Responsible AI research from arXiv, ranked by citations from
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4,071 papers in 1 topic
Lokesh Koli, Shubham Kalra, Rohan Thakur +2
Insider threats pose a significant challenge to organizational security, often evading traditional rule-based detection systems due to their subtlety and contextual nature. This paper presents an AI-powered Insider Risk Management (IRM) system that integrates behavioral analytics, dynamic risk scoring, and real-time policy enforcement to detect and mitigate insider threats with high accuracy and adaptability. We introduce a hybrid scoring mechanism - transitioning from the static PRISM model to an adaptive AI-based model utilizing an autoencoder neural network trained on expert-annotated user activity data. Through iterative feedback loops and continuous learning, the system reduces false positives by 59% and improves true positive detection rates by 30%, demonstrating substantial gains in detection precision. Additionally, the platform scales efficiently, processing up to 10 million log events daily with sub-300ms query latency, and supports automated enforcement actions for policy violations, reducing manual intervention. The IRM system's deployment resulted in a 47% reduction in incident response times, highlighting its operational impact. Future enhancements include integrating explainable AI, federated learning, graph-based anomaly detection, and alignment with Zero Trust principles to further elevate its adaptability, transparency, and compliance-readiness. This work establishes a scalable and proactive framework for mitigating emerging insider risks in both on-premises and hybrid environments.
Xin Wang, Haoyang Li, Haibo Chen +2
Large language models (LLMs) have substantially advanced machine learning research, including natural language processing, computer vision, data mining, etc., yet they still exhibit critical limitations in explainability, reliability, adaptability, and extensibility. In this paper, we overview a promising learning paradigm, i.e., Modular Machine Learning (MML), as an essential approach toward new-generation LLMs capable of addressing these issues. We begin by systematically and comprehensively surveying the existing literature on modular machine learning, with a particular focus on modular data representation and modular models. Then, we propose a unified MML framework for LLMs, which decomposes the complex structure of LLMs into three interdependent components: modular representation, modular model, and modular reasoning. Specifically, the MML paradigm discussed in this article is able to: i) clarify the internal working mechanism of LLMs through the disentanglement of semantic components; ii) allow for flexible and task-adaptive model design; iii) enable an interpretable and logic-driven decision-making process. We further elaborate a feasible implementation of MML-based LLMs via leveraging advanced techniques such as disentangled representation learning, neural architecture search and neuro-symbolic learning. Last but not least, we critically identify the remaining key challenges, such as the integration of continuous neural and discrete symbolic processes, joint optimization, and computational scalability, present promising future research directions that deserve further exploration. Ultimately, we believe the integration of the MML with LLMs has the potential to bridge the gap between statistical (deep) learning and formal (logical) reasoning, thereby paving the way for robust, adaptable, and trustworthy AI systems across a wide range of real-world applications.
Simon W. S. Fischer, Hanna Schraffenberger, Serge Thill +1
Decision-makers run the risk of relying too much on machine recommendations, which is associated with lower cognitive engagement. Reflection has been shown to increase cognitive engagement and improve critical thinking and therefore decision-making. Questions are a means to stimulate reflection, but there is a research gap regarding the systematic creation and use of relevant questions for machine-assisted decision-making. We therefore present a taxonomy of questions aimed at promoting reflection and cognitive engagement in order to stimulate a deliberate decision-making process. Our taxonomy builds on the Socratic questioning method and a question bank for explainable AI. As a starting point, we focus on clinical decision-making. Brief discussions with two medical and three educational researchers provide feedback on the relevance and expected benefits of our taxonomy. Our work contributes to research on mitigating overreliance in human-AI interactions and aims to support effective human oversight as required by the European AI Act.
Thivya Thogesan, Anupiya Nugaliyadde, Kok Wai Wong
Interpretability remains a key difficulty in sentiment analysis with Large Language Models (LLMs), particularly in high-stakes applications where it is crucial to comprehend the rationale behind forecasts. This research addressed this by introducing a technique that applies SHAP (Shapley Additive Explanations) by breaking down LLMs into components such as embedding layer,encoder,decoder and attention layer to provide a layer-by-layer knowledge of sentiment prediction. The approach offers a clearer overview of how model interpret and categorise sentiment by breaking down LLMs into these parts. The method is evaluated using the Stanford Sentiment Treebank (SST-2) dataset, which shows how different sentences affect different layers. The effectiveness of layer-wise SHAP analysis in clarifying sentiment-specific token attributions is demonstrated by experimental evaluations, which provide a notable enhancement over current whole-model explainability techniques. These results highlight how the suggested approach could improve the reliability and transparency of LLM-based sentiment analysis in crucial applications.
