Responsible AI research from arXiv, ranked by citations from
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Allen AI ), and enriched with key takeaways
4,071 papers in 1 topic
Marte Eggen, Jacob Lysnæs-Larsen, Inga Strümke
The attention mechanism lies at the core of the transformer architecture, providing an interpretable model-internal signal that has motivated a growing interest in attention-based model explanations. Although attention weights do not directly determine model outputs, they reflect patterns of token influence that can inform and complement established explainability techniques. This work studies the potential of utilising the information encoded in attention weights to provide meaningful model explanations by integrating them into explainable AI (XAI) frameworks that target fundamentally different aspects of model behaviour. To this end, we develop two novel explanation methods applicable to both natural language processing and computer vision tasks. The first integrates attention weights into the Shapley value decomposition by redefining the characteristic function in terms of pairwise token interactions via attention weights, thus adapting this widely used game-theoretic solution concept to provide attention-driven attributions for local explanations. The second incorporates attention weights into token-level directional derivatives defined through concept activation vectors to measure concept sensitivity for global explanations. Our empirical evaluations on standard benchmarks and in a comparison study with widely used explanation methods show that attention weights can be meaningfully incorporated into the studied XAI frameworks, highlighting their value in enriching transformer explainability.
Ruchira Dhar, Stephanie Brandl, Ninell Oldenburg +1
The field of Explainable AI (XAI) offers a wide range of techniques for making complex models interpretable. Yet, in practice, generating meaningful explanations is a context-dependent task that requires intentional design choices to ensure accessibility and transparency. This paper reframes explanation as a situated design process -- an approach particularly relevant for practitioners involved in building and deploying explainable systems. Drawing on prior research and principles from design thinking, we propose a three-part framework for explanation design in XAI: asking Who needs the explanation, What they need explained, and How that explanation should be delivered. We also emphasize the need for ethical considerations, including risks of epistemic inequality, reinforcing social inequities, and obscuring accountability and governance. By treating explanation as a sociotechnical design process, this framework encourages a context-aware approach to XAI that supports effective communication and the development of ethically responsible explanations.
Hyo Jin Do, Rachel Ostrand, Werner Geyer +3
Large language models (LLMs) are susceptible to generating inaccurate or false information, often referred to as "hallucinations" or "confabulations." While several technical advancements have been made to detect hallucinated content by assessing the factuality of the model's responses, there is still limited research on how to effectively communicate this information to users. To address this gap, we conducted two scenario-based experiments with a total of 208 participants to systematically compare the effects of various design strategies for communicating factuality scores by assessing participants' ratings of trust, ease in validating response accuracy, and preference. Our findings reveal that participants preferred and trusted a design in which all phrases within a response were color-coded based on factuality scores. Participants also found it easier to validate accuracy of the response in this style compared to a baseline with no style applied. Our study offers practical design guidelines for LLM application developers and designers, aimed at calibrating user trust, aligning with user preferences, and enhancing users' ability to scrutinize LLM outputs.
M. Adeel Ajaib, Fariha Nasir, Abdul Rehman
We explore machine learning techniques for predicting Curie temperatures of magnetic materials using the NEMAD database. By augmenting the dataset with composition-based and domain-aware descriptors, we evaluate the performance of several machine learning models. We find that the Extra Trees Regressor delivers the best performance reaching an R^2 score of up to 0.85 $\pm$ 0.01 (cross-validated) for a balanced dataset. We employ the k-means clustering algorithm to gain insights into the performance of chemically distinct material groups. Furthermore, we perform the SHAP analysis to identify key physicochemical drivers of Curie behavior, such as average atomic number and magnetic moment. By employing explainable AI techniques, this analysis offers insights into the model's predictive behavior, thereby advancing scientific interpretability.
