Responsible AI research from arXiv, ranked by citations from
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4,071 papers in 1 topic
Yannik Keller, Thomas Eisenmann
Large Language Models (LLMs) represent one of the most significant advances in AI and natural language processing in recent years. Still, many pressing questions about their mechanisms, capabilities, and relationship to human cognition remain highly debated. This chapter aims to outline our current understanding of LLMs by discussing recent evidence on emerging capabilities and their mechanistic implementation within processing layers. We begin with a concise overview of the Transformer architecture, emphasizing how the attention mechanism enables training on massive datasets, allowing LLMs to function as generalist rather than specialized models. Next, we examine emergent LLM capabilities that appear to resemble aspects of human cognition, including symbolic reasoning, theory of mind, and deception strategies. Several studies provide evidence that LLMs can solve tasks previously thought to require human-like cognition. Other studies reveal insightful failure cases that shed light on the differences between human and LLM cognition. Alongside these findings, we review explainable AI approaches ranging from neuron activation analysis to circuit tracing. In the final section, we address current debates concerning what LLMs genuinely understand versus what they merely appear to understand. Prominent arguments against AI anthropomorphism point to the simplicity of LLM training objectives, claiming that LLM behavior is better explained by pattern memorization of training data than by genuine cognition. We argue that this standpoint is guided by misconceptions about optimization processes and cognitive capacity, and advocate for a more nuanced discussion of LLM cognition that neither dismisses the differences between humans and LLMs nor precludes the possibility of AI cognition through overly simplistic reductionist arguments.
Jacob Sanderson, Hua Mao, Wai Lok Woo
Explainable Artificial Intelligence (XAI) is increasingly essential as AI systems are deployed in critical fields such as healthcare and finance, offering transparency into AI-driven decisions. Two major XAI paradigms, counterfactual explanations (CFX) and feature attribution (FA), serve distinct roles in model interpretability. This study introduces GradCFA, a hybrid framework combining CFX and FA to improve interpretability by explicitly optimizing feasibility, plausibility, and diversity - key qualities often unbalanced in existing methods. Unlike most CFX research focused on binary classification, GradCFA extends to multi-class scenarios, supporting a wider range of applications. We evaluate GradCFA's validity, proximity, sparsity, plausibility, and diversity against state-of-the-art methods, including Wachter, DiCE, CARE for CFX, and SHAP for FA. Results show GradCFA effectively generates feasible, plausible, and diverse counterfactuals while offering valuable FA insights. By identifying influential features and validating their impact, GradCFA advances AI interpretability. The code for implementation of this work can be found at: https://github.com/jacob-ws/GradCFs .
Paul Saves, Pramudita Satria Palar, Muhammad Daffa Robani +6
Complex systems are increasingly explored through simulation-driven engineering workflows that combine physics-based and empirical models with optimization and analytics. Despite their power, these workflows face two central obstacles: (1) high computational cost, since accurate exploration requires many expensive simulator runs; and (2) limited transparency and reliability when decisions rely on opaque blackbox components. We propose a workflow that addresses both challenges by training lightweight emulators on compact designs of experiments that (i) provide fast, low-latency approximations of expensive simulators, (ii) enable rigorous uncertainty quantification, and (iii) are adapted for global and local Explainable Artificial Intelligence (XAI) analyses. This workflow unifies every simulation-based complex-system analysis tool, ranging from engineering design to agent-based models for socio-environmental understanding. In this paper, we proposea comparative methodology and practical recommendations for using surrogate-based explainability tools within the proposed workflow. The methodology supports continuous and categorical inputs, combines global-effect and uncertainty analyses with local attribution, and evaluates the consistency of explanations across surrogate models, thereby diagnosing surrogate adequacy and guiding further data collection or model refinement. We demonstrate the approach on two contrasting case studies: a multidisciplinary design analysis of a hybrid-electric aircraft and an agent-based model of urban segregation. Results show that the surrogate model and XAI coupling enables large-scale exploration in seconds, uncovers nonlinear interactions and emergent behaviors, identifies key design and policy levers, and signals regions where surrogates require more data or alternative architectures.
Melika Filvantorkaman, Maral Filvan Torkaman
Medical imaging plays a vital role in modern diagnostics; however, interpreting high-resolution radiological data remains time-consuming and susceptible to variability among clinicians. Traditional image processing techniques often lack the precision, robustness, and speed required for real-time clinical use. To overcome these limitations, this paper introduces a deep learning framework for real-time medical image analysis designed to enhance diagnostic accuracy and computational efficiency across multiple imaging modalities, including X-ray, CT, and MRI. The proposed system integrates advanced neural network architectures such as U-Net, EfficientNet, and Transformer-based models with real-time optimization strategies including model pruning, quantization, and GPU acceleration. The framework enables flexible deployment on edge devices, local servers, and cloud infrastructures, ensuring seamless interoperability with clinical systems such as PACS and EHR. Experimental evaluations on public benchmark datasets demonstrate state-of-the-art performance, achieving classification accuracies above 92%, segmentation Dice scores exceeding 91%, and inference times below 80 milliseconds. Furthermore, visual explanation tools such as Grad-CAM and segmentation overlays enhance transparency and clinical interpretability. These results indicate that the proposed framework can substantially accelerate diagnostic workflows, reduce clinician workload, and support trustworthy AI integration in time-critical healthcare environments.
