Responsible AI research from arXiv, ranked by citations from
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Allen AI ), and enriched with key takeaways
3,349 papers in 1 topic
German M. Matilla, Jiri Nemecek, Illia Kryvoviaz +1
There is a strong recent emphasis on trustworthy AI. In particular, international regulations, such as the AI Act, demand that AI practitioners measure data quality on the input and estimate bias on the output of high-risk AI systems. However, there are many challenges involved, including scalability (MMD) and computability (Wasserstein-1) issues of traditional methods for estimating distances on measure spaces. Here, we present humancompatible.detect, a toolkit for bias detection that addresses these challenges. It incorporates two newly developed methods to detect and evaluate bias: maximum subgroup discrepancy (MSD) and subsampled $\ell_\infty$ distances. It has an easy-to-use API documented with multiple examples. humancompatible.detect is licensed under the Apache License, Version 2.0.
Emerald Zhang, Julian Weaver, Samantha R Santacruz +1
Explainable AI (XAI) methods help identify which image regions influence a model's prediction, but often face a trade-off between detail and interpretability. Layer-wise Relevance Propagation (LRP) offers a model-aware alternative. However, LRP implementations commonly rely on heuristic rule sets that are not optimized for clarity or alignment with model behavior. We introduce EVO-LRP, a method that applies Covariance Matrix Adaptation Evolution Strategy (CMA-ES) to tune LRP hyperparameters based on quantitative interpretability metrics, such as faithfulness or sparseness. EVO-LRP outperforms traditional XAI approaches in both interpretability metric performance and visual coherence, with strong sensitivity to class-specific features. These findings demonstrate that attribution quality can be systematically improved through principled, task-specific optimization.
Dylan Waldner
This paper grounds ethics in evolutionary biology, viewing moral norms as adaptive mechanisms that render cooperation fitness-viable under selection pressure. Current alignment approaches add ethics post hoc, treating it as an external constraint rather than embedding it as an evolutionary strategy for cooperation. The central question is whether normative architectures can be embedded directly into AI systems to sustain human--AI cooperation (symbiosis) as capabilities scale. To address this, I propose a governance--embedding--representation pipeline linking moral representation learning to system-level design and institutional governance, treating alignment as a multi-level problem spanning cognition, optimization, and oversight. I formalize moral norm representation through the moral problem space, a learnable subspace in neural representations where cooperative norms can be encoded and causally manipulated. Using sparse autoencoders, activation steering, and causal interventions, I outline a research program for engineering moral representations and embedding them into the full semantic space -- treating competing theories of morality as empirical hypotheses about representation geometry rather than philosophical positions. Governance principles leverage these learned moral representations to regulate how cooperative behaviors evolve within the AI ecosystem. Through replicator dynamics and multi-agent game theory, I model how internal representational features can shape population-level incentives by motivating the design of sanctions and subsidies structured to yield decentralized normative institutions.
Samuele Punzo, Silvia Giulia Galfrè, Francesco Massafra +3
We present a machine learning pipeline for biomarker discovery in Multiple Sclerosis (MS), integrating eight publicly available microarray datasets from Peripheral Blood Mononuclear Cells (PBMC). After robust preprocessing we trained an XGBoost classifier optimized via Bayesian search. SHapley Additive exPlanations (SHAP) were used to identify key features for model prediction, indicating thus possible biomarkers. These were compared with genes identified through classical Differential Expression Analysis (DEA). Our comparison revealed both overlapping and unique biomarkers between SHAP and DEA, suggesting complementary strengths. Enrichment analysis confirmed the biological relevance of SHAP-selected genes, linking them to pathways such as sphingolipid signaling, Th1/Th2/Th17 cell differentiation, and Epstein-Barr virus infection all known to be associated with MS. This study highlights the value of combining explainable AI (xAI) with traditional statistical methods to gain deeper insights into disease mechanism.
Adrian Kuenzler, Stefan Schmid
Large language models (LLMs) are increasingly central to many applications, raising concerns about bias, fairness, and regulatory compliance. This paper reviews risks of biased outputs and their societal impact, focusing on frameworks like the EU's AI Act and the Digital Services Act. We argue that beyond constant regulation, stronger attention to competition and design governance is needed to ensure fair, trustworthy AI. This is a preprint of the Communications of the ACM article of the same title.
KT, :, Yunjin Park +17
KT developed a Responsible AI (RAI) assessment methodology and risk mitigation technologies to ensure the safety and reliability of AI services. By analyzing the Basic Act on AI implementation and global AI governance trends, we established a unique approach for regulatory compliance and systematically identify and manage all potential risk factors from AI development to operation. We present a reliable assessment methodology that systematically verifies model safety and robustness based on KT's AI risk taxonomy tailored to the domestic environment. We also provide practical tools for managing and mitigating identified AI risks. With the release of this report, we also release proprietary Guardrail : SafetyGuard that blocks harmful responses from AI models in real-time, supporting the enhancement of safety in the domestic AI development ecosystem. We also believe these research outcomes provide valuable insights for organizations seeking to develop Responsible AI.