Tong Zhang, Mengao Zhang, Wei Yan Low +2
Explainable AI (XAI) aims to provide insights into the decisions made by AI models. To date, most XAI approaches provide only one-time, static explanations, which cannot cater to users' diverse knowledge levels and information needs. Conversational explanations have been proposed as an effective method to customize XAI explanations. However, building conversational explanation systems is hindered by the scarcity of training data. Training with synthetic data faces two main challenges: lack of data diversity and hallucination in the generated data. To alleviate these issues, we introduce a repetition penalty to promote data diversity and exploit a hallucination detector to filter out untruthful synthetic conversation turns. We conducted both automatic and human evaluations on the proposed system, fEw-shot Multi-round ConvErsational Explanation (EMCEE). For automatic evaluation, EMCEE achieves relative improvements of 81.6% in BLEU and 80.5% in ROUGE compared to the baselines. EMCEE also mitigates the degeneration of data quality caused by training on synthetic data. In human evaluations (N=60), EMCEE outperforms baseline models and the control group in improving users' comprehension, acceptance, trust, and collaboration with static explanations by large margins. Through a fine-grained analysis of model responses, we further demonstrate that training on self-generated synthetic data improves the model's ability to generate more truthful and understandable answers, leading to better user interactions. To the best of our knowledge, this is the first conversational explanation method that can answer free-form user questions following static explanations.
Sarah Seifi, Tobias Sukianto, Cecilia Carbonelli +2
The EU AI Act underscores the importance of transparency, user-centricity, and robustness in AI systems, particularly for high-risk systems. In response, we present advancements in XentricAI, an explainable hand gesture recognition (HGR) system designed to meet these regulatory requirements. XentricAI adresses fundamental challenges in HGR, such as the opacity of black-box models using explainable AI methods and the handling of distributional shifts in real-world data through transfer learning techniques. We extend an existing radar-based HGR dataset by adding 28,000 new gestures, with contributions from multiple users across varied locations, including 24,000 out-of-distribution gestures. Leveraging this real-world dataset, we enhance XentricAI's capabilities by integrating a variational autoencoder module for improved gesture anomaly detection, incorporating user-specific thresholding. This integration enables the identification of 11.50% more anomalous gestures. Our extensive evaluations demonstrate a 97.5% sucess rate in characterizing these anomalies, significantly improving system explainability. Furthermore, the implementation of transfer learning techniques has shown a substantial increase in user adaptability, with an average improvement of at least 15.17%. This work contributes to the development of trustworthy AI systems by providing both technical advancements and regulatory compliance, offering a commercially viable solution that aligns with the EU AI Act requirements.
Rémi Kazmierczak, Eloïse Berthier, Goran Frehse +1
As artificial intelligence systems become increasingly integrated into daily life, the field of explainability has gained significant attention. This trend is particularly driven by the complexity of modern AI models and their decision-making processes. The advent of foundation models, characterized by their extensive generalization capabilities and emergent uses, has further complicated this landscape. Foundation models occupy an ambiguous position in the explainability domain: their complexity makes them inherently challenging to interpret, yet they are increasingly leveraged as tools to construct explainable models. In this survey, we explore the intersection of foundation models and eXplainable AI (XAI) in the vision domain. We begin by compiling a comprehensive corpus of papers that bridge these fields. Next, we categorize these works based on their architectural characteristics. We then discuss the challenges faced by current research in integrating XAI within foundation models. Furthermore, we review common evaluation methodologies for these combined approaches. Finally, we present key observations and insights from our survey, offering directions for future research in this rapidly evolving field.
Kristin Blesch, Niklas Koenen, Jan Kapar +4
This paper proposes a method for measuring conditional feature importance via generative modeling. In explainable artificial intelligence (XAI), conditional feature importance assesses the impact of a feature on a prediction model's performance given the information of other features. Model-agnostic post hoc methods to do so typically evaluate changes in the predictive performance under on-manifold feature value manipulations. Such procedures require creating feature values that respect conditional feature distributions, which can be challenging in practice. Recent advancements in generative modeling can facilitate this. For tabular data, which may consist of both categorical and continuous features, the adversarial random forest (ARF) stands out as a generative model that can generate on-manifold data points without requiring intensive tuning efforts or computational resources, making it a promising candidate model for subroutines in XAI methods. This paper proposes cARFi (conditional ARF feature importance), a method for measuring conditional feature importance through feature values sampled from ARF-estimated conditional distributions. cARFi requires only little tuning to yield robust importance scores that can flexibly adapt for conditional or marginal notions of feature importance, including straightforward extensions to condition on feature subsets and allows for inferring the significance of feature importances through statistical tests.
