Responsible AI research from arXiv, ranked by citations from
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4,071 papers in 1 topic
Georgios Makridis, Vasileios Koukos, Georgios Fatouros +1
In today's data-driven era, computational systems generate vast amounts of data that drive the digital transformation of industries, where Artificial Intelligence (AI) plays a key role. Currently, the demand for eXplainable AI (XAI) has increased to enhance the interpretability, transparency, and trustworthiness of AI models. However, evaluating XAI methods remains challenging: existing evaluation frameworks typically focus on quantitative properties such as fidelity, consistency, and stability without taking into account qualitative characteristics such as satisfaction and interpretability. In addition, practitioners face a lack of guidance in selecting appropriate datasets, AI models, and XAI methods -a major hurdle in human-AI collaboration. To address these gaps, we propose a framework that integrates quantitative benchmarking with qualitative user assessments through virtual personas based on the "Anthology" of backstories of the Large Language Model (LLM). Our framework also incorporates a content-based recommender system that leverages dataset-specific characteristics to match new input data with a repository of benchmarked datasets. This yields an estimated XAI score and provides tailored recommendations for both the optimal AI model and the XAI method for a given scenario.
Hotaka Maeda, Yikai Lu
We fine-tuned and compared several encoder-based Transformer large language models (LLM) to predict differential item functioning (DIF) from the item text. We then applied explainable artificial intelligence (XAI) methods to these models to identify specific words associated with DIF. The data included 42,180 items designed for English language arts and mathematics summative state assessments among students in grades 3 to 11. Prediction $R^2$ ranged from .04 to .32 among eight focal and reference group pairs. Our findings suggest that many words associated with DIF reflect minor sub-domains included in the test blueprint by design, rather than construct-irrelevant item content that should be removed from assessments. This may explain why qualitative reviews of DIF items often yield confusing or inconclusive results. Our approach can be used to screen words associated with DIF during the item-writing process for immediate revision, or help review traditional DIF analysis results by highlighting key words in the text. Extensions of this research can enhance the fairness of assessment programs, especially those that lack resources to build high-quality items, and among smaller subpopulations where we do not have sufficient sample sizes for traditional DIF analyses.
Marco Calautti, Enrico Malizia, Cristian Molinaro
Explainable AI has garnered considerable attention in recent years, as understanding the reasons behind decisions or predictions made by AI systems is crucial for their successful adoption. Explaining classifiers' behavior is one prominent problem. Work in this area has proposed notions of both local and global explanations, where the former are concerned with explaining a classifier's behavior for a specific instance, while the latter are concerned with explaining the overall classifier's behavior regardless of any specific instance. In this paper, we focus on global explanations, and explain classification in terms of ``minimal'' necessary conditions for the classifier to assign a specific class to a generic instance. We carry out a thorough complexity analysis of the problem for natural minimality criteria and important families of classifiers considered in the literature.
Kiswendsida Kisito Kabore, Desire Guel
Malaria remains a significant global health burden, particularly in resource-limited regions where timely and accurate diagnosis is critical to effective treatment and control. Deep Learning (DL) has emerged as a transformative tool for automating malaria detection and it offers high accuracy and scalability. However, the effectiveness of these models is constrained by challenges in data quality and model generalization including imbalanced datasets, limited diversity and annotation variability. These issues reduce diagnostic reliability and hinder real-world applicability. This article provides a comprehensive analysis of these challenges and their implications for malaria detection performance. Key findings highlight the impact of data imbalances which can lead to a 20\% drop in F1-score and regional biases which significantly hinder model generalization. Proposed solutions, such as GAN-based augmentation, improved accuracy by 15-20\% by generating synthetic data to balance classes and enhance dataset diversity. Domain adaptation techniques, including transfer learning, further improved cross-domain robustness by up to 25\% in sensitivity. Additionally, the development of diverse global datasets and collaborative data-sharing frameworks is emphasized as a cornerstone for equitable and reliable malaria diagnostics. The role of explainable AI techniques in improving clinical adoption and trustworthiness is also underscored. By addressing these challenges, this work advances the field of AI-driven malaria detection and provides actionable insights for researchers and practitioners. The proposed solutions aim to support the development of accessible and accurate diagnostic tools, particularly for resource-constrained populations.
