Responsible AI research from arXiv, ranked by citations from
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Allen AI ), and enriched with key takeaways
4,071 papers in 1 topic
Miguel A. Lago, Ghada Zamzmi, Brandon Eich +1
Explainability features are intended to provide insight into the internal mechanisms of an AI device, but there is a lack of evaluation techniques for assessing the quality of provided explanations. We propose a framework to assess and report explainable AI features. Our evaluation framework for AI explainability is based on four criteria: 1) Consistency quantifies the variability of explanations to similar inputs, 2) Plausibility estimates how close the explanation is to the ground truth, 3) Fidelity assesses the alignment between the explanation and the model internal mechanisms, and 4) Usefulness evaluates the impact on task performance of the explanation. Finally, we developed a scorecard for AI explainability methods that serves as a complete description and evaluation to accompany this type of algorithm. We describe these four criteria and give examples on how they can be evaluated. As a case study, we use Ablation CAM and Eigen CAM to illustrate the evaluation of explanation heatmaps on the detection of breast lesions on synthetic mammographies. The first three criteria are evaluated for clinically-relevant scenarios. Our proposed framework establishes criteria through which the quality of explanations provided by AI models can be evaluated. We intend for our framework to spark a dialogue regarding the value provided by explainability features and help improve the development and evaluation of AI-based medical devices.
Tushar Talukder Showrav, Soyabul Islam Lincoln, Md. Kamrul Hasan
Deep learning has significantly propelled the performance of ECG arrhythmia classification, yet its clinical adoption remains hindered by challenges in interpretability and deployment on resource-constrained edge devices. To bridge this gap, we propose EXGnet, a novel and reliable ECG arrhythmia classification network tailored for single-lead signals, specifically designed to balance high accuracy, explainability, and edge compatibility. EXGnet integrates XAI supervision during training via a normalized cross-correlation based loss, directing the model's attention to clinically relevant ECG regions, similar to a cardiologist's focus. This supervision is driven by automatically generated ground truth, derived through an innovative heart rate variability-based approach, without the need for manual annotation. To enhance classification accuracy without compromising deployment simplicity, we incorporate quantitative ECG features during training. These enrich the model with multi-domain knowledge but are excluded during inference, keeping the model lightweight for edge deployment. Additionally, we introduce an innovative multiresolution block to efficiently capture both short and long-term signal features while maintaining computational efficiency. Rigorous evaluation on the Chapman and Ningbo benchmark datasets validates the supremacy of EXGnet, which achieves average five-fold accuracies of 98.762% and 96.932%, and F1-scores of 97.910% and 95.527%, respectively. Comprehensive ablation studies and both quantitative and qualitative interpretability assessment confirm that the XAI guidance is pivotal, demonstrably enhancing the model's focus and trustworthiness. Overall, EXGnet sets a new benchmark by combining high-performance arrhythmia classification with interpretability, paving the way for more trustworthy and accessible portable ECG based health monitoring systems.
Bassam Noori Shaker, Bahaa Al-Musawi, Mohammed Falih Hassan
An Advanced Persistent Threat (APT) is a multistage, highly sophisticated, and covert form of cyber threat that gains unauthorized access to networks to either steal valuable data or disrupt the targeted network. These threats often remain undetected for extended periods, emphasizing the critical need for early detection in networks to mitigate potential APT consequences. In this work, we propose a feature selection method for developing a lightweight intrusion detection system capable of effectively identifying APTs at the initial compromise stage. Our approach leverages the XGBoost algorithm and Explainable Artificial Intelligence (XAI), specifically utilizing the SHAP (SHapley Additive exPlanations) method for identifying the most relevant features of the initial compromise stage. The results of our proposed method showed the ability to reduce the selected features of the SCVIC-APT-2021 dataset from 77 to just four while maintaining consistent evaluation metrics for the suggested system. The estimated metrics values are 97% precision, 100% recall, and a 98% F1 score. The proposed method not only aids in preventing successful APT consequences but also enhances understanding of APT behavior at early stages.
Alicia Beneyto-Rodriguez, Gregorio I. Sainz-Palmero, Marta Galende-Hernández +2
Water reuse is a key point when fresh water is a commodity in ever greater demand, but which is also becoming ever more available. Furthermore, the return of clean water to its natural environment is also mandatory. Therefore, wastewater treatment plants (WWTPs) are essential in any policy focused on these serious challenges. WWTPs are complex facilities which need to operate at their best to achieve their goals. Nowadays, they are largely monitored, generating large databases of historical data concerning their functioning over time. All this implies a large amount of embedded information which is not usually easy for plant managers to assimilate, correlate and understand; in other words, for them to know the global operation of the plant at any given time. At this point, the intelligent and Machine Learning (ML) approaches can give support for that need, managing all the data and translating them into manageable, interpretable and explainable knowledge about how the WWTP plant is operating at a glance. Here, an eXplainable Artificial Intelligence (XAI) based methodology is proposed and tested for a real WWTP, in order to extract explainable service knowledge concerning the operation modes of the WWTP managed by AQUAVALL, which is the public service in charge of the integral water cycle in the City Council of Valladolid (Castilla y León, Spain). By applying well-known approaches of XAI and ML focused on the challenge of WWTP, it has been possible to summarize a large number of historical databases through a few explained operation modes of the plant in a low-dimensional data space, showing the variables and facility units involved in each case.