Benedikt Kantz, Peter Waldert, Stefan Lengauer +3
We propose Parameter Space Analysis through Guided Visual Interpolations (ParamInter), a novel tool for high-dimensional input parameter space analysis by making interpolation towards optimal parameter sets explorable using guided analytics. The interpolation is accompanied by both small multiples in linked views and utilizes t-Distributed Stochastic Neighbor Embedding (t-SNE) representations to show an interpolation overview. ParamInter uses a guided exploration loop focusing on the interpolation towards user-specified target parameters from many output parameters. The exploration process is additionally guided through eXplainable Artificial Intelligence (XAI)-based effect suggestions throughout our tool. ParamInter, compared to prior work, focuses on the integration of state-of-the art effect-based XAI and Uncertainty Quantification (UCQ) approaches for guidance, and introduces an interpolation towards the optimal solution through interpolation between the initial parameter setting and the optimal setting. We also add an interpretability layer for dimensionality-reduced data by displaying our novel interpolation towards the optimum, enhanced by small multiples of the input parameters on top. We demonstrate the direct applicability of our tool on a real-world use case for a blast furnace optimisation process, where a multi-objective problem is solved through modeling and visualisation.
Adam Nayak, Pierre Gentine, Upmanu Lall
Flood risk is correlated in space and time, challenging insurance systems that rely on diversification across assets. Financial instruments governing flood coverage are typically structured as 1 to 5-year contracts, exposing portfolios to climate-driven risk at interannual-to-decadal scales. Yet existing tools address climate risk either through seasonal forecasts extending only months or multidecadal projections misaligned with fiscal horizons, leaving a critical gap in actionable flood risk simulation. We introduce a multisite flood simulation framework combining attention-based analog retrieval with stochastic generation of multivariate flood frequency, intensity, and duration sequences. Applied to over 100 sites in the Mississippi River Basin, the model produces spatiotemporally coherent flood portfolios conditioned on interannual climate variability. Explainable AI attribution paired with wavelet analysis links simulated clustering to large-scale climate drivers, yielding physically interpretable flood clusters for portfolio-scale loss simulation. The framework provides plausible, out-of-sample flood risk catalogs for interannual-to-decadal insurance risk assessment and financial planning.
Nathan He, Cody Chen
Existing deep learning models for chest radiology often neglect patient metadata, limiting diagnostic accuracy and fairness. To bridge this gap, we introduce MetaCheX, a novel multimodal framework that integrates chest X-ray images with structured patient metadata to replicate clinical decision-making. Our approach combines a convolutional neural network (CNN) backbone with metadata processed by a multilayer perceptron through a shared classifier. Evaluated on the CheXpert Plus dataset, MetaCheX consistently outperformed radiograph-only baseline models across multiple CNN architectures. By integrating metadata, the overall diagnostic accuracy was significantly improved, measured by an increase in AUROC. The results of this study demonstrate that metadata reduces algorithmic bias and enhances model generalizability across diverse patient populations. MetaCheX advances clinical artificial intelligence toward robust, context-aware radiographic disease detection.
Zan-Kai Chong, Hiroyuki Ohsaki, Bryan Ng
The landscape of Large Language Models (LLMs) shifts rapidly towards dynamic, multi-agent systems. This introduces a fundamental challenge in establishing computational trust, specifically how one agent can verify that another's output was genuinely produced by a claimed LLM, and not falsified or generated by a cheaper or inferior model. To address this challenge, this paper proposes a verification framework that achieves tractable asymmetric effort, where the cost to verify a computation is substantially lower than the cost to perform it. Our approach is built upon the principle of deterministic replicability, a property inherent to autoregressive models that strictly necessitates a computationally homogeneous environment where all agents operate on identical hardware and software stacks. Within this defined context, our framework enables multiple validators to probabilistically audit small, random segments of an LLM's output and it distributes the verification workload effectively. The simulations demonstrated that targeted verification can be over 12 times faster than full regeneration, with tunable parameters to adjust the detection probability. By establishing a tractable mechanism for auditable LLM systems, our work offers a foundational layer for responsible AI and serves as a cornerstone for future research into the more complex, heterogeneous multi-agent systems.
Sagi Schwartz, Qinling Wang, Fang Fang
Predicting default is essential for banks to ensure profitability and financial stability. While modern machine learning methods often outperform traditional regression techniques, their lack of transparency limits their use in regulated environments. Explainable artificial intelligence (XAI) has emerged as a solution in domains like credit scoring. However, most XAI research focuses on post-hoc interpretation of black-box models, which does not produce models lightweight or transparent enough to meet regulatory requirements, such as those for Internal Ratings-Based (IRB) models. This paper proposes a hybrid approach: post-hoc interpretations of black-box models guide feature selection, followed by training glass-box models that maintain both predictive power and transparency. Using the Lending Club dataset, we demonstrate that this approach achieves performance comparable to a benchmark black-box model while using only 10 features - an 88.5% reduction. In our example, SHapley Additive exPlanations (SHAP) is used for feature selection, eXtreme Gradient Boosting (XGBoost) serves as the benchmark and the base black-box model, and Explainable Boosting Machine (EBM) and Penalized Logistic Tree Regression (PLTR) are the investigated glass-box models. We also show that model refinement using feature interaction analysis, correlation checks, and expert input can further enhance model interpretability and robustness.
Stav Armoni-Friedmann, Hana Chockler, David A. Kelly
Evaluating explainable AI (XAI) approaches is a challenging task in general, due to the subjectivity of explanations. In this paper, we focus on tabular data and the specific use case of AI models predicting the values of Boolean functions. We extend the previous work in this domain by proposing a formal and precise measure of importance of variables based on actual causality, and we evaluate state-of-the-art XAI tools against this measure. We also present a novel XAI tool B-ReX, based on the existing tool ReX, and demonstrate that it is superior to other black-box XAI tools on a large-scale benchmark. Specifically, B-ReX achieves a Jensen-Shannon divergence of 0.072 $\pm$ 0.012 on random 10-valued Boolean formulae
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