Research Papers

Deep neural networks have become increasingly popular for analyzing ECG data because of their ability to accurately identify cardiac conditions and hidden clinical factors. However, the lack of transparency due to the black box nature of these models is a common concern. To address this issue, explainable AI (XAI) methods can be employed. In this study, we present a comprehensive analysis of post-hoc XAI methods, investigating the local (attributions per sample) and global (based on domain expert concepts) perspectives. We have established a set of sanity checks to identify sensible attribution methods, and we provide quantitative evidence in accordance with expert rules. This dataset-wide analysis goes beyond anecdotal evidence by aggregating data across patient subgroups. Furthermore, we demonstrate how these XAI techniques can be utilized for knowledge discovery, such as identifying subtypes of myocardial infarction. We believe that these proposed methods can serve as building blocks for a complementary assessment of the internal validity during a certification process, as well as for knowledge discovery in the field of ECG analysis.

While shallow decision trees may be interpretable, larger ensemble models like gradient-boosted trees, which often set the state of the art in machine learning problems involving tabular data, still remain black box models. As a remedy, the Shapley value (SV) is a well-known concept in explainable artificial intelligence (XAI) research for quantifying additive feature attributions of predictions. The model-specific TreeSHAP methodology solves the exponential complexity for retrieving exact SVs from tree-based models. Expanding beyond individual feature attribution, Shapley interactions reveal the impact of intricate feature interactions of any order. In this work, we present TreeSHAP-IQ, an efficient method to compute any-order additive Shapley interactions for predictions of tree-based models. TreeSHAP-IQ is supported by a mathematical framework that exploits polynomial arithmetic to compute the interaction scores in a single recursive traversal of the tree, akin to Linear TreeSHAP. We apply TreeSHAP-IQ on state-of-the-art tree ensembles and explore interactions on well-established benchmark datasets.

WBCAtt: A White Blood Cell Dataset Annotated with Detailed Morphological Attributes

Satoshi Tsutsui, Winnie Pang, Bihan Wen

The examination of blood samples at a microscopic level plays a fundamental role in clinical diagnostics, influencing a wide range of medical conditions. For instance, an in-depth study of White Blood Cells (WBCs), a crucial component of our blood, is essential for diagnosing blood-related diseases such as leukemia and anemia. While multiple datasets containing WBC images have been proposed, they mostly focus on cell categorization, often lacking the necessary morphological details to explain such categorizations, despite the importance of explainable artificial intelligence (XAI) in medical domains. This paper seeks to address this limitation by introducing comprehensive annotations for WBC images. Through collaboration with pathologists, a thorough literature review, and manual inspection of microscopic images, we have identified 11 morphological attributes associated with the cell and its components (nucleus, cytoplasm, and granules). We then annotated ten thousand WBC images with these attributes. Moreover, we conduct experiments to predict these attributes from images, providing insights beyond basic WBC classification. As the first public dataset to offer such extensive annotations, we also illustrate specific applications that can benefit from our attribute annotations. Overall, our dataset paves the way for interpreting WBC recognition models, further advancing XAI in the fields of pathology and hematology.

In recent years, discussions of responsible AI practices have seen growing support for "participatory AI" approaches, intended to involve members of the public in the design and development of AI systems. Prior research has identified a lack of standardised methods or approaches for how to use participatory approaches in the AI development process. At present, there is a dearth of evidence on attitudes to and approaches for participation in the sites driving major AI developments: commercial AI labs. Through 12 semi-structured interviews with industry practitioners and subject-matter experts, this paper explores how commercial AI labs understand participatory AI approaches and the obstacles they have faced implementing these practices in the development of AI systems and research. We find that while interviewees view participation as a normative project that helps achieve "societally beneficial" AI systems, practitioners face numerous barriers to embedding participatory approaches in their companies: participation is expensive and resource intensive, it is "atomised" within companies, there is concern about exploitation, there is no incentive to be transparent about its adoption, and it is complicated by a lack of clear context. These barriers result in a piecemeal approach to participation that confers no decision-making power to participants and has little ongoing impact for AI labs. This papers contribution is to provide novel empirical research on the implementation of public participation in commercial AI labs, and shed light on the current challenges of using participatory approaches in this context.