Lijie Hu, Songning Lai, Yuan Hua +3
Transparency is a paramount concern in the medical field, prompting researchers to delve into the realm of explainable AI (XAI). Among these XAI methods, Concept Bottleneck Models (CBMs) aim to restrict the model's latent space to human-understandable high-level concepts by generating a conceptual layer for extracting conceptual features, which has drawn much attention recently. However, existing methods rely solely on concept features to determine the model's predictions, which overlook the intrinsic feature embeddings within medical images. To address this utility gap between the original models and concept-based models, we propose Vision Concept Transformer (VCT). Furthermore, despite their benefits, CBMs have been found to negatively impact model performance and fail to provide stable explanations when faced with input perturbations, which limits their application in the medical field. To address this faithfulness issue, this paper further proposes the Stable Vision Concept Transformer (SVCT) based on VCT, which leverages the vision transformer (ViT) as its backbone and incorporates a conceptual layer. SVCT employs conceptual features to enhance decision-making capabilities by fusing them with image features and ensures model faithfulness through the integration of Denoised Diffusion Smoothing. Comprehensive experiments on four medical datasets demonstrate that our VCT and SVCT maintain accuracy while remaining interpretable compared to baselines. Furthermore, even when subjected to perturbations, our SVCT model consistently provides faithful explanations, thus meeting the needs of the medical field.
Jan Kapusta
Current AI systems rely on opaque reasoning processes that hinder human oversight and collaborative potential. Conventional explainable AI approaches offer post-hoc justifications and often fail to establish genuine symbiotic collaboration. In this paper, the Symbiotic Epistemology is presented as a philosophical foundation for human-AI cognitive partnerships. Unlike frameworks that treat AI as a mere tool or replacement, symbiotic epistemology positions AI as a reasoning partner, fostering calibrated trust by aligning human confidence with AI reliability through explicit reasoning patterns and confidence assessments. SynLang (Symbiotic Syntactic Language) is introduced as a formal protocol for transparent human-AI collaboration. The framework is empirically validated through actual human-AI dialogues demonstrating AI's adaptation to structured reasoning protocols and successful metacognitive intervention. The protocol defines two complementary mechanisms: TRACE for high-level reasoning patterns and TRACE_FE for detailed factor explanations. It also integrates confidence quantification, declarative control over AI behavior, and context inheritance for multi-agent coordination. By structuring communication and embedding confidence-calibrated transparency, SynLang, together with symbiotic epistemology, enables AI systems that enhance human intelligence, preserve human agency, and uphold ethical accountability in collaborative decision-making. Through dual-level transparency, beginning with high-level reasoning patterns and progressing to granular explanations, the protocol facilitates rapid comprehension and supports thorough verification of AI decision-making.
Celia Cintas, Miriam Rateike, Erik Miehling +2
We present a study on how and where personas -- defined by distinct sets of human characteristics, values, and beliefs -- are encoded in the representation space of large language models (LLMs). Using a range of dimension reduction and pattern recognition methods, we first identify the model layers that show the greatest divergence in encoding these representations. We then analyze the activations within a selected layer to examine how specific personas are encoded relative to others, including their shared and distinct embedding spaces. We find that, across multiple pre-trained decoder-only LLMs, the analyzed personas show large differences in representation space only within the final third of the decoder layers. We observe overlapping activations for specific ethical perspectives -- such as moral nihilism and utilitarianism -- suggesting a degree of polysemy. In contrast, political ideologies like conservatism and liberalism appear to be represented in more distinct regions. These findings help to improve our understanding of how LLMs internally represent information and can inform future efforts in refining the modulation of specific human traits in LLM outputs. Warning: This paper includes potentially offensive sample statements.
Ulrike Kuhl, Annika Bush
Although the integration of artificial intelligence (AI) into everyday tasks improves efficiency and objectivity, it also risks transmitting bias to human decision-making. In this study, we conducted a controlled experiment that simulated hiring decisions to examine how biased AI recommendations - augmented with or without counterfactual explanations - influence human judgment over time. Participants, acting as hiring managers, completed 60 decision trials divided into a baseline phase without AI, followed by a phase with biased (X)AI recommendations (favoring either male or female candidates), and a final post-interaction phase without AI. Our results indicate that the participants followed the AI recommendations 70% of the time when the qualifications of the given candidates were comparable. Yet, only a fraction of participants detected the gender bias (8 out of 294). Crucially, exposure to biased AI altered participants' inherent preferences: in the post-interaction phase, participants' independent decisions aligned with the bias when no counterfactual explanations were provided before, but reversed the bias when explanations were given. Reported trust did not differ significantly across conditions. Confidence varied throughout the study phases after exposure to male-biased AI, indicating nuanced effects of AI bias on decision certainty. Our findings point to the importance of calibrating XAI to avoid unintended behavioral shifts in order to safeguard equitable decision-making and prevent the adoption of algorithmic bias.
