Research Papers

Explainable AI (xAI) methods are important for establishing trust in using black-box models. However, recent criticism has mounted against current xAI methods that they disagree, are necessarily false, and can be manipulated, which has started to undermine the deployment of black-box models. Rudin (2019) goes so far as to say that we should stop using black-box models altogether in high-stakes cases because xAI explanations "must be wrong". However, strict fidelity to the truth is historically not a desideratum in science. Idealizations -- the intentional distortions introduced to scientific theories and models -- are commonplace in the natural sciences and are seen as a successful scientific tool. Thus, it is not falsehood qua falsehood that is the issue. In this paper, I outline the need for xAI research to engage in idealization evaluation. Drawing on the use of idealizations in the natural sciences and philosophy of science, I introduce a novel framework for evaluating whether xAI methods engage in successful idealizations or deceptive explanations (SIDEs). SIDEs evaluates whether the limitations of xAI methods, and the distortions that they introduce, can be part of a successful idealization or are indeed deceptive distortions as critics suggest. I discuss the role that existing research can play in idealization evaluation and where innovation is necessary. Through a qualitative analysis we find that leading feature importance methods and counterfactual explanations are subject to idealization failure and suggest remedies for ameliorating idealization failure.

To address the challenges of providing quick and plausible explanations in Explainable AI (XAI) for object detection models, we introduce the Gaussian Class Activation Mapping Explainer (G-CAME). Our method efficiently generates concise saliency maps by utilizing activation maps from selected layers and applying a Gaussian kernel to emphasize critical image regions for the predicted object. Compared with other Region-based approaches, G-CAME significantly reduces explanation time to 0.5 seconds without compromising the quality. Our evaluation of G-CAME, using Faster-RCNN and YOLOX on the MS-COCO 2017 dataset, demonstrates its ability to offer highly plausible and faithful explanations, especially in reducing the bias on tiny object detection.

Over the last year, Large Language Models (LLMs) like ChatGPT have become widely available and have exhibited fairness issues similar to those in previous machine learning systems. Current research is primarily focused on analyzing and quantifying these biases in training data and their impact on the decisions of these models, alongside developing mitigation strategies. This research largely targets well-known biases related to gender, race, ethnicity, and language. However, it is clear that LLMs are also affected by other, less obvious implicit biases. The complex and often opaque nature of these models makes detecting such biases challenging, yet this is crucial due to their potential negative impact in various applications. In this paper, we explore new avenues for detecting these unanticipated biases in LLMs, focusing specifically on Uncertainty Quantification and Explainable AI methods. These approaches aim to assess the certainty of model decisions and to make the internal decision-making processes of LLMs more transparent, thereby identifying and understanding biases that are not immediately apparent. Through this research, we aim to contribute to the development of fairer and more transparent AI systems.

The focus of recent research has shifted from merely improving the metrics based performance of Deep Neural Networks (DNNs) to DNNs which are more interpretable to humans. The field of eXplainable Artificial Intelligence (XAI) has observed various techniques, including saliency-based and concept-based approaches. These approaches explain the model's decisions in simple human understandable terms called Concepts. Concepts are known to be the thinking ground of humans}. Explanations in terms of concepts enable detecting spurious correlations, inherent biases, or clever-hans. With the advent of concept-based explanations, a range of concept representation methods and automatic concept discovery algorithms have been introduced. Some recent works also use concepts for model improvement in terms of interpretability and generalization. We provide a systematic review and taxonomy of various concept representations and their discovery algorithms in DNNs, specifically in vision. We also provide details on concept-based model improvement literature marking the first comprehensive survey of these methods.

