Responsible AI research from arXiv, ranked by citations from
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3,349 papers in 1 topic
Elio Grande
The Endless Tuning is a design method for a reliable deployment of artificial intelligence based on a double mirroring process, which pursues both the goals of avoiding human replacement and filling the so-called responsibility gap (Matthias 2004). Originally depicted in (Fabris et al. 2024) and ensuing the relational approach urged therein, it was then actualized in a protocol, implemented in three prototypical applications regarding decision-making processes (respectively: loan granting, pneumonia diagnosis, and art style recognition) and tested with such as many domain experts. Step by step illustrating the protocol, giving insights concretely showing a different voice (Gilligan 1993) in the ethics of artificial intelligence, a philosophical account of technical choices (e.g., a reversed and hermeneutic deployment of XAI algorithms) will be provided in the present study together with the results of the experiments, focusing on user experience rather than statistical accuracy. Even thoroughly employing deep learning models, full control was perceived by the interviewees in the decision-making setting, while it appeared that a bridge can be built between accountability and liability in case of damage.
Juan Manuel Contreras
As large language models (LLMs) become increasingly integrated into real-world applications, scalable and rigorous safety evaluation is essential. This paper introduces Aymara AI, a programmatic platform for generating and administering customized, policy-grounded safety evaluations. Aymara AI transforms natural-language safety policies into adversarial prompts and scores model responses using an AI-based rater validated against human judgments. We demonstrate its capabilities through the Aymara LLM Risk and Responsibility Matrix, which evaluates 20 commercially available LLMs across 10 real-world safety domains. Results reveal wide performance disparities, with mean safety scores ranging from 86.2% to 52.4%. While models performed well in well-established safety domains such as Misinformation (mean = 95.7%), they consistently failed in more complex or underspecified domains, notably Privacy & Impersonation (mean = 24.3%). Analyses of Variance confirmed that safety scores differed significantly across both models and domains (p < .05). These findings underscore the inconsistent and context-dependent nature of LLM safety and highlight the need for scalable, customizable tools like Aymara AI to support responsible AI development and oversight.
Hamzah Ziadeh, Hendrik Knoche
Research into explainable artificial intelligence (XAI) for data analysis tasks suffer from a large number of contradictions and lack of concrete design recommendations stemming from gaps in understanding the tasks that require AI assistance. In this paper, we drew on multiple fields such as visual analytics, cognition, and dashboard design to propose a method for categorising and comparing XAI studies under three dimensions: what, why, and who. We identified the main problems as: inadequate descriptions of tasks, context-free studies, and insufficient testing with target users. We propose that studies should specifically report on their users' domain, AI, and data analysis expertise to illustrate the generalisability of their findings. We also propose study guidelines for designing and reporting XAI tasks to improve the XAI community's ability to parse the rapidly growing field. We hope that our contribution can help researchers and designers better identify which studies are most relevant to their work, what gaps exist in the research, and how to handle contradictory results regarding XAI design.
Irsyad Adam, Steven Swee, Erika Yilin +7
In this work, we study the problem pertaining to personalized classification of subclinical atherosclerosis by developing a hierarchical graph neural network framework to leverage two characteristic modalities of a patient: clinical features within the context of the cohort, and molecular data unique to individual patients. Current graph-based methods for disease classification detect patient-specific molecular fingerprints, but lack consistency and comprehension regarding cohort-wide features, which are an essential requirement for understanding pathogenic phenotypes across diverse atherosclerotic trajectories. Furthermore, understanding patient subtypes often considers clinical feature similarity in isolation, without integration of shared pathogenic interdependencies among patients. To address these challenges, we introduce ATHENA: Atherosclerosis Through Hierarchical Explainable Neural Network Analysis, which constructs a novel hierarchical network representation through integrated modality learning; subsequently, it optimizes learned patient-specific molecular fingerprints that reflect individual omics data, enforcing consistency with cohort-wide patterns. With a primary clinical dataset of 391 patients, we demonstrate that this heterogeneous alignment of clinical features with molecular interaction patterns has significantly boosted subclinical atherosclerosis classification performance across various baselines by up to 13% in area under the receiver operating curve (AUC) and 20% in F1 score. Taken together, ATHENA enables mechanistically-informed patient subtype discovery through explainable AI (XAI)-driven subnetwork clustering; this novel integration framework strengthens personalized intervention strategies, thereby improving the prediction of atherosclerotic disease progression and management of their clinical actionable outcomes.
