Responsible AI research from arXiv, ranked by citations from
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6,810 papers
Konstantin Hebenstreit, Robert Praas, Matthias Samwald
Large language models (LLMs) demonstrate outstanding capabilities, but challenges remain regarding their ability to solve complex reasoning tasks, as well as their transparency, robustness, truthfulness, and ethical alignment. In this preliminary study, we compile a set of core principles for steering and evaluating the reasoning of LLMs by curating literature from several relevant strands of work: structured reasoning in LLMs, self-evaluation/self-reflection, explainability, AI system safety/security, guidelines for human critical thinking, and ethical/regulatory guidelines for AI. We identify and curate a list of 220 principles from literature, and derive a set of 37 core principles organized into seven categories: assumptions and perspectives, reasoning, information and evidence, robustness and security, ethics, utility, and implications. We conduct a small-scale expert survey, eliciting the subjective importance experts assign to different principles and lay out avenues for future work beyond our preliminary results. We envision that the development of a shared model of principles can serve multiple purposes: monitoring and steering models at inference time, improving model behavior during training, and guiding human evaluation of model reasoning.
Aida Brankovic, Wenjie Huang, David Cook +2
The lack of transparency and explainability hinders the clinical adoption of Machine learning (ML) algorithms. While explainable artificial intelligence (XAI) methods have been proposed, little research has focused on the agreement between these methods and expert clinical knowledge. This study applies current state-of-the-art explainability methods to clinical decision support algorithms developed for Electronic Medical Records (EMR) data to analyse the concordance between these factors and discusses causes for identified discrepancies from a clinical and technical perspective. Important factors for achieving trustworthy XAI solutions for clinical decision support are also discussed.
Sabrine Amri, Henri-Cedric Mputu Boleilanga, Esma Aïmeur
ExFake is an explainable fake news detection system based on content and context-level information. It is concerned with the veracity analysis of online posts based on their content, social context (i.e., online users' credibility and historical behaviour), and data coming from trusted entities such as fact-checking websites and named entities. Unlike state-of-the-art systems, an Explainable AI (XAI) assistant is also adopted to help online social networks (OSN) users develop good reflexes when faced with any doubted information that spreads on social networks. The trustworthiness of OSN users is also addressed by assigning a credibility score to OSN users, as OSN users are one of the main culprits for spreading fake news. Experimental analysis on a real-world dataset demonstrates that ExFake significantly outperforms other baseline methods for fake news detection.
Branka Hadji Misheva, Joerg Osterrieder
Machine learning and deep learning have become increasingly prevalent in financial prediction and forecasting tasks, offering advantages such as enhanced customer experience, democratising financial services, improving consumer protection, and enhancing risk management. However, these complex models often lack transparency and interpretability, making them challenging to use in sensitive domains like finance. This has led to the rise of eXplainable Artificial Intelligence (XAI) methods aimed at creating models that are easily understood by humans. Classical XAI methods, such as LIME and SHAP, have been developed to provide explanations for complex models. While these methods have made significant contributions, they also have limitations, including computational complexity, inherent model bias, sensitivity to data sampling, and challenges in dealing with feature dependence. In this context, this paper explores good practices for deploying explainability in AI-based systems for finance, emphasising the importance of data quality, audience-specific methods, consideration of data properties, and the stability of explanations. These practices aim to address the unique challenges and requirements of the financial industry and guide the development of effective XAI tools.
Jan de Leeuw, Zaharah Bukhsh, Yingqian Zhang
Within the domain of e-commerce retail, an important objective is the reduction of parcel loss during the last-mile delivery phase. The ever-increasing availability of data, including product, customer, and order information, has made it possible for the application of machine learning in parcel loss prediction. However, a significant challenge arises from the inherent imbalance in the data, i.e., only a very low percentage of parcels are lost. In this paper, we propose two machine learning approaches, namely, Data Balance with Supervised Learning (DBSL) and Deep Hybrid Ensemble Learning (DHEL), to accurately predict parcel loss. The practical implication of such predictions is their value in aiding e-commerce retailers in optimizing insurance-related decision-making policies. We conduct a comprehensive evaluation of the proposed machine learning models using one year data from Belgian shipments. The findings show that the DHEL model, which combines a feed-forward autoencoder with a random forest, achieves the highest classification performance. Furthermore, we use the techniques from Explainable AI (XAI) to illustrate how prediction models can be used in enhancing business processes and augmenting the overall value proposition for e-commerce retailers in the last mile delivery.
Wendy Hui, Wai Kwong Lau
This paper proposes the use of causal modeling to detect and mitigate algorithmic bias. We provide a brief description of causal modeling and a general overview of our approach. We then use the Adult dataset, which is available for download from the UC Irvine Machine Learning Repository, to develop (1) a prediction model, which is treated as a black box, and (2) a causal model for bias mitigation. In this paper, we focus on gender bias and the problem of binary classification. We show that gender bias in the prediction model is statistically significant at the 0.05 level. We demonstrate the effectiveness of the causal model in mitigating gender bias by cross-validation. Furthermore, we show that the overall classification accuracy is improved slightly. Our novel approach is intuitive, easy-to-use, and can be implemented using existing statistical software tools such as "lavaan" in R. Hence, it enhances explainability and promotes trust.