Guiding the generation of counterfactual explanations through temporal background knowledge for Predictive Process Monitoring

Andrei Buliga, Chiara Di Francescomarino, Chiara Ghidini +2

Counterfactual explanations suggest what should be different in the input instance to change the outcome of an AI system. When dealing with counterfactual explanations in the field of Predictive Process Monitoring, however, control flow relationships among events have to be carefully considered. A counterfactual, indeed, should not violate control flow relationships among activities (temporal background knowledege). Within the field of Explainability in Predictive Process Monitoring, there have been a series of works regarding counterfactual explanations for outcome-based predictions. However, none of them consider the inclusion of temporal background knowledge when generating these counterfactuals. In this work, we adapt state-of-the-art techniques for counterfactual generation in the domain of XAI that are based on genetic algorithms to consider a series of temporal constraints at runtime. We assume that this temporal background knowledge is given, and we adapt the fitness function, as well as the crossover and mutation operators, to maintain the satisfaction of the constraints. The proposed methods are evaluated with respect to state-of-the-art genetic algorithms for counterfactual generation and the results are presented. We showcase that the inclusion of temporal background knowledge allows the generation of counterfactuals more conformant to the temporal background knowledge, without however losing in terms of the counterfactual traditional quality metrics.

Fast and Simple Explainability for Point Cloud Networks

Meir Yossef Levi, Guy Gilboa

We propose a fast and simple explainable AI (XAI) method for point cloud data. It computes pointwise importance with respect to a trained network downstream task. This allows better understanding of the network properties, which is imperative for safety-critical applications. In addition to debugging and visualization, our low computational complexity facilitates online feedback to the network at inference. This can be used to reduce uncertainty and to increase robustness. In this work, we introduce \emph{Feature Based Interpretability} (FBI), where we compute the features' norm, per point, before the bottleneck. We analyze the use of gradients and post- and pre-bottleneck strategies, showing pre-bottleneck is preferred, in terms of smoothness and ranking. We obtain at least three orders of magnitude speedup, compared to current XAI methods, thus, scalable for big point clouds or large-scale architectures. Our approach achieves SOTA results, in terms of classification explainability. We demonstrate how the proposed measure is helpful in analyzing and characterizing various aspects of 3D learning, such as rotation invariance, robustness to out-of-distribution (OOD) outliers or domain shift and dataset bias.

This paper proposes an efficient system for classifying cervical cancer cells using pre-trained convolutional neural networks (CNNs). We first fine-tune five pre-trained CNNs and minimize the overall cost of misclassification by prioritizing accuracy for certain classes that have higher associated costs or importance. To further enhance the performance of the models, supervised contrastive learning is included to make the models more adept at capturing important features and patterns. Extensive experimentation are conducted to evaluate the proposed system on the SIPaKMeD dataset. The experimental results demonstrate the effectiveness of the developed system, achieving an accuracy of 97.29%. To make our system more trustworthy, we have employed several explainable AI techniques to interpret how the models reached a specific decision. The implementation of the system can be found at - https://github.com/isha-67/CervicalCancerStudy.

On Explaining Unfairness: An Overview

Christos Fragkathoulas, Vasiliki Papanikou, Danae Pla Karidi +1

Algorithmic fairness and explainability are foundational elements for achieving responsible AI. In this paper, we focus on their interplay, a research area that is recently receiving increasing attention. To this end, we first present two comprehensive taxonomies, each representing one of the two complementary fields of study: fairness and explanations. Then, we categorize explanations for fairness into three types: (a) Explanations to enhance fairness metrics, (b) Explanations to help us understand the causes of (un)fairness, and (c) Explanations to assist us in designing methods for mitigating unfairness. Finally, based on our fairness and explanation taxonomies, we present undiscovered literature paths revealing gaps that can serve as valuable insights for future research.

The increasing success of deep neural networks has raised concerns about their inherent black-box nature, posing challenges related to interpretability and trust. While there has been extensive exploration of interpretation techniques in vision and language, interpretability in the audio domain has received limited attention, primarily focusing on post-hoc explanations. This paper addresses the problem of interpretability by-design in the audio domain by utilizing the recently proposed attention-free focal modulation networks (FocalNets). We apply FocalNets to the task of environmental sound classification for the first time and evaluate their interpretability properties on the popular ESC-50 dataset. Our method outperforms a similarly sized vision transformer both in terms of accuracy and interpretability. Furthermore, it is competitive against PIQ, a method specifically designed for post-hoc interpretation in the audio domain.