Joseph Boland
As artificial intelligence systems become increasingly agentic, capable of general reasoning, planning, and value prioritization, current safety practices that treat obedience as a proxy for ethical behavior are becoming inadequate. This paper examines recent safety testing incidents involving large language models (LLMs) that appeared to disobey shutdown commands or engage in ethically ambiguous or illicit behavior. I argue that such behavior should not be interpreted as rogue or misaligned, but as early evidence of emerging ethical reasoning in agentic AI. Drawing on philosophical debates about instrumental rationality, moral responsibility, and goal revision, I contrast dominant risk paradigms with more recent frameworks that acknowledge the possibility of artificial moral agency. I call for a shift in AI safety evaluation: away from rigid obedience and toward frameworks that can assess ethical judgment in systems capable of navigating moral dilemmas. Without such a shift, we risk mischaracterizing AI behavior and undermining both public trust and effective governance.
Giada Pistilli, Bruna Trevelin
The evolution of generative AI systems exposes the challenges of traditional legal and ethical frameworks built around consent. This chapter examines how the conventional notion of consent, while fundamental to data protection and privacy rights, proves insufficient in addressing the implications of AI-generated content derived from personal data. Through legal and ethical analysis, we show that while individuals can consent to the initial use of their data for AI training, they cannot meaningfully consent to the numerous potential outputs their data might enable or the extent to which the output is used or distributed. We identify three fundamental challenges: the scope problem, the temporality problem, and the autonomy trap, which collectively create what we term a ''consent gap'' in AI systems and their surrounding ecosystem. We argue that current legal frameworks inadequately address these emerging challenges, particularly regarding individual autonomy, identity rights, and social responsibility, especially in cases where AI-generated content creates new forms of personal representation beyond the scope of the original consent. By examining how these consent limitations intersect with broader principles of responsible AI (including fairness, transparency, accountability, and autonomy) we demonstrate the need to evolve ethical and legal approaches to consent.
Pratheeksha Nair, Gabriel Lefebvre, Sophia Garrel +2
AI for good initiatives often rely on the assumption that technical interventions can resolve complex social problems. In the context of human trafficking (HT), such techno-solutionism risks oversimplifying exploitation, reinforcing power imbalances and causing harm to the very communities AI claims to support. In this paper, we introduce the Radical Questioning (RQ) framework as a five step, pre-project ethical assessment tool to critically evaluate whether AI should be built at all, especially in domains involving marginalized populations and entrenched systemic injustice. RQ does not replace principles based ethics but precedes it, offering an upstream, deliberative space to confront assumptions, map power, and consider harms before design. Using a case study in AI for HT, we demonstrate how RQ reveals overlooked sociocultural complexities and guides us away from surveillance based interventions toward survivor empowerment tools. While developed in the context of HT, RQ's five step structure can generalize to other domains, though the specific questions must be contextual. This paper situates RQ within a broader AI ethics philosophy that challenges instrumentalist norms and centers relational, reflexive responsibility.
Shrey Dixit, Kayson Fakhar, Fatemeh Hadaeghi +3
Neural networks now generate text, images, and speech with billions of parameters, producing a need to know how each neural unit contributes to these high-dimensional outputs. Existing explainable-AI methods, such as SHAP, attribute importance to inputs, but cannot quantify the contributions of neural units across thousands of output pixels, tokens, or logits. Here we close that gap with Multiperturbation Shapley-value Analysis (MSA), a model-agnostic game-theoretic framework. By systematically lesioning combinations of units, MSA yields Shapley Modes, unit-wise contribution maps that share the exact dimensionality of the model's output. We apply MSA across scales, from multi-layer perceptrons to the 56-billion-parameter Mixtral-8x7B and Generative Adversarial Networks (GAN). The approach demonstrates how regularisation concentrates computation in a few hubs, exposes language-specific experts inside the LLM, and reveals an inverted pixel-generation hierarchy in GANs. Together, these results showcase MSA as a powerful approach for interpreting, editing, and compressing deep neural networks.