Pegah Ahadian, Wei Xu, Sherry Wang +1
Sleep disorders have a major impact on both lifestyle and health. Effective sleep disorder prediction from lifestyle and physiological data can provide essential details for early intervention. This research utilizes three deep time series models and facilitates them with explainability approaches for sleep disorder prediction. Specifically, our approach adopts Temporal Convolutional Networks (TCN), Long Short-Term Memory (LSTM) for time series data analysis, and Temporal Fusion Transformer model (TFT). Meanwhile, the temporal attention mechanism and counterfactual explanation with SHapley Additive exPlanations (SHAP) approach are employed to ensure dependable, accurate, and interpretable predictions. Finally, using a large dataset of sleep health measures, our evaluation demonstrates the effect of our method in predicting sleep disorders.
Nicolas Pope, Juho Kahila, Henriikka Vartiainen +5
This paper, submitted to the special track on resources for teaching AI in K-12, presents an explainable AI (XAI) education tool designed for K-12 classrooms, particularly for students in grades 4-9. The tool was designed for interventions on the fundamental processes behind social media platforms, focusing on four AI- and data-driven core concepts: data collection, user profiling, engagement metrics, and recommendation algorithms. An Instagram-like interface and a monitoring tool for explaining the data-driven processes make these complex ideas accessible and engaging for young learners. The tool provides hands-on experiments and real-time visualizations, illustrating how user actions influence both their personal experience on the platform and the experience of others. This approach seeks to enhance learners' data agency, AI literacy, and sensitivity to AI ethics. The paper includes a case example from 12 two-hour test sessions involving 209 children, using learning analytics to demonstrate how they navigated their social media feeds and the browsing patterns that emerged.
Ioannis Sarridis, Christos Koutlis, Symeon Papadopoulos +1
EXplainable Artificial Intelligence (XAI) approaches are widely applied for identifying fairness issues in Artificial Intelligence (AI) systems. However, in the context of facial analysis, existing XAI approaches, such as pixel attribution methods, offer explanations for individual images, posing challenges in assessing the overall behavior of a model, which would require labor-intensive manual inspection of a very large number of instances and leaving to the human the task of drawing a general impression of the model behavior from the individual outputs. Addressing this limitation, we introduce FaceX, the first method that provides a comprehensive understanding of face attribute classifiers through summary model explanations. Specifically, FaceX leverages the presence of distinct regions across all facial images to compute a region-level aggregation of model activations, allowing for the visualization of the model's region attribution across 19 predefined regions of interest in facial images, such as hair, ears, or skin. Beyond spatial explanations, FaceX enhances interpretability by visualizing specific image patches with the highest impact on the model's decisions for each facial region within a test benchmark. Through extensive evaluation in various experimental setups, including scenarios with or without intentional biases and mitigation efforts on four benchmarks, namely CelebA, FairFace, CelebAMask-HQ, and Racial Faces in the Wild, FaceX demonstrates high effectiveness in identifying the models' biases.
Nitish Mital, Simon Malzard, Richard Walters +3
Limited real-world data severely impacts model performance in many computer vision domains, particularly for samples that are underrepresented in training. Synthetically generated images are a promising solution, but 1) it remains unclear how to design synthetic training data to optimally improve model performance (e.g, whether and where to introduce more realism or more abstraction) and 2) the domain expertise, time and effort required from human operators for this design and optimisation process represents a major practical challenge. Here we propose a novel conceptual approach to improve the efficiency of designing synthetic images, by using robust Explainable AI (XAI) techniques to guide a human-in-the-loop process of modifying 3D mesh models used to generate these images. Importantly, this framework allows both modifications that increase and decrease realism in synthetic data, which can both improve model performance. We illustrate this concept using a real-world example where data are sparse; detection of vehicles in infrared imagery. We fine-tune an initial YOLOv8 model on the ATR DSIAC infrared dataset and synthetic images generated from 3D mesh models in the Unity gaming engine, and then use XAI saliency maps to guide modification of our Unity models. We show that synthetic data can improve detection of vehicles in orientations unseen in training by 4.6% (to mAP50 = 94.6%). We further improve performance by an additional 1.5% (to 96.1%) through our new XAI-guided approach, which reduces misclassifications through both increasing and decreasing the realism of different parts of the synthetic data. Our proof-of-concept results pave the way for fine, XAI-controlled curation of synthetic datasets tailored to improve object detection performance, whilst simultaneously reducing the burden on human operators in designing and optimising these datasets.