Domiziano Scarcelli, Filippo Betello, Giuseppe Perelli +2
Sequential Recommender Systems (SRSs) have demonstrated remarkable effectiveness in capturing users' evolving preferences. However, their inherent complexity as "black box" models poses significant challenges for explainability. This work presents the first counterfactual explanation technique specifically developed for SRSs, introducing a novel approach in this space, addressing the key question: What minimal changes in a user's interaction history would lead to different recommendations? To achieve this, we introduce a specialized genetic algorithm tailored for discrete sequences and show that generating counterfactual explanations for sequential data is an NP-Complete problem. We evaluate these approaches across four experimental settings, varying between targeted-untargeted and categorized-uncategorized scenarios, to comprehensively assess their capability in generating meaningful explanations. Using three different datasets and three models, we are able to demonstrate that our methods successfully generate interpretable counterfactual explanation while maintaining model fidelity close to one. Our findings contribute to the growing field of Explainable AI by providing a framework for understanding sequential recommendation decisions through the lens of "what-if" scenarios, ultimately enhancing user trust and system transparency.
Ziqing Xu, Nick Bryan-Kinns
Many existing AI music generation tools rely on text prompts, complex interfaces, or instrument-like controls, which may require musical or technical knowledge that non-musicians do not possess. This paper introduces DeformTune, a prototype system that combines a tactile deformable interface with the MeasureVAE model to explore more intuitive, embodied, and explainable AI interaction. We conducted a preliminary study with 11 adult participants without formal musical training to investigate their experience with AI-assisted music creation. Thematic analysis of their feedback revealed recurring challenge--including unclear control mappings, limited expressive range, and the need for guidance throughout use. We discuss several design opportunities for enhancing explainability of AI, including multimodal feedback and progressive interaction support. These findings contribute early insights toward making AI music systems more explainable and empowering for novice users.
Boyuan Zheng, Victor W. Chu
Climate extremes present escalating risks to agriculture intensifying the need for reliable multi-hazard early warning systems (EWS). The situation is evolving due to climate change and hence such systems should have the intelligent to continue to learn from recent climate behaviours. However, traditional single-hazard forecasting methods fall short in capturing complex interactions among concurrent climatic events. To address this deficiency, in this paper, we combine sequential deep learning models and advanced Explainable Artificial Intelligence (XAI) techniques to introduce a multi-hazard forecasting framework for agriculture. In our experiments, we utilize meteorological data from four prominent agricultural regions in the United States (between 2010 and 2023) to validate the predictive accuracy of our framework on multiple severe event types, which are extreme cold, floods, frost, hail, heatwaves, and heavy rainfall, with tailored models for each area. The framework uniquely integrates attention mechanisms with TimeSHAP (a recurrent XAI explainer for time series) to provide comprehensive temporal explanations revealing not only which climatic features are influential but precisely when their impacts occur. Our results demonstrate strong predictive accuracy, particularly with the BiLSTM architecture, and highlight the system's capacity to inform nuanced, proactive risk management strategies. This research significantly advances the explainability and applicability of multi-hazard EWS, fostering interdisciplinary trust and effective decision-making process for climate risk management in the agricultural industry.
Tanzim Mahfuz, Sudipta Paria, Tasneem Suha +2
Microelectronic systems are widely used in many sensitive applications (e.g., manufacturing, energy, defense). These systems increasingly handle sensitive data (e.g., encryption key) and are vulnerable to diverse threats, such as, power side-channel attacks, which infer sensitive data through dynamic power profile. In this paper, we present a novel framework, POLARIS for mitigating power side channel leakage using an Explainable Artificial Intelligence (XAI) guided masking approach. POLARIS uses an unsupervised process to automatically build a tailored training dataset and utilize it to train a masking model.The POLARIS framework outperforms state-of-the-art mitigation solutions (e.g., VALIANT) in terms of leakage reduction, execution time, and overhead across large designs.