Julian Gerald Dcruz, Argyrios Zolotas, Niall Ross Greenwood +1
With artificial intelligence (AI) being applied to bring autonomy to decision-making in safety-critical domains such as the ones typified in the aerospace and emergency-response services, there has been a call to address the ethical implications of structuring those decisions, so they remain reliable and justifiable when human lives are at stake. This paper contributes to addressing the challenge of decision-making by proposing a structured decision-making framework as a foundational step towards responsible AI. The proposed structured decision-making framework is implemented in autonomous decision-making, specifically within disaster management. By introducing concepts of Enabler agents, Levels and Scenarios, the proposed framework's performance is evaluated against systems relying solely on judgement-based insights, as well as human operators who have disaster experience: victims, volunteers, and stakeholders. The results demonstrate that the structured decision-making framework achieves 60.94% greater stability in consistently accurate decisions across multiple Scenarios, compared to judgement-based systems. Moreover, the study shows that the proposed framework outperforms human operators with a 38.93% higher accuracy across various Scenarios. These findings demonstrate the promise of the structured decision-making framework for building more reliable autonomous AI applications in safety-critical contexts.
Majid Mohammadi, Krikamol Muandet, Ilaria Tiddi +2
Shapley values are widely recognized as a principled method for attributing importance to input features in machine learning. However, the exact computation of Shapley values scales exponentially with the number of features, severely limiting the practical application of this powerful approach. The challenge is further compounded when the predictive model is probabilistic - as in Gaussian processes (GPs) - where the outputs are random variables rather than point estimates, necessitating additional computational effort in modeling higher-order moments. In this work, we demonstrate that for an important class of GPs known as FANOVA GP, which explicitly models all main effects and interactions, *exact* Shapley attributions for both local and global explanations can be computed in *quadratic time*. For local, instance-wise explanations, we define a stochastic cooperative game over function components and compute the exact stochastic Shapley value in quadratic time only, capturing both the expected contribution and uncertainty. For global explanations, we introduce a deterministic, variance-based value function and compute exact Shapley values that quantify each feature's contribution to the model's overall sensitivity. Our methods leverage a closed-form (stochastic) Möbius representation of the FANOVA decomposition and introduce recursive algorithms, inspired by Newton's identities, to efficiently compute the mean and variance of Shapley values. Our work enhances the utility of explainable AI, as demonstrated by empirical studies, by providing more scalable, axiomatically sound, and uncertainty-aware explanations for predictions generated by structured probabilistic models.
Zikun Cui, Tianyi Huang, Chia-En Chiang +1
With the proliferation of Large Language Models (LLMs), the detection of misinformation has become increasingly important and complex. This research proposes an innovative verifiable misinformation detection LLM agent that goes beyond traditional true/false binary judgments. The agent actively verifies claims through dynamic interaction with diverse web sources, assesses information source credibility, synthesizes evidence, and provides a complete verifiable reasoning process. Our designed agent architecture includes three core tools: precise web search tool, source credibility assessment tool and numerical claim verification tool. These tools enable the agent to execute multi-step verification strategies, maintain evidence logs, and form comprehensive assessment conclusions. We evaluate using standard misinformation datasets such as FakeNewsNet, comparing with traditional machine learning models and LLMs. Evaluation metrics include standard classification metrics, quality assessment of reasoning processes, and robustness testing against rewritten content. Experimental results show that our agent outperforms baseline methods in misinformation detection accuracy, reasoning transparency, and resistance to information rewriting, providing a new paradigm for trustworthy AI-assisted fact-checking.
Francis Boabang, Samuel Asante Gyamerah
Detecting fraudulent auto-insurance claims remains a challenging classification problem, largely due to the extreme imbalance between legitimate and fraudulent cases. Standard learning algorithms tend to overfit to the majority class, resulting in poor detection of economically significant minority events. This paper proposes a structured three-stage training framework that integrates a convex surrogate of focal loss for stable initialization, a controlled non-convex intermediate loss to improve feature discrimination, and the standard focal loss to refine minority-class sensitivity. We derive conditions under which the surrogate retains convexity in the prediction space and show how this facilitates more reliable optimization when combined with deep sequential models. Using a proprietary auto-insurance dataset, the proposed method improves minority-class F1-scores and AUC relative to conventional focal-loss training and resampling baselines. The approach also provides interpretable feature-attribution patterns through SHAP analysis, offering transparency for actuarial and fraud-analytics applications.
