Research Papers

Following on from the publication of its Feasibility Study in December 2020, the Council of Europe's Ad Hoc Committee on Artificial Intelligence (CAHAI) and its subgroups initiated efforts to formulate and draft its Possible Elements of a Legal Framework on Artificial Intelligence, based on the Council of Europe's standards on human rights, democracy, and the rule of law. This document was ultimately adopted by the CAHAI plenary in December 2021. To support this effort, The Alan Turing Institute undertook a programme of research that explored the governance processes and practical tools needed to operationalise the integration of human right due diligence with the assurance of trustworthy AI innovation practices. The resulting framework was completed and submitted to the Council of Europe in September 2021. It presents an end-to-end approach to the assurance of AI project lifecycles that integrates context-based risk analysis and appropriate stakeholder engagement with comprehensive impact assessment, and transparent risk management, impact mitigation, and innovation assurance practices. Taken together, these interlocking processes constitute a Human Rights, Democracy and the Rule of Law Assurance Framework (HUDERAF). The HUDERAF combines the procedural requirements for principles-based human rights due diligence with the governance mechanisms needed to set up technical and socio-technical guardrails for responsible and trustworthy AI innovation practices. Its purpose is to provide an accessible and user-friendly set of mechanisms for facilitating compliance with a binding legal framework on artificial intelligence, based on the Council of Europe's standards on human rights, democracy, and the rule of law, and to ensure that AI innovation projects are carried out with appropriate levels of public accountability, transparency, and democratic governance.

In 2020, covid-19 virus had reached more than 200 countries. Till December 20th 2021, 221 nations in the world had collectively reported 275M confirmed cases of covid-19 & total death toll of 5.37M. Many countries which include United States, India, Brazil, United Kingdom, Russia etc were badly affected by covid-19 pandemic due to the large population. The total confirmed cases reported in this country are 51.7M, 34.7M, 22.2M, 11.3M, 10.2M respectively till December 20, 2021. This pandemic can be controlled with the help of precautionary steps by government & civilians of the country. The early prediction of covid-19 cases helps to track the transmission dynamics & alert the government to take the necessary precautions. Recurrent Deep learning algorithms is a data driven model which plays a key role to capture the patterns present in time series data. In many literatures, the Recurrent Neural Network (RNN) based model are proposed for the efficient prediction of COVID-19 cases for different provinces. The study in the literature doesnt involve the interpretation of the model behavior & robustness. In this study, The LSTM model is proposed for the efficient prediction of active cases in each provinces of India. The active cases dataset for each province in India is taken from John Hopkins publicly available dataset for the duration from 10th June, 2020 to 4th August, 2021. The proposed LSTM model is trained on one state i.e., Maharashtra and tested for rest of the provinces in India. The concept of Explainable AI is involved in this study for the better interpretation & understanding of the model behavior. The proposed model is used to forecast the active cases in India from 16th December, 2021 to 5th March, 2022. It is notated that there will be a emergence of third wave on January, 2022 in India.

In this paper, we critically examine the effectiveness of the requirement to conduct a Data Protection Impact Assessment (DPIA) in Article 35 of the General Data Protection Regulation (GDPR) in light of fairness metrics. Through this analysis, we explore the role of the fairness principle as introduced in Article 5(1)(a) and its multifaceted interpretation in the obligation to conduct a DPIA. Our paper argues that although there is a significant theoretical role for the considerations of fairness in the DPIA process, an analysis of the various guidance documents issued by data protection authorities on the obligation to conduct a DPIA reveals that they rarely mention the fairness principle in practice.

Applications of deep learning to synthetic media generation allow the creation of convincing forgeries, called DeepFakes, with limited technical expertise. DeepFake detection is an increasingly active research area. In this paper, we analyze an existing DeepFake detection technique based on head pose estimation, which can be applied when fake images are generated with an autoencoder-based face swap. Existing literature suggests that this method is an effective DeepFake detector, and its motivating principles are attractively simple. With an eye towards using these principles to develop new DeepFake detectors, we conduct a reproducibility study of the existing method. We conclude that its merits are dramatically overstated, despite its celebrated status. By investigating this discrepancy we uncover a number of important and generalizable insights related to facial landmark detection, identity-agnostic head pose estimation, and algorithmic bias in DeepFake detectors. Our results correct the current literature's perception of state of the art performance for DeepFake detection.

Desiderata for Explainable AI in statistical production systems of the European Central Bank

Carlos Mougan, Georgios Kanellos, Thomas Gottron

Explainable AI constitutes a fundamental step towards establishing fairness and addressing bias in algorithmic decision-making. Despite the large body of work on the topic, the benefit of solutions is mostly evaluated from a conceptual or theoretical point of view and the usefulness for real-world use cases remains uncertain. In this work, we aim to state clear user-centric desiderata for explainable AI reflecting common explainability needs experienced in statistical production systems of the European Central Bank. We link the desiderata to archetypical user roles and give examples of techniques and methods which can be used to address the user's needs. To this end, we provide two concrete use cases from the domain of statistical data production in central banks: the detection of outliers in the Centralised Securities Database and the data-driven identification of data quality checks for the Supervisory Banking data system.