Human Interpretation of Saliency-based Explanation Over Text

Hendrik Schuff, Alon Jacovi, Heike Adel +2

While a lot of research in explainable AI focuses on producing effective explanations, less work is devoted to the question of how people understand and interpret the explanation. In this work, we focus on this question through a study of saliency-based explanations over textual data. Feature-attribution explanations of text models aim to communicate which parts of the input text were more influential than others towards the model decision. Many current explanation methods, such as gradient-based or Shapley value-based methods, provide measures of importance which are well-understood mathematically. But how does a person receiving the explanation (the explainee) comprehend it? And does their understanding match what the explanation attempted to communicate? We empirically investigate the effect of various factors of the input, the feature-attribution explanation, and visualization procedure, on laypeople's interpretation of the explanation. We query crowdworkers for their interpretation on tasks in English and German, and fit a GAMM model to their responses considering the factors of interest. We find that people often mis-interpret the explanations: superficial and unrelated factors, such as word length, influence the explainees' importance assignment despite the explanation communicating importance directly. We then show that some of this distortion can be attenuated: we propose a method to adjust saliencies based on model estimates of over- and under-perception, and explore bar charts as an alternative to heatmap saliency visualization. We find that both approaches can attenuate the distorting effect of specific factors, leading to better-calibrated understanding of the explanation.

There has been a surge of recent interest in sociocultural diversity in machine learning (ML) research, with researchers (i) examining the benefits of diversity as an organizational solution for alleviating problems with algorithmic bias, and (ii) proposing measures and methods for implementing diversity as a design desideratum in the construction of predictive algorithms. Currently, however, there is a gap between discussions of measures and benefits of diversity in ML, on the one hand, and the broader research on the underlying concepts of diversity and the precise mechanisms of its functional benefits, on the other. This gap is problematic because diversity is not a monolithic concept. Rather, different concepts of diversity are based on distinct rationales that should inform how we measure diversity in a given context. Similarly, the lack of specificity about the precise mechanisms underpinning diversity's potential benefits can result in uninformative generalities, invalid experimental designs, and illicit interpretations of findings. In this work, we draw on research in philosophy, psychology, and social and organizational sciences to make three contributions: First, we introduce a taxonomy of different diversity concepts from philosophy of science, and explicate the distinct epistemic and political rationales underlying these concepts. Second, we provide an overview of mechanisms by which diversity can benefit group performance. Third, we situate these taxonomies--of concepts and mechanisms--in the lifecycle of sociotechnical ML systems and make a case for their usefulness in fair and accountable ML. We do so by illustrating how they clarify the discourse around diversity in the context of ML systems, promote the formulation of more precise research questions about diversity's impact, and provide conceptual tools to further advance research and practice.

On the Validity of Arrest as a Proxy for Offense: Race and the Likelihood of Arrest for Violent Crimes

Riccardo Fogliato, Alice Xiang, Zachary Lipton +2

The risk of re-offense is considered in decision-making at many stages of the criminal justice system, from pre-trial, to sentencing, to parole. To aid decision makers in their assessments, institutions increasingly rely on algorithmic risk assessment instruments (RAIs). These tools assess the likelihood that an individual will be arrested for a new criminal offense within some time window following their release. However, since not all crimes result in arrest, RAIs do not directly assess the risk of re-offense. Furthermore, disparities in the likelihood of arrest can potentially lead to biases in the resulting risk scores. Several recent validations of RAIs have therefore focused on arrests for violent offenses, which are viewed as being more accurate reflections of offending behavior. In this paper, we investigate biases in violent arrest data by analysing racial disparities in the likelihood of arrest for White and Black violent offenders. We focus our study on 2007--2016 incident-level data of violent offenses from 16 US states as recorded in the National Incident Based Reporting System (NIBRS). Our analysis shows that the magnitude and direction of the racial disparities depend on various characteristics of the crimes. In addition, our investigation reveals large variations in arrest rates across geographical locations and offense types. We discuss the implications of the observed disconnect between re-arrest and re-offense in the context of RAIs and the challenges around the use of data from NIBRS to correct for the sampling bias.