Léo Saulières
The success of recent Artificial Intelligence (AI) models has been accompanied by the opacity of their internal mechanisms, due notably to the use of deep neural networks. In order to understand these internal mechanisms and explain the output of these AI models, a set of methods have been proposed, grouped under the domain of eXplainable AI (XAI). This paper focuses on a sub-domain of XAI, called eXplainable Reinforcement Learning (XRL), which aims to explain the actions of an agent that has learned by reinforcement learning. We propose an intuitive taxonomy based on two questions "What" and "How". The first question focuses on the target that the method explains, while the second relates to the way the explanation is provided. We use this taxonomy to provide a state-of-the-art review of over 250 papers. In addition, we present a set of domains close to XRL, which we believe should get attention from the community. Finally, we identify some needs for the field of XRL.
Andrea Hunklinger, Noelia Ferruz
Protein language models (pLMs) excel in a variety of tasks that range from structure prediction to the design of functional enzymes. However, these models operate as black boxes, and their underlying working principles remain unclear. Here, we survey emerging applications of explainable artificial intelligence (XAI) to pLMs and describe the potential of XAI in protein research. We divide the workflow of protein AI modeling into four information contexts: (i) training sequences, (ii) input prompt, (iii) model architecture, and (iv) input-output pairs. For each, we describe existing methods and applications of XAI. Additionally, from published studies we distil five (potential) roles that XAI can play in protein research: Evaluator, Multitasker, Engineer, Coach, and Teacher, with the Evaluator role being the only one widely adopted so far. These roles aim to help both protein scientists and model developers understand the possibilities and limitations of implementing XAI for predictive and generative tasks. While our analysis focuses on pLMs, both this categorization and roles are broadly applicable to any other model architectures. We conclude by highlighting critical areas of application for the future, including risks related to security, trustworthiness, and bias, and we call for community benchmarks, open-source tooling, domain-specific visualizations, and wet-lab characterization to advance the interpretability of protein AI.
Eva Paraschou, Ioannis Arapakis, Sofia Yfantidou +2
Artificial Intelligence (AI) is rapidly embedded in critical decision-making systems, however their foundational ``black-box'' models require eXplainable AI (XAI) solutions to enhance transparency, which are mostly oriented to experts, making no sense to non-experts. Alarming evidence about AI's unprecedented human values risks brings forward the imperative need for transparent human-centered XAI solutions. In this work, we introduce a domain-, model-, explanation-agnostic, generalizable and reproducible framework that ensures both transparency and human-centered explanations tailored to the needs of both experts and non-experts. The framework leverages Large Language Models (LLMs) and employs in-context learning to convey domain- and explainability-relevant contextual knowledge into LLMs. Through its structured prompt and system setting, our framework encapsulates in one response explanations understandable by non-experts and technical information to experts, all grounded in domain and explainability principles. To demonstrate the effectiveness of our framework, we establish a ground-truth contextual ``thesaurus'' through a rigorous benchmarking with over 40 data, model, and XAI combinations for an explainable clustering analysis of a well-being scenario. Through a comprehensive quality and human-friendliness evaluation of our framework's explanations, we prove high content quality through strong correlations with ground-truth explanations (Spearman rank correlation=0.92) and improved interpretability and human-friendliness to non-experts through a user study (N=56). Our overall evaluation confirms trust in LLMs as HCXAI enablers, as our framework bridges the above Gaps by delivering (i) high-quality technical explanations aligned with foundational XAI methods and (ii) clear, efficient, and interpretable human-centered explanations for non-experts.
Bassam Noori Shaker, Bahaa Al-Musawi, Mohammed Falih Hassan
Advanced Persistent Threats (APTs) represent a sophisticated and persistent cy-bersecurity challenge, characterized by stealthy, multi-phase, and targeted attacks aimed at compromising information systems over an extended period. Develop-ing an effective Intrusion Detection System (IDS) capable of detecting APTs at different phases relies on selecting network traffic features. However, not all of these features are directly related to the phases of APTs. Some network traffic features may be unrelated or have limited relevance to identifying malicious ac-tivity. Therefore, it is important to carefully select and analyze the most relevant features to improve the IDS performance. This work proposes a feature selection and classification model that integrates two prominent machine learning algo-rithms: SHapley Additive exPlanations (SHAP) and Extreme Gradient Boosting (XGBoost). The aim is to develop lightweight IDS based on a selected minimum number of influential features for detecting APTs at various phases. The pro-posed method also specifies the relevant features for each phase of APTs inde-pendently. Extensive experimental results on the SCVIC-APT-2021 dataset indi-cated that our proposed approach has improved performance compared to other standard techniques. Specifically, both the macro-average F1-score and recall reached 94% and 93 %, respectively, while reducing the complexity of the detec-tion model by selecting only 12 features out of 77.
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