Mazen Balat, Rewaa Awaad, Ahmed B. Zaky +1
This study introduces an integrated approach to recognizing Arabic Sign Language (ArSL) using state-of-the-art deep learning models such as MobileNetV3, ResNet50, and EfficientNet-B2. These models are further enhanced by explainable AI (XAI) techniques to boost interpretability. The ArSL2018 and RGB Arabic Alphabets Sign Language (AASL) datasets are employed, with EfficientNet-B2 achieving peak accuracies of 99.48\% and 98.99\%, respectively. Key innovations include sophisticated data augmentation methods to mitigate class imbalance, implementation of stratified 5-fold cross-validation for better generalization, and the use of Grad-CAM for clear model decision transparency. The proposed system not only sets new benchmarks in recognition accuracy but also emphasizes interpretability, making it suitable for applications in healthcare, education, and inclusive communication technologies.
Raktim Kumar Mondol, Ewan K. A. Millar, Peter H. Graham +3
Explainable AI (XAI) in medical histopathology is essential for enhancing the interpretability and clinical trustworthiness of deep learning models in cancer diagnosis. However, the black-box nature of these models often limits their clinical adoption. We introduce GRAPHITE (Graph-based Interpretable Tissue Examination), a post-hoc explainable framework designed for breast cancer tissue microarray (TMA) analysis. GRAPHITE employs a multiscale approach, extracting patches at various magnification levels, constructing an hierarchical graph, and utilising graph attention networks (GAT) with scalewise attention (SAN) to capture scale-dependent features. We trained the model on 140 tumour TMA cores and four benign whole slide images from which 140 benign samples were created, and tested it on 53 pathologist-annotated TMA samples. GRAPHITE outperformed traditional XAI methods, achieving a mean average precision (mAP) of 0.56, an area under the receiver operating characteristic curve (AUROC) of 0.94, and a threshold robustness (ThR) of 0.70, indicating that the model maintains high performance across a wide range of thresholds. In clinical utility, GRAPHITE achieved the highest area under the decision curve (AUDC) of 4.17e+5, indicating reliable decision support across thresholds. These results highlight GRAPHITE's potential as a clinically valuable tool in computational pathology, providing interpretable visualisations that align with the pathologists' diagnostic reasoning and support precision medicine.
Jamie Todd, Junqi Jiang, Aaron Russo +4
Formula One (F1) race strategy takes place in a high-pressure and fast-paced environment where split-second decisions can drastically affect race results. Two of the core decisions of race strategy are when to make pit stops (i.e. replace the cars' tyres) and which tyre compounds (hard, medium or soft, in normal conditions) to select. The optimal pit stop decisions can be determined by estimating the tyre degradation of these compounds, which in turn can be computed from the energy applied to each tyre, i.e. the tyre energy. In this work, we trained deep learning models, using the Mercedes-AMG PETRONAS F1 team's historic race data consisting of telemetry, to forecast tyre energies during races. Additionally, we fitted XGBoost, a decision tree-based machine learning algorithm, to the same dataset and compared the results, with both giving impressive performance. Furthermore, we incorporated two different explainable AI methods, namely feature importance and counterfactual explanations, to gain insights into the reasoning behind the forecasts. Our contributions thus result in an explainable, automated method which could assist F1 teams in optimising their race strategy.
Xuyin Qi, Zeyu Zhang, Aaron Berliano Handoko +11
Prostate cancer, a growing global health concern, necessitates precise diagnostic tools, with Magnetic Resonance Imaging (MRI) offering high-resolution soft tissue imaging that significantly enhances diagnostic accuracy. Recent advancements in explainable AI and representation learning have significantly improved prostate cancer diagnosis by enabling automated and precise lesion classification. However, existing explainable AI methods, particularly those based on frameworks like generative adversarial networks (GANs), are predominantly developed for natural image generation, and their application to medical imaging often leads to suboptimal performance due to the unique characteristics and complexity of medical image. To address these challenges, our paper introduces three key contributions. First, we propose ProjectedEx, a generative framework that provides interpretable, multi-attribute explanations, effectively linking medical image features to classifier decisions. Second, we enhance the encoder module by incorporating feature pyramids, which enables multiscale feedback to refine the latent space and improves the quality of generated explanations. Additionally, we conduct comprehensive experiments on both the generator and classifier, demonstrating the clinical relevance and effectiveness of ProjectedEx in enhancing interpretability and supporting the adoption of AI in medical settings. Code will be released at https://github.com/Richardqiyi/ProjectedEx
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