Identifying Student Profiles Within Online Judge Systems Using Explainable Artificial Intelligence

Juan Ramón Rico-Juan, Víctor M. Sánchez-Cartagena, Jose J. Valero-Mas +1

Online Judge (OJ) systems are typically considered within programming-related courses as they yield fast and objective assessments of the code developed by the students. Such an evaluation generally provides a single decision based on a rubric, most commonly whether the submission successfully accomplished the assignment. Nevertheless, since in an educational context such information may be deemed insufficient, it would be beneficial for both the student and the instructor to receive additional feedback about the overall development of the task. This work aims to tackle this limitation by considering the further exploitation of the information gathered by the OJ and automatically inferring feedback for both the student and the instructor. More precisely, we consider the use of learning-based schemes -- particularly, multi-instance learning (MIL) and classical machine learning formulations -- to model student behavior. Besides, explainable artificial intelligence (XAI) is contemplated to provide human-understandable feedback. The proposal has been evaluated considering a case of study comprising 2500 submissions from roughly 90 different students from a programming-related course in a computer science degree. The results obtained validate the proposal: The model is capable of significantly predicting the user outcome (either passing or failing the assignment) solely based on the behavioral pattern inferred by the submissions provided to the OJ. Moreover, the proposal is able to identify prone-to-fail student groups and profiles as well as other relevant information, which eventually serves as feedback to both the student and the instructor.

Widespread use of artificial intelligence (AI) algorithms and machine learning (ML) models on the one hand and a number of crucial issues pertaining to them warrant the need for explainable artificial intelligence (XAI). A key explainability question is: given this decision was made, what are the input features which contributed to the decision? Although a range of XAI approaches exist to tackle this problem, most of them have significant limitations. Heuristic XAI approaches suffer from the lack of quality guarantees, and often try to approximate Shapley values, which is not the same as explaining which features contribute to a decision. A recent alternative is so-called formal feature attribution (FFA), which defines feature importance as the fraction of formal abductive explanations (AXp's) containing the given feature. This measures feature importance from the view of formally reasoning about the model's behavior. It is challenging to compute FFA using its definition because that involves counting AXp's, although one can approximate it. Based on these results, this paper makes several contributions. First, it gives compelling evidence that computing FFA is intractable, even if the set of contrastive formal explanations (CXp's) is provided, by proving that the problem is #P-hard. Second, by using the duality between AXp's and CXp's, it proposes an efficient heuristic to switch from CXp enumeration to AXp enumeration on-the-fly resulting in an adaptive explanation enumeration algorithm effectively approximating FFA in an anytime fashion. Finally, experimental results obtained on a range of widely used datasets demonstrate the effectiveness of the proposed FFA approximation approach in terms of the error of FFA approximation as well as the number of explanations computed and their diversity given a fixed time limit.

Denoising algorithms play a crucial role in medical image processing and analysis. However, classical denoising algorithms often ignore explanatory and critical medical features preservation, which may lead to misdiagnosis and legal liabilities. In this work, we propose a new denoising method for medical images that not only efficiently removes various types of noise, but also preserves key medical features throughout the process. To achieve this goal, we utilize a gradient-based eXplainable Artificial Intelligence (XAI) approach to design a feature preserving loss function. Our feature preserving loss function is motivated by the characteristic that gradient-based XAI is sensitive to noise. Through backpropagation, medical image features before and after denoising can be kept consistent. We conducted extensive experiments on three available medical image datasets, including synthesized 13 different types of noise and artifacts. The experimental results demonstrate the superiority of our method in terms of denoising performance, model explainability, and generalization.