XAI)- based framework for feature selection and model complexity reduction in a model-agnostic manner. Applied to a multi-agent deep reinforcement learning (MADRL) setting, our approach addresses the joint sub-band assignment and power allocation problem in cellular vehicle-to-everything (V2X) communications. We propose a novel two-stage systematic explainability framework leveraging feature relevance-oriented XAI to simplify the DRL agents. While the former stage generates a state feature importance ranking of the trained models using Shapley additive explanations (SHAP)-based importance scores, the latter stage exploits these importance-based rankings to simplify the state space of the agents by removing the least important features from the model input. Simulation results demonstrate that the XAI-assisted methodology achieves 97% of the original MADRL sum-rate performance while reducing optimal state features by 28%, average training time by 11%, and trainable weight parameters by 46% in a network with eight vehicular pairs.
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