Mandar Pitale, Jelena Frtunikj, Abhinaw Priyadershi +2
AI has become integral to safety-critical areas like autonomous driving systems (ADS) and robotics. The architecture of recent autonomous systems are trending toward end-to-end (E2E) monolithic architectures such as large language models (LLMs) and vision language models (VLMs). In this paper, we review different architectural solutions and then evaluate the efficacy of common safety analyses such as failure modes and effect analysis (FMEA) and fault tree analysis (FTA). We show how these techniques can be improved for the intricate nature of the foundational models, particularly in how they form and utilize latent representations. We introduce HySAFE-AI, Hybrid Safety Architectural Analysis Framework for AI Systems, a hybrid framework that adapts traditional methods to evaluate the safety of AI systems. Lastly, we offer hints of future work and suggestions to guide the evolution of future AI safety standards.
Vinura Galwaduge, Jagath Samarabandu
Modern network intrusion detection systems (NIDS) frequently utilize the predictive power of complex deep learning models. However, the "black-box" nature of such deep learning methods adds a layer of opaqueness that hinders the proper understanding of detection decisions, trust in the decisions and prevent timely countermeasures against such attacks. Explainable AI (XAI) methods provide a solution to this problem by providing insights into the causes of the predictions. The majority of the existing XAI methods provide explanations which are not convenient to convert into actionable countermeasures. In this work, we propose a novel diffusion-based counterfactual explanation framework that can provide actionable explanations for network intrusion attacks. We evaluated our proposed algorithm against several other publicly available counterfactual explanation algorithms on 3 modern network intrusion datasets. To the best of our knowledge, this work also presents the first comparative analysis of existing counterfactual explanation algorithms within the context of network intrusion detection systems. Our proposed method provide minimal, diverse counterfactual explanations out of the tested counterfactual explanation algorithms in a more efficient manner by reducing the time to generate explanations. We also demonstrate how counterfactual explanations can provide actionable explanations by summarizing them to create a set of global rules. These rules are actionable not only at instance level but also at the global level for intrusion attacks. These global counterfactual rules show the ability to effectively filter out incoming attack queries which is crucial for efficient intrusion detection and defense mechanisms.
Chenrui Zhu, Louenas Bounia, Vu Linh Nguyen +2
Recent advancements in machine learning have emphasized the need for transparency in model predictions, particularly as interpretability diminishes when using increasingly complex architectures. In this paper, we propose leveraging prediction uncertainty as a complementary approach to classical explainability methods. Specifically, we distinguish between aleatoric (data-related) and epistemic (model-related) uncertainty to guide the selection of appropriate explanations. Epistemic uncertainty serves as a rejection criterion for unreliable explanations and, in itself, provides insight into insufficient training (a new form of explanation). Aleatoric uncertainty informs the choice between feature-importance explanations and counterfactual explanations. This leverages a framework of explainability methods driven by uncertainty quantification and disentanglement. Our experiments demonstrate the impact of this uncertainty-aware approach on the robustness and attainability of explanations in both traditional machine learning and deep learning scenarios.
Aakash Tripathi, Ian E. Nielsen, Muhammad Umer +2
Transcription Factor Binding Site (TFBS) prediction is crucial for understanding gene regulation and various biological processes. This study introduces a novel Mixture of Experts (MoE) approach for TFBS prediction, integrating multiple pre-trained Convolutional Neural Network (CNN) models, each specializing in different TFBS patterns. We evaluate the performance of our MoE model against individual expert models on both in-distribution and out-of-distribution (OOD) datasets, using six randomly selected transcription factors (TFs) for OOD testing. Our results demonstrate that the MoE model achieves competitive or superior performance across diverse TF binding sites, particularly excelling in OOD scenarios. The Analysis of Variance (ANOVA) statistical test confirms the significance of these performance differences. Additionally, we introduce ShiftSmooth, a novel attribution mapping technique that provides more robust model interpretability by considering small shifts in input sequences. Through comprehensive explainability analysis, we show that ShiftSmooth offers superior attribution for motif discovery and localization compared to traditional Vanilla Gradient methods. Our work presents an efficient, generalizable, and interpretable solution for TFBS prediction, potentially enabling new discoveries in genome biology and advancing our understanding of transcriptional regulation.
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