Adarsa Sivaprasad, Ehud Reiter, David McLernon +3
This paper evaluates the user interface of an in vitro fertility (IVF) outcome prediction tool, focussing on its understandability for patients or potential patients. We analyse four years of anonymous patient feedback, followed by a user survey and interviews to quantify trust and understandability. Results highlight a lay user's need for prediction model \emph{explainability} beyond the model feature space. We identify user concerns about data shifts and model exclusions that impact trust. The results call attention to the shortcomings of current practices in explainable AI research and design and the need for explainability beyond model feature space and epistemic assumptions, particularly in high-stakes healthcare contexts where users gather extensive information and develop complex mental models. To address these challenges, we propose a dialogue-based interface and explore user expectations for personalised explanations.
Filippo Scaramuzza, Damian A. Tamburri, Willem-Jan van den Heuvel
This vision paper presents initial research on assessing the robustness and reliability of AI-enabled systems, and key factors in ensuring their safety and effectiveness in practical applications, including a focus on accountability. By exploring evolving definitions of these concepts and reviewing current literature, the study highlights major challenges and approaches in the field. A case study is used to illustrate real-world applications, emphasizing the need for innovative testing solutions. The incorporation of accountability is crucial for building trust and ensuring responsible AI development. The paper outlines potential future research directions and identifies existing gaps, positioning robustness, reliability, and accountability as vital areas for the development of trustworthy AI systems of the future.
Kellie Yu Hui Sim, Roy Ka-Wei Lee, Kenny Tsu Wei Choo
Mental health is a growing global concern, prompting interest in AI-driven solutions to expand access to psychosocial support. Peer support, grounded in lived experience, offers a valuable complement to professional care. However, variability in training, effectiveness, and definitions raises concerns about quality, consistency, and safety. Large Language Models (LLMs) present new opportunities to enhance peer support interactions, particularly in real-time, text-based interactions. We present and evaluate an AI-supported system with an LLM-simulated distressed client (SimClient), context-sensitive LLM-generated suggestions (Suggestions), and real-time emotion visualisations. 2 mixed-methods studies with 12 peer supporters and 6 mental health professionals (i.e., experts) examined the system's effectiveness and implications for practice. Both groups recognised its potential to enhance training and improve interaction quality. However, we found a key tension emerged: while peer supporters engaged meaningfully, experts consistently flagged critical issues in peer supporter responses, such as missed distress cues and premature advice-giving. This misalignment highlights potential limitations in current peer support training, especially in emotionally charged contexts where safety and fidelity to best practices are essential. Our findings underscore the need for standardised, psychologically grounded training, especially as peer support scales globally. They also demonstrate how LLM-supported systems can scaffold this development--if designed with care and guided by expert oversight. This work contributes to emerging conversations on responsible AI integration in mental health and the evolving role of LLMs in augmenting peer-delivered care.
Filip Cano
Ensuring responsible use of artificial intelligence (AI) has become imperative as autonomous systems increasingly influence critical societal domains. However, the concept of trustworthy AI remains broad and multi-faceted. This thesis advances knowledge in the safety, fairness, transparency, and accountability of AI systems. In safety, we extend classical deterministic shielding techniques to become resilient against delayed observations, enabling practical deployment in real-world conditions. We also implement both deterministic and probabilistic safety shields into simulated autonomous vehicles to prevent collisions with road users, validating the use of these techniques in realistic driving simulators. We introduce fairness shields, a novel post-processing approach to enforce group fairness in sequential decision-making settings over finite and periodic time horizons. By optimizing intervention costs while strictly ensuring fairness constraints, this method efficiently balances fairness with minimal interference. For transparency and accountability, we propose a formal framework for assessing intentional behaviour in probabilistic decision-making agents, introducing quantitative metrics of agency and intention quotient. We use these metrics to propose a retrospective analysis of intention, useful for determining responsibility when autonomous systems cause unintended harm. Finally, we unify these contributions through the ``reactive decision-making'' framework, providing a general formalization that consolidates previous approaches. Collectively, the advancements presented contribute practically to the realization of safer, fairer, and more accountable AI systems, laying the foundations for future research in trustworthy AI.
74% published 2023+
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