Research Papers

This paper proposes the use of causal modeling to detect and mitigate algorithmic bias that is nonlinear in the protected attribute. We provide a general overview of our approach. We use the German Credit data set, which is available for download from the UC Irvine Machine Learning Repository, to develop (1) a prediction model, which is treated as a black box, and (2) a causal model for bias mitigation. In this paper, we focus on age bias and the problem of binary classification. We show that the probability of getting correctly classified as "low risk" is lowest among young people. The probability increases with age nonlinearly. To incorporate the nonlinearity into the causal model, we introduce a higher order polynomial term. Based on the fitted causal model, the de-biased probability estimates are computed, showing improved fairness with little impact on overall classification accuracy. Causal modeling is intuitive and, hence, its use can enhance explicability and promotes trust among different stakeholders of AI.

Shapley values are extensively used in explainable artificial intelligence (XAI) as a framework to explain predictions made by complex machine learning (ML) models. In this work, we focus on conditional Shapley values for predictive models fitted to tabular data and explain the prediction $f(\boldsymbol{x}^{*})$ for a single observation $\boldsymbol{x}^{*}$ at the time. Numerous Shapley value estimation methods have been proposed and empirically compared on an average basis in the XAI literature. However, less focus has been devoted to analyzing the precision of the Shapley value explanations on an individual basis. We extend our work in Olsen et al. (2023) by demonstrating and discussing that the explanations are systematically less precise for observations on the outer region of the training data distribution for all used estimation methods. This is expected from a statistical point of view, but to the best of our knowledge, it has not been systematically addressed in the Shapley value literature. This is crucial knowledge for Shapley values practitioners, who should be more careful in applying these observations' corresponding Shapley value explanations.

FlexModel: A Framework for Interpretability of Distributed Large Language Models

Matthew Choi, Muhammad Adil Asif, John Willes +1

With the growth of large language models, now incorporating billions of parameters, the hardware prerequisites for their training and deployment have seen a corresponding increase. Although existing tools facilitate model parallelization and distributed training, deeper model interactions, crucial for interpretability and responsible AI techniques, still demand thorough knowledge of distributed computing. This often hinders contributions from researchers with machine learning expertise but limited distributed computing background. Addressing this challenge, we present FlexModel, a software package providing a streamlined interface for engaging with models distributed across multi-GPU and multi-node configurations. The library is compatible with existing model distribution libraries and encapsulates PyTorch models. It exposes user-registerable HookFunctions to facilitate straightforward interaction with distributed model internals, bridging the gap between distributed and single-device model paradigms. Primarily, FlexModel enhances accessibility by democratizing model interactions and promotes more inclusive research in the domain of large-scale neural networks. The package is found at https://github.com/VectorInstitute/flex_model.

This paper presents the real-world smart-meter dataset and offers an analysis of solutions derived from the Energy Prediction Technical Challenges, focusing primarily on two key competitions: the IEEE Computational Intelligence Society (IEEE-CIS) Technical Challenge on Energy Prediction from Smart Meter data in 2020 (named EP) and its follow-up challenge at the IEEE International Conference on Fuzzy Systems (FUZZ-IEEE) in 2021 (named as XEP). These competitions focus on accurate energy consumption forecasting and the importance of interpretability in understanding the underlying factors. The challenge aims to predict monthly and yearly estimated consumption for households, addressing the accurate billing problem with limited historical smart meter data. The dataset comprises 3,248 smart meters, with varying data availability ranging from a minimum of one month to a year. This paper delves into the challenges, solutions and analysing issues related to the provided real-world smart meter data, developing accurate predictions at the household level, and introducing evaluation criteria for assessing interpretability. Additionally, this paper discusses aspects beyond the competitions: opportunities for energy disaggregation and pattern detection applications at the household level, significance of communicating energy-driven factors for optimised billing, and emphasising the importance of responsible AI and data privacy considerations. These aspects provide insights into the broader implications and potential advancements in energy consumption prediction. Overall, these competitions provide a dataset for residential energy research and serve as a catalyst for exploring accurate forecasting, enhancing interpretability, and driving progress towards the discussion of various aspects such as energy disaggregation, demand response programs or behavioural interventions.

Responsible AI has risen to the forefront of the AI research community. As neural network-based learning algorithms continue to permeate real-world applications, the field of Responsible AI has played a large role in ensuring that such systems maintain a high-level of human-compatibility. Despite this progress, the state of the art in Responsible AI has ignored one crucial point: human problems are multi-agent problems. Predominant approaches largely consider the performance of a single AI system in isolation, but human problems are, by their very nature, multi-agent. From driving in traffic to negotiating economic policy, human problem-solving involves interaction and the interplay of the actions and motives of multiple individuals. This dissertation develops the study of responsible emergent multi-agent behavior, illustrating how researchers and practitioners can better understand and shape multi-agent learning with respect to three pillars of Responsible AI: interpretability, fairness, and robustness. First, I investigate multi-agent interpretability, presenting novel techniques for understanding emergent multi-agent behavior at multiple levels of granularity. With respect to low-level interpretability, I examine the extent to which implicit communication emerges as an aid to coordination in multi-agent populations. I introduce a novel curriculum-driven method for learning high-performing policies in difficult, sparse reward environments and show through a measure of position-based social influence that multi-agent teams that learn sophisticated coordination strategies exchange significantly more information through implicit signals than lesser-coordinated agents. Then, at a high-level, I study concept-based interpretability in the context of multi-agent learning. I propose a novel method for learning intrinsically interpretable, concept-based policies and show that it enables...

