Responsible AI research from arXiv, ranked by citations from
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6,810 papers
Madhur Jindal, Hari Shrawgi, Parag Agrawal +1
As Large Language Models are rapidly deployed across diverse applications from healthcare to financial advice, safety evaluation struggles to keep pace. Current benchmarks focus on single-turn interactions with generic policies, failing to capture the conversational dynamics of real-world usage and the application-specific harms that emerge in context. Such potential oversights can lead to harms that go unnoticed in standard safety benchmarks and other current evaluation methodologies. To address these needs for robust AI safety evaluation, we introduce SAGE (Safety AI Generic Evaluation), an automated modular framework designed for customized and dynamic harm evaluations. SAGE employs prompted adversarial agents with diverse personalities based on the Big Five model, enabling system-aware multi-turn conversations that adapt to target applications and harm policies. We evaluate seven state-of-the-art LLMs across three applications and harm policies. Multi-turn experiments show that harm increases with conversation length, model behavior varies significantly when exposed to different user personalities and scenarios, and some models minimize harm via high refusal rates that reduce usefulness. We also demonstrate policy sensitivity within a harm category where tightening a child-focused sexual policy substantially increases measured defects across applications. These results motivate adaptive, policy-aware, and context-specific testing for safer real-world deployment.
Alessio Buscemi, Daniele Proverbio, Paolo Bova +15
There is general agreement that fostering trust and cooperation within the AI development ecosystem is essential to promote the adoption of trustworthy AI systems. By embedding Large Language Model (LLM) agents within an evolutionary game-theoretic framework, this paper investigates the complex interplay between AI developers, regulators and users, modelling their strategic choices under different regulatory scenarios. Evolutionary game theory (EGT) is used to quantitatively model the dilemmas faced by each actor, and LLMs provide additional degrees of complexity and nuances and enable repeated games and incorporation of personality traits. Our research identifies emerging behaviours of strategic AI agents, which tend to adopt more "pessimistic" (not trusting and defective) stances than pure game-theoretic agents. We observe that, in case of full trust by users, incentives are effective to promote effective regulation; however, conditional trust may deteriorate the "social pact". Establishing a virtuous feedback between users' trust and regulators' reputation thus appears to be key to nudge developers towards creating safe AI. However, the level at which this trust emerges may depend on the specific LLM used for testing. Our results thus provide guidance for AI regulation systems, and help predict the outcome of strategic LLM agents, should they be used to aid regulation itself.
Soyeon Kim, Junho Choi, Yeji Choi +6
Machine learning (ML) is becoming increasingly popular in meteorological decision-making. Although the literature on explainable artificial intelligence (XAI) is growing steadily, user-centered XAI studies have not extend to this domain yet. This study defines three requirements for explanations of black-box models in meteorology through user studies: statistical model performance for different rainfall scenarios to identify model bias, model reasoning, and the confidence of model outputs. Appropriate XAI methods are mapped to each requirement, and the generated explanations are tested quantitatively and qualitatively. An XAI interface system is designed based on user feedback. The results indicate that the explanations increase decision utility and user trust. Users prefer intuitive explanations over those based on XAI algorithms even for potentially easy-to-recognize examples. These findings can provide evidence for future research on user-centered XAI algorithms, as well as a basis to improve the usability of AI systems in practice.
Yixin Wu, Feiran Zhang, Tianyuan Shi +7
Recent advances in diffusion models have enabled the creation of deceptively real images, posing significant security risks when misused. In this study, we empirically show that different timesteps of DDIM inversion reveal varying subtle distinctions between synthetic and real images that are extractable for detection, in the forms of such as Fourier power spectrum high-frequency discrepancies and inter-pixel variance distributions. Based on these observations, we propose a novel synthetic image detection method that directly utilizes features of intermediately noised images by training an ensemble on multiple noised timesteps, circumventing conventional reconstruction-based strategies. To enhance human comprehension, we introduce a metric-grounded explanation generation and refinement module to identify and explain AI-generated flaws. Additionally, we construct the GenHard and GenExplain benchmarks to provide detection samples of greater difficulty and high-quality rationales for fake images. Extensive experiments show that our method achieves state-of-the-art performance with 98.91% and 95.89% detection accuracy on regular and challenging samples respectively, and demonstrates generalizability and robustness. Our code and datasets are available at https://github.com/Shadowlized/ESIDE.