Mohsin Ali, Haider Raza, John Q Gan +7
Objectives: Age and gender estimation is crucial for various applications, including forensic investigations and anthropological studies. This research aims to develop a predictive system for age and gender estimation in living individuals, leveraging dental measurements such as Coronal Height (CH), Coronal Pulp Cavity Height (CPCH), and Tooth Coronal Index (TCI). Methods: Machine learning models were employed in our study, including Cat Boost Classifier (Catboost), Gradient Boosting Machine (GBM), Ada Boost Classifier (AdaBoost), Random Forest (RF), eXtreme Gradient Boosting (XGB), Light Gradient Boosting Machine (LGB), and Extra Trees Classifier (ETC), to analyze dental data from 862 living individuals (459 males and 403 females). Specifically, periapical radiographs from six teeth per individual were utilized, including premolars and molars from both maxillary and mandibular. A novel ensemble learning technique was developed, which uses multiple models each tailored to distinct dental metrics, to estimate age and gender accurately. Furthermore, an explainable AI model has been created utilizing SHAP, enabling dental experts to make judicious decisions based on comprehensible insight. Results: The RF and XGB models were particularly effective, yielding the highest F1 score for age and gender estimation. Notably, the XGB model showed a slightly better performance in age estimation, achieving an F1 score of 73.26%. A similar trend for the RF model was also observed in gender estimation, achieving a F1 score of 77.53%. Conclusions: This study marks a significant advancement in dental forensic methods, showcasing the potential of machine learning to automate age and gender estimation processes with improved accuracy.
Marcin Rabiza
Despite significant advancements in XAI, scholars note a persistent lack of solid conceptual foundations and integration with broader scientific discourse on explanation. In response, emerging research draws on explanatory strategies from various sciences and the philosophy of science literature to fill these gaps. This paper outlines a mechanistic strategy for explaining the functional organization of deep learning systems, situating recent developments in explainable AI within a broader philosophical context. According to the mechanistic approach, the explanation of opaque AI systems involves identifying mechanisms that drive decision making. For deep neural networks, this means discerning functionally relevant components, such as neurons, layers, circuits, or activation patterns, and understanding their roles through decomposition, localization, and recomposition. Proof-of-principle case studies from image recognition and language modeling align these theoretical approaches with mechanistic interpretability research from OpenAI and Anthropic. The findings suggest that pursuing mechanistic explanations can uncover elements that traditional explainability techniques may overlook, ultimately contributing to more thoroughly explainable AI
Kexin Feng, Theodora Chaspari
This study investigates clinicians' perceptions and attitudes toward an assistive artificial intelligence (AI) system that employs a speech-based explainable ML algorithm for detecting depression. The AI system detects depression from vowel-based spectrotemporal variations of speech and generates explanations through explainable AI (XAI) methods. It further provides decisions and explanations at various temporal granularities, including utterance groups, individual utterances, and within each utterance. A small-scale user study was conducted to evaluate users' perceived usability of the system, trust in the system, and perceptions of design factors associated with several elements of the system. Quantitative and qualitative analysis of the collected data indicates both positive and negative aspects that influence clinicians' perception toward the AI. Results from quantitative analysis indicate that providing more AI explanations enhances user trust but also increases system complexity. Qualitative analysis indicates the potential of integrating such systems into the current diagnostic and screening workflow, but also highlights existing limitations including clinicians' reduced familiarity with AI/ML systems and the need for user-friendly and intuitive visualizations of speech information.
MD Abdullah Al Nasim, A. S. M Anas Ferdous, Abdur Rashid +4
Artificial Intelligence (AI) is an important part of our everyday lives. We use it in self-driving cars and smartphone assistants. People often call it a "black box" because its complex systems, especially deep neural networks, are hard to understand. This complexity raises concerns about accountability, bias, and fairness, even though AI can be quite accurate. Explainable Artificial Intelligence (XAI) is important for building trust. It helps ensure that AI systems work reliably and ethically. This article looks at XAI and its three main parts: transparency, explainability, and trustworthiness. We will discuss why these components matter in real-life situations. We will also review recent studies that show how XAI is used in different fields. Ultimately, gaining trust in AI systems is crucial for their successful use in society.
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