Jürgen Bernard
Visual Analytics (VA) integrates humans, data, and models as key actors in insight generation and data-driven decision-making. This position paper values and reflects on 16 VA process models and frameworks and makes nine high-level observations that motivate a fresh perspective on VA. The contribution is the HDMI Canvas, a perspective to VA that complements the strengths of existing VA process models and frameworks. It systematically characterizes diverse roles of humans, data, and models, and how these actors benefit from and contribute to VA processes. The descriptive power of the HDMI Canvas eases the differentiation between a series of VA building blocks, rather than describing general VA principles only. The canvas includes modern human-centered methodologies, including human knowledge externalization and forms of feedback loops, while interpretable and explainable AI highlight model contributions beyond their conventional outputs. The HDMI Canvas has generative power, guiding the design of new VA processes and is optimized for external stakeholders, improving VA outreach, interdisciplinary collaboration, and user-centered design. The utility of the HDMI Canvas is demonstrated through two preliminary case studies.
Prathamesh Muzumdar, Apoorva Muley, Kuldeep Singh +1
The adoption of Artificial Intelligence (AI) in the healthcare service industry presents numerous ethical challenges, yet current frameworks often fail to offer a comprehensive, empirical understanding of the multidimensional factors influencing ethical AI integration. Addressing this critical research gap, this study introduces the Multi-Dimensional Ethical AI Adoption Model (MEAAM), a novel theoretical framework that categorizes 13 critical ethical variables across four foundational dimensions of Ethical AI Fair AI, Responsible AI, Explainable AI, and Sustainable AI. These dimensions are further analyzed through three core ethical lenses: epistemic concerns (related to knowledge, transparency, and system trustworthiness), normative concerns (focused on justice, autonomy, dignity, and moral obligations), and overarching concerns (highlighting global, systemic, and long-term ethical implications). This study adopts a quantitative, cross-sectional research design using survey data collected from healthcare professionals and analyzed via Partial Least Squares Structural Equation Modeling (PLS-SEM). Employing PLS-SEM, this study empirically investigates the influence of these ethical constructs on two outcomes Operational AI Adoption and Systemic AI Adoption. Results indicate that normative concerns most significantly drive operational adoption decisions, while overarching concerns predominantly shape systemic adoption strategies and governance frameworks. Epistemic concerns play a facilitative role, enhancing the impact of ethical design principles on trust and transparency in AI systems. By validating the MEAAM framework, this research advances a holistic, actionable approach to ethical AI adoption in healthcare and provides critical insights for policymakers, technologists, and healthcare administrators striving to implement ethically grounded AI solutions.
Mehrdad Asadi, Roxana Rădulescu, Ann Nowé
Swarming systems, such as for example multi-drone networks, excel at cooperative tasks like monitoring, surveillance, or disaster assistance in critical environments, where autonomous agents make decentralized decisions in order to fulfill team-level objectives in a robust and efficient manner. Unfortunately, team-level coordinated strategies in the wild are vulnerable to data poisoning attacks, resulting in either inaccurate coordination or adversarial behavior among the agents. To address this challenge, we contribute a framework that investigates the effects of such data poisoning attacks, using explainable AI methods. We model the interaction among agents using evolutionary intelligence, where an optimal coalition strategically emerges to perform coordinated tasks. Then, through a rigorous evaluation, the swarm model is systematically poisoned using data manipulation attacks. We showcase the applicability of explainable AI methods to quantify the effects of poisoning on the team strategy and extract footprint characterizations that enable diagnosing. Our findings indicate that when the model is poisoned above 10%, non-optimal strategies resulting in inefficient cooperation can be identified.
Yujing Zhou, Marc L. Jacquet, Robel Dawit +9
The increasing automation of traffic management systems has made them prime targets for cyberattacks, disrupting urban mobility and public safety. Traditional network-layer defenses are often inaccessible to transportation agencies, necessitating a machine learning-based approach that relies solely on traffic flow data. In this study, we simulate cyberattacks in a semi-realistic environment, using a virtualized traffic network to analyze disruption patterns. We develop a deep learning-based anomaly detection system, demonstrating that Longest Stop Duration and Total Jam Distance are key indicators of compromised signals. To enhance interpretability, we apply Explainable AI (XAI) techniques, identifying critical decision factors and diagnosing misclassification errors. Our analysis reveals two primary challenges: transitional data inconsistencies, where mislabeled recovery-phase traffic misleads the model, and model limitations, where stealth attacks in low-traffic conditions evade detection. This work enhances AI-driven traffic security, improving both detection accuracy and trustworthiness in smart transportation systems.
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