Understanding the Representation and Representativeness of Age in AI Data Sets

Joon Sung Park, Michael S. Bernstein, Robin N. Brewer +2

A diverse representation of different demographic groups in AI training data sets is important in ensuring that the models will work for a large range of users. To this end, recent efforts in AI fairness and inclusion have advocated for creating AI data sets that are well-balanced across race, gender, socioeconomic status, and disability status. In this paper, we contribute to this line of work by focusing on the representation of age by asking whether older adults are represented proportionally to the population at large in AI data sets. We examine publicly-available information about 92 face data sets to understand how they codify age as a case study to investigate how the subjects' ages are recorded and whether older generations are represented. We find that older adults are very under-represented; five data sets in the study that explicitly documented the closed age intervals of their subjects included older adults (defined as older than 65 years), while only one included oldest-old adults (defined as older than 85 years). Additionally, we find that only 24 of the data sets include any age-related information in their documentation or metadata, and that there is no consistent method followed across these data sets to collect and record the subjects' ages. We recognize the unique difficulties in creating representative data sets in terms of age, but raise it as an important dimension that researchers and engineers interested in inclusive AI should consider.

International AI Safety Report 2026

Yoshua Bengio, Stephen Clare, Carina Prunkl +89

The International AI Safety Report 2026 synthesises the current scientific evidence on the capabilities, emerging risks, and safety of general-purpose AI systems. The report series was mandated by the nations attending the AI Safety Summit in Bletchley, UK. 29 nations, the UN, the OECD, and the EU each nominated a representative to the report's Expert Advisory Panel. Over 100 AI experts contributed, representing diverse perspectives and disciplines. Led by the Report's Chair, these independent experts collectively had full discretion over the report's content.

LLMs for XAI: Future Directions for Explaining Explanations

Alexandra Zytek, Sara Pidò, Kalyan Veeramachaneni

In response to the demand for Explainable Artificial Intelligence (XAI), we investigate the use of Large Language Models (LLMs) to transform ML explanations into natural, human-readable narratives. Rather than directly explaining ML models using LLMs, we focus on refining explanations computed using existing XAI algorithms. We outline several research directions, including defining evaluation metrics, prompt design, comparing LLM models, exploring further training methods, and integrating external data. Initial experiments and user study suggest that LLMs offer a promising way to enhance the interpretability and usability of XAI.

Explainability is NOT a Game

Joao Marques-Silva, Xuanxiang Huang

Explainable artificial intelligence (XAI) aims to help human decision-makers in understanding complex machine learning (ML) models. One of the hallmarks of XAI are measures of relative feature importance, which are theoretically justified through the use of Shapley values. This paper builds on recent work and offers a simple argument for why Shapley values can provide misleading measures of relative feature importance, by assigning more importance to features that are irrelevant for a prediction, and assigning less importance to features that are relevant for a prediction. The significance of these results is that they effectively challenge the many proposed uses of measures of relative feature importance in a fast-growing range of high-stakes application domains.

Skilled employees are the most important pillars of an organization. Despite this, most organizations face high attrition and turnover rates. While several machine learning models have been developed to analyze attrition and its causal factors, the interpretations of those models remain opaque. In this paper, we propose the HR-DSS approach, which stands for Human Resource (HR) Decision Support System, and uses explainable AI for employee attrition problems. The system is designed to assist HR departments in interpreting the predictions provided by machine learning models. In our experiments, we employ eight machine learning models to provide predictions. We further process the results achieved by the best-performing model by the SHAP explainability process and use the SHAP values to generate natural language explanations which can be valuable for HR. Furthermore, using "What-if-analysis", we aim to observe plausible causes for attrition of an individual employee. The results show that by adjusting the specific dominant features of each individual, employee attrition can turn into employee retention through informative business decisions.