Exploring Practitioner Perspectives On Training Data Attribution Explanations

Elisa Nguyen, Evgenii Kortukov, Jean Y. Song +1

Explainable AI (XAI) aims to provide insight into opaque model reasoning to humans and as such is an interdisciplinary field by nature. In this paper, we interviewed 10 practitioners to understand the possible usability of training data attribution (TDA) explanations and to explore the design space of such an approach. We confirmed that training data quality is often the most important factor for high model performance in practice and model developers mainly rely on their own experience to curate data. End-users expect explanations to enhance their interaction with the model and do not necessarily prioritise but are open to training data as a means of explanation. Within our participants, we found that TDA explanations are not well-known and therefore not used. We urge the community to focus on the utility of TDA techniques from the human-machine collaboration perspective and broaden the TDA evaluation to reflect common use cases in practice.

Explainable artificial intelligence (XAI) is one of the most intensively developed area of AI in recent years. It is also one of the most fragmented with multiple methods that focus on different aspects of explanations. This makes difficult to obtain the full spectrum of explanation at once in a compact and consistent way. To address this issue, we present Local Universal Explainer (LUX), which is a rule-based explainer that can generate factual, counterfactual and visual explanations. It is based on a modified version of decision tree algorithms that allows for oblique splits and integration with feature importance XAI methods such as SHAP. It limits the use data generation in opposite to other algorithms, but is focused on selecting local concepts in a form of high-density clusters of real data that have the highest impact on forming the decision boundary of the explained model and generating artificial samples with novel SHAP-guided sampling algorithm. We tested our method on real and synthetic datasets and compared it with state-of-the-art rule-based explainers such as LORE, EXPLAN and Anchor. Our method outperforms the existing approaches in terms of simplicity, fidelity, representativeness, and consistency.

Explainable AI (XAI) is the study on how humans can be able to understand the cause of a model's prediction. In this work, the problem of interest is Scene Text Recognition (STR) Explainability, using XAI to understand the cause of an STR model's prediction. Recent XAI literatures on STR only provide a simple analysis and do not fully explore other XAI methods. In this study, we specifically work on data explainability frameworks, called attribution-based methods, that explain the important parts of an input data in deep learning models. However, integrating them into STR produces inconsistent and ineffective explanations, because they only explain the model in the global context. To solve this problem, we propose a new method, STRExp, to take into consideration the local explanations, i.e. the individual character prediction explanations. This is then benchmarked across different attribution-based methods on different STR datasets and evaluated across different STR models.

SurroCBM: Concept Bottleneck Surrogate Models for Generative Post-hoc Explanation

Bo Pan, Zhenke Liu, Yifei Zhang +1

Explainable AI seeks to bring light to the decision-making processes of black-box models. Traditional saliency-based methods, while highlighting influential data segments, often lack semantic understanding. Recent advancements, such as Concept Activation Vectors (CAVs) and Concept Bottleneck Models (CBMs), offer concept-based explanations but necessitate human-defined concepts. However, human-annotated concepts are expensive to attain. This paper introduces the Concept Bottleneck Surrogate Models (SurroCBM), a novel framework that aims to explain the black-box models with automatically discovered concepts. SurroCBM identifies shared and unique concepts across various black-box models and employs an explainable surrogate model for post-hoc explanations. An effective training strategy using self-generated data is proposed to enhance explanation quality continuously. Through extensive experiments, we demonstrate the efficacy of SurroCBM in concept discovery and explanation, underscoring its potential in advancing the field of explainable AI.

We propose an approach for early crop classification through identifying important timesteps with eXplainable AI (XAI) methods. Our approach consists of training a baseline crop classification model to carry out layer-wise relevance propagation (LRP) so that the salient time step can be identified. We chose a selected number of such important time indices to create the bounding region of the shortest possible classification timeframe. We identified the period 21st April 2019 to 9th August 2019 as having the best trade-off in terms of accuracy and earliness. This timeframe only suffers a 0.75% loss in accuracy as compared to using the full timeseries. We observed that the LRP-derived important timesteps also highlight small details in input values that differentiates between different classes and

The ability to navigate robots with natural language instructions in an unknown environment is a crucial step for achieving embodied artificial intelligence (AI). With the improving performance of deep neural models proposed in the field of vision-and-language navigation (VLN), it is equally interesting to know what information the models utilize for their decision-making in the navigation tasks. To understand the inner workings of deep neural models, various explanation methods have been developed for promoting explainable AI (XAI). But they are mostly applied to deep neural models for image or text classification tasks and little work has been done in explaining deep neural models for VLN tasks. In this paper, we address these problems by building quantitative benchmarks to evaluate explanation methods for VLN models in terms of faithfulness. We propose a new erasure-based evaluation pipeline to measure the step-wise textual explanation in the sequential decision-making setting. We evaluate several explanation methods for two representative VLN models on two popular VLN datasets and reveal valuable findings through our experiments.

Black-box Attacks on Image Activity Prediction and its Natural Language Explanations

Alina Elena Baia, Valentina Poggioni, Andrea Cavallaro

Explainable AI (XAI) methods aim to describe the decision process of deep neural networks. Early XAI methods produced visual explanations, whereas more recent techniques generate multimodal explanations that include textual information and visual representations. Visual XAI methods have been shown to be vulnerable to white-box and gray-box adversarial attacks, with an attacker having full or partial knowledge of and access to the target system. As the vulnerabilities of multimodal XAI models have not been examined, in this paper we assess for the first time the robustness to black-box attacks of the natural language explanations generated by a self-rationalizing image-based activity recognition model. We generate unrestricted, spatially variant perturbations that disrupt the association between the predictions and the corresponding explanations to mislead the model into generating unfaithful explanations. We show that we can create adversarial images that manipulate the explanations of an activity recognition model by having access only to its final output.