Responsible AI research from arXiv, ranked by citations from
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4,071 papers in 1 topic
Ali Inha, Mo Vali, Saaliha Vali +2
Artificial Intelligence (AI) models for temporal multimodal data have potential in healthcare and agriculture, but their opacity can limit trust and adoption. We introduce T-MoXAI (Temporal Multimodal eXplainable AI), a hierarchical framework explaining (1) when timepoints influence predictions, using temporal Shapley values; (2) which modalities contribute at those moments, using attention analysis; and (3) what features or image regions drive decisions, using gradient based attribution. A transformer based architecture handles irregular temporal sequences and heterogeneous data, generating all three explanation levels in under one second for interactive decision support. We evaluate the framework on two real world tasks: predicting IVF treatment outcomes from ultrasound sequences and clinical measurements (AUC 0.660 despite significant class imbalance), and forecasting wheat yield from temporal RGB imagery and phenotypic traits ($R^2$ 0.265 amid substantial environmental variability). Ablation studies indicate that temporal modelling is critical in both domains: removing it reduces performance to the equivalent of random guessing. Temporal ROAR experiments provide evidence that the explanations reflect the model's reasoning process. With a unified, domain agnostic architecture and open source implementation, T-MoXAI provides a baseline for temporal multimodal XAI, addressing fragmentation in the field and supporting applications where understanding decisions is as important as predictive accuracy.
Md Zahangir Alom, Quynh T. Tran, Breuer Alexandar +1
DNA methylation (DNAM) profiling has emerged as a powerful diagnostic tool for classifying brain and solid tumors. However, existing computational models typically analyze methylation and copy number variation (CNV) data separately, failing to capture the complementary information their integration could provide. Moreover, current classification models lack