Electronic Health Records (EHRs) provide a wealth of information for machine learning algorithms to predict the patient outcome from the data including diagnostic information, vital signals, lab tests, drug administration, and demographic information. Machine learning models can be built, for example, to evaluate patients based on their predicted mortality or morbidity and to predict required resources for efficient resource management in hospitals. In this paper, we demonstrate that an attacker can manipulate the machine learning predictions with EHRs easily and selectively at test time by backdoor attacks with the poisoned training data. Furthermore, the poison we create has statistically similar features to the original data making it hard to detect, and can also attack multiple machine learning models without any knowledge of the models. With less than 5% of the raw EHR data poisoned, we achieve average attack success rates of 97% on mortality prediction tasks with MIMIC-III database against Logistic Regression, Multilayer Perceptron, and Long Short-term Memory models simultaneously.

The field of Explainable Artificial Intelligence (XAI) aims to build explainable and interpretable machine learning (or deep learning) methods without sacrificing prediction performance. Convolutional Neural Networks (CNNs) have been successful in making predictions, especially in image classification. However, these famous deep learning models use tens of millions of parameters based on a large number of pre-trained filters which have been repurposed from previous data sets. We propose a novel Interaction-based Convolutional Neural Network (ICNN) that does not make assumptions about the relevance of local information. Instead, we use a model-free Influence Score (I-score) to directly extract the influential information from images to form important variable modules. We demonstrate that the proposed method produces state-of-the-art prediction performance of 99.8% on a real-world data set classifying COVID-19 Chest X-ray images without sacrificing the explanatory power of the model. This proposed design can efficiently screen COVID-19 patients before human diagnosis, and will be the benchmark for addressing future XAI problems in large-scale data sets.

The Coloniality of Data Work in Latin America

Julian Posada

This presentation for the AIES 21 doctoral consortium examines the Latin American crowdsourcing market through a decolonial lens. This research is based on the analysis of the web traffic of ninety-three platforms, interviews with Venezuelan data workers of four platforms, and the analysis of the documentation issued by these organizations. The findings show that (1) centuries-old global divisions of labor persist, in this case, with requesters located in advanced economies and workers in the Global South. (2) That the platforms' configuration of the labor process constrains the agency of these workers when producing annotations. And, (3) that ideologies originating from the Global North serve to legitimize and reinforce this global labor market configuration.

In the field of eXplainable AI (XAI), robust "blackbox" algorithms such as Convolutional Neural Networks (CNNs) are known for making high prediction performance. However, the ability to explain and interpret these algorithms still require innovation in the understanding of influential and, more importantly, explainable features that directly or indirectly impact the performance of predictivity. A number of methods existing in literature focus on visualization techniques but the concepts of explainability and interpretability still require rigorous definition. In view of the above needs, this paper proposes an interaction-based methodology -- Influence Score (I-score) -- to screen out the noisy and non-informative variables in the images hence it nourishes an environment with explainable and interpretable features that are directly associated to feature predictivity. We apply the proposed method on a real world application in Pneumonia Chest X-ray Image data set and produced state-of-the-art results. We demonstrate how to apply the proposed approach for more general big data problems by improving the explainability and interpretability without sacrificing the prediction performance. The contribution of this paper opens a novel angle that moves the community closer to the future pipelines of XAI problems.

LioNets: A Neural-Specific Local Interpretation Technique Exploiting Penultimate Layer Information

Ioannis Mollas, Nick Bassiliades, Grigorios Tsoumakas

Artificial Intelligence (AI) has a tremendous impact on the unexpected growth of technology in almost every aspect. AI-powered systems are monitoring and deciding about sensitive economic and societal issues. The future is towards automation, and it must not be prevented. However, this is a conflicting viewpoint for a lot of people, due to the fear of uncontrollable AI systems. This concern could be reasonable if it was originating from considerations associated with social issues, like gender-biased, or obscure decision-making systems. Explainable AI (XAI) is recently treated as a huge step towards reliable systems, enhancing the trust of people to AI. Interpretable machine learning (IML), a subfield of XAI, is also an urgent topic of research. This paper presents a small but significant contribution to the IML community, focusing on a local-based, neural-specific interpretation process applied to textual and time-series data. The proposed methodology introduces new approaches to the presentation of feature importance based interpretations, as well as the production of counterfactual words on textual datasets. Eventually, an improved evaluation metric is introduced for the assessment of interpretation techniques, which supports an extensive set of qualitative and quantitative experiments.

Fair and Responsible AI: A Focus on the Ability to Contest

Henrietta Lyons, Eduardo Velloso, Tim Miller

As the use of artificial intelligence (AI) in high-stakes decision-making increases, the ability to contest such decisions is being recognised in AI ethics guidelines as an important safeguard for individuals. Yet, there is little guidance on how AI systems can be designed to support contestation. In this paper we explain that the design of a contestation process is important due to its impact on perceptions of fairness and satisfaction. We also consider design challenges, including a lack of transparency as well as the numerous design options that decision-making entities will be faced with. We argue for a human-centred approach to designing for contestability to ensure that the needs of decision subjects, and the community, are met.

Ada-SISE: Adaptive Semantic Input Sampling for Efficient Explanation of Convolutional Neural Networks

Mahesh Sudhakar, Sam Sattarzadeh, Konstantinos N. Plataniotis +3

Explainable AI (XAI) is an active research area to interpret a neural network's decision by ensuring transparency and trust in the task-specified learned models. Recently, perturbation-based model analysis has shown better interpretation, but backpropagation techniques are still prevailing because of their computational efficiency. In this work, we combine both approaches as a hybrid visual explanation algorithm and propose an efficient interpretation method for convolutional neural networks. Our method adaptively selects the most critical features that mainly contribute towards a prediction to probe the model by finding the activated features. Experimental results show that the proposed method can reduce the execution time up to 30% while enhancing competitive interpretability without compromising the quality of explanation generated.