Thomas Decker, Ralf Gross, Alexander Koebler +3
In this paper, we investigate the practical relevance of explainable artificial intelligence (XAI) with a special focus on the producing industries and relate them to the current state of academic XAI research. Our findings are based on an extensive series of interviews regarding the role and applicability of XAI along the Machine Learning (ML) lifecycle in current industrial practice and its expected relevance in the future. The interviews were conducted among a great variety of roles and key stakeholders from different industry sectors. On top of that, we outline the state of XAI research by providing a concise review of the relevant literature. This enables us to provide an encompassing overview covering the opinions of the surveyed persons as well as the current state of academic research. By comparing our interview results with the current research approaches we reveal several discrepancies. While a multitude of different XAI approaches exists, most of them are centered around the model evaluation phase and data scientists. Their versatile capabilities for other stages are currently either not sufficiently explored or not popular among practitioners. In line with existing work, our findings also confirm that more efforts are needed to enable also non-expert users' interpretation and understanding of opaque AI models with existing methods and frameworks.
Anaelia Ovalle, Davi Liang, Alicia Boyd
Smartphones are integral to our daily lives and activities, providing us with basic functions like texting and phone calls to more complex motion-based functionalities like navigation, mobile gaming, and fitness-tracking. To facilitate these functionalities, smartphones rely on integrated sensors like accelerometers and gyroscopes. These sensors provide personalized measurements that, in turn, contribute to tasks such as analyzing biometric data for mobile health purposes. In addition to benefiting smartphone users, biometric data holds significant value for researchers engaged in biometric identification research. Nonetheless, utilizing this user data for biometric identification tasks, such as gait and gender recognition, raises serious privacy, normative, and ethical concerns, particularly within the queer community. Concerns of algorithmic bias and algorithmically-driven dysphoria surface from a historical backdrop of marginalization, surveillance, harassment, discrimination, and violence against the queer community. In this position paper, we contribute to the timely discourse on safeguarding human rights within AI-driven systems by providing a sense of challenges, tensions, and opportunities for new data protections and biometric collection practices in a way that grapples with the sociotechnical realities of the queer community.
Stefano Materia, Lluís Palma García, Chiem van Straaten +7
Scientific and technological advances in numerical modelling have improved the quality of climate predictions over recent decades, but predictive skill remains limited in many aspects. Extreme events such as heat and cold waves, droughts, heavy rain and storms are particularly challenging to predict accurately due to their rarity and non-linear chaotic nature, and because of model limitations. However, recent studies have shown that predictive skill of extremes can be increased when using more sophisticated approaches, indicating that there might be systemic predictability that is not being leveraged. Recently, numerous studies have been devoted to the exploitation of Artificial Intelligence (AI) to study the predictability and make predictions of weather and climate. AI techniques have shown great potential to improve the prediction of extreme events and uncover their links to large-scale and local drivers. Machine and deep learning, causal discovery, explainable AI, are only some of the approaches that have been tested to both improve our understanding of the processes underlying predictability and enhance prediction skill of extreme events. Results are promising, especially for hybrid predictions that combine the AI, which can reveal and exploit unknown spatio-temporal connections from data, and climate models, that provide the theoretical foundation and interpretability of the physical world. On the other hand, challenges are multiple in many aspects, from data curation to model uncertainty and generalizability, to the reproducibility of methods and workflows. A few best practices are identified to increase trust in these novel techniques, and future perspectives are envisaged for further scientific development.
Satvik Garg, Shivam Parikh, Somya Garg
Knowledge graphs (KGs) are gaining prominence in Healthcare AI, especially in drug discovery and pharmaceutical research as they provide a structured way to integrate diverse information sources, enhancing AI system interpretability. This interpretability is crucial in healthcare, where trust and transparency matter, and eXplainable AI (XAI) supports decision making for healthcare professionals. This overview summarizes recent literature on the impact of KGs in healthcare and their role in developing explainable AI models. We cover KG workflow, including construction, relationship extraction, reasoning, and their applications in areas like Drug-Drug Interactions (DDI), Drug Target Interactions (DTI), Drug Development (DD), Adverse Drug Reactions (ADR), and bioinformatics. We emphasize the importance of making KGs more interpretable through knowledge-infused learning in healthcare. Finally, we highlight research challenges and provide insights for future directions.
Jayanth Yetukuri, Ian Hardy, Yang Liu
Machine Learning's proliferation in critical fields such as healthcare, banking, and criminal justice has motivated the creation of tools which ensure trust and transparency in ML models. One such tool is Actionable Recourse (AR) for negatively impacted users. AR describes recommendations of cost-efficient changes to a user's actionable features to help them obtain favorable outcomes. Existing approaches for providing recourse optimize for properties such as proximity, sparsity, validity, and distance-based costs. However, an often-overlooked but crucial requirement for actionability is a consideration of User Preference to guide the recourse generation process. In this work, we attempt to capture user preferences via soft constraints in three simple forms: i) scoring continuous features, ii) bounding feature values and iii) ranking categorical features. Finally, we propose a gradient-based approach to identify User Preferred Actionable Recourse (UP-AR). We carried out extensive experiments to verify the effectiveness of our approach.
Nicola Privato, Jack Armitage
The rapidly evolving field of Explainable Artificial Intelligence (XAI) has generated significant interest in developing methods to make AI systems more transparent and understandable. However, the problem of explainability cannot be exhaustively solved in the abstract, as there is no single approach that can be universally applied to generate adequate explanations for any given AI system, and this is especially true in the arts. In this position paper, we propose an Explanatory Pragmatism (EP) framework for XAI in music performance, emphasising the importance of context and audience in the development of explainability requirements. By tailoring explanations to specific audiences and continuously refining them based on feedback, EP offers a promising direction for enhancing the transparency and interpretability of AI systems in broad artistic applications and more specifically to music performance.
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