Saba Sanami, Hesam Mosalli, Yu Yang +2
As the number of electric vehicles (EVs) continues to grow, the demand for charging stations is also increasing, leading to challenges such as long wait times and insufficient infrastructure. High-precision forecasting of EV charging demand is crucial for efficient station management, to address some of these challenges. This paper presents an approach to predict the charging demand at 15-minute intervals for the day ahead using a multivariate long short-term memory (LSTM) network with an attention mechanism. Additionally, the model leverages explainable AI techniques to evaluate the influence of various factors on the predictions, including weather conditions, day of the week, month, and any holiday. SHapley Additive exPlanations (SHAP) are used to quantify the contribution of each feature to the final forecast, providing deeper insights into how these factors affect prediction accuracy. As a result, the framework offers enhanced decision-making for infrastructure planning. The efficacy of the proposed method is demonstrated by simulations using the test data collected from the EV charging stations at California State University, Long Beach.
Krti Tallam
As artificial intelligence scales, the concepts of alignment, agency, and autonomy have become central to AI safety, governance, and control. However, even in human contexts, these terms lack universal definitions, varying across disciplines such as philosophy, psychology, law, computer science, mathematics, and political science. This inconsistency complicates their application to AI, where differing interpretations lead to conflicting approaches in system design and regulation. This paper traces the historical, philosophical, and technical evolution of these concepts, emphasizing how their definitions influence AI development, deployment, and oversight. We argue that the urgency surrounding AI alignment and autonomy stems not only from technical advancements but also from the increasing deployment of AI in high-stakes decision making. Using Agentic AI as a case study, we examine the emergent properties of machine agency and autonomy, highlighting the risks of misalignment in real-world systems. Through an analysis of automation failures (Tesla Autopilot, Boeing 737 MAX), multi-agent coordination (Metas CICERO), and evolving AI architectures (DeepMinds AlphaZero, OpenAIs AutoGPT), we assess the governance and safety challenges posed by frontier AI.
Prashant Mahajan
The rapid integration of Artificial Intelligence (AI) in Higher Education (HE) is transforming personalized learning, administrative automation, and decision-making. However, this progress presents a duality, as AI adoption also introduces ethical and institutional challenges, including algorithmic bias, data privacy risks, and governance inconsistencies. To address these concerns, this study introduces the Human-Driven AI in Higher Education (HD-AIHED) Framework, ensuring compliance with UNESCO and OECD ethical standards. This conceptual research employs a qualitative meta-synthesis approach, integrating qualitative and quantitative studies to identify patterns, contradictions, and gaps in AI adoption within HE. It reinterprets existing datasets through theoretical and ethical lenses to develop governance frameworks. The study applies a participatory integrated co-system, Phased Human Intelligence, SWOC analysis, and AI ethical review boards to assess AI readiness and governance strategies for universities and HE institutions. The HD-AIHED model bridges AI research gaps, addresses global real-time challenges, and provides tailored, scalable, and ethical strategies for diverse educational contexts. By emphasizing interdisciplinary collaboration among stakeholders, this study envisions AIHED as a transparent and equitable force for innovation. The HD-AIHED framework ensures AI acts as a collaborative and ethical enabler rather than a disruptive replacement for human intelligence while advocating for responsible AI implementation in HE.
Benjamin Hilton, Marie Davidsen Buhl, Tomek Korbak +1
Safety cases - clear, assessable arguments for the safety of a system in a given context - are a widely-used technique across various industries for showing a decision-maker (e.g. boards, customers, third parties) that a system is safe. In this paper, we cover how and why frontier AI developers might also want to use safety cases. We then argue that writing and reviewing safety cases would substantially assist in the fulfilment of many of the Frontier AI Safety Commitments. Finally, we outline open research questions on the methodology, implementation, and technical details of safety cases.
Hussam Habib, Rishab Nithyanand
Personalized recommendation algorithms, like those on YouTube, significantly shape online content consumption. These systems aim to maximize engagement by learning users' preferences and aligning content accordingly but may unintentionally reinforce impulsive and emotional biases. Using a sock-puppet audit methodology, this study examines YouTube's capacity to recognize and reinforce emotional preferences. Simulated user accounts with assigned emotional preferences navigate the platform, selecting videos that align with their assigned preferences and recording subsequent recommendations. Our findings reveal reveal that YouTube amplifies negative emotions, such as anger and grievance, by increasing their prevalence and prominence in recommendations. This reinforcement intensifies over time and persists across contexts. Surprisingly, contextual recommendations often exceed personalized ones in reinforcing emotional alignment. These findings suggest the algorithm amplifies user biases, contributing to emotional filter bubbles and raising concerns about user well-being and societal impacts. The study emphasizes the need for balancing personalization with content diversity and user agency.
Haowen Xu, Ali Boyaci, Jianming Lian +1
Detecting and analyzing complex patterns in multivariate time-series data is crucial for decision-making in urban and environmental system operations. However, challenges arise from the high dimensionality, intricate complexity, and interconnected nature of complex patterns, which hinder the understanding of their underlying physical processes. Existing AI methods often face limitations in interpretability, computational efficiency, and scalability, reducing their applicability in real-world scenarios. This paper proposes a novel visual analytics framework that integrates two generative AI models, Temporal Fusion Transformer (TFT) and Variational Autoencoders (VAEs), to reduce complex patterns into lower-dimensional latent spaces and visualize them in 2D using dimensionality reduction techniques such as PCA, t-SNE, and UMAP with DBSCAN. These visualizations, presented through coordinated and interactive views and tailored glyphs, enable intuitive exploration of complex multivariate temporal patterns, identifying patterns' similarities and uncover their potential correlations for a better interpretability of the AI outputs. The framework is demonstrated through a case study on power grid signal data, where it identifies multi-label grid event signatures, including faults and anomalies with diverse root causes. Additionally, novel metrics and visualizations are introduced to validate the models and evaluate the performance, efficiency, and consistency of latent maps generated by TFT and VAE under different configurations. These analyses provide actionable insights for model parameter tuning and reliability improvements. Comparative results highlight that TFT achieves shorter run times and superior scalability to diverse time-series data shapes compared to VAE. This work advances fault diagnosis in multivariate time series, fostering explainable AI to support critical system operations.
Nan Sun, Yuantian Miao, Hao Jiang +2
In the rapidly evolving domain of Artificial Intelligence (AI), the complex interaction between innovation and regulation has become an emerging focus of our society. Despite tremendous advancements in AI's capabilities to excel in specific tasks and contribute to diverse sectors, establishing a high degree of trust in AI-generated outputs and decisions necessitates meticulous caution and continuous oversight. A broad spectrum of stakeholders, including governmental bodies, private sector corporations, academic institutions, and individuals, have launched significant initiatives. These efforts include developing ethical guidelines for AI and engaging in vibrant discussions on AI ethics, both among AI practitioners and within the broader society. This article thoroughly analyzes the ground-breaking AI regulatory framework proposed by the European Union. It delves into the fundamental ethical principles of safety, transparency, non-discrimination, traceability, and environmental sustainability for AI developments and deployments. Considering the technical efforts and strategies undertaken by academics and industry to uphold these principles, we explore the synergies and conflicts among the five ethical principles. Through this lens, work presents a forward-looking perspective on the future of AI regulations, advocating for a harmonized approach that safeguards societal values while encouraging technological advancement.
Trong Thang Pham, Ngoc-Vuong Ho, Nhat-Tan Bui +8
Developing an interpretable system for generating reports in chest X-ray (CXR) analysis is becoming increasingly crucial in Computer-aided Diagnosis (CAD) systems, enabling radiologists to comprehend the decisions made by these systems. Despite the growth of diverse datasets and methods focusing on report generation, there remains a notable gap in how closely these models' generated reports align with the interpretations of real radiologists. In this study, we tackle this challenge by initially introducing Fine-Grained CXR (FG-CXR) dataset, which provides fine-grained paired information between the captions generated by radiologists and the corresponding gaze attention heatmaps for each anatomy. Unlike existing datasets that include a raw sequence of gaze alongside a report, with significant misalignment between gaze location and report content, our FG-CXR dataset offers a more grained alignment between gaze attention and diagnosis transcript. Furthermore, our analysis reveals that simply applying black-box image captioning methods to generate reports cannot adequately explain which information in CXR is utilized and how long needs to attend to accurately generate reports. Consequently, we propose a novel explainable radiologist's attention generator network (Gen-XAI) that mimics the diagnosis process of radiologists, explicitly constraining its output to closely align with both radiologist's gaze attention and transcript. Finally, we perform extensive experiments to illustrate the effectiveness of our method. Our datasets and checkpoint is available at https://github.com/UARK-AICV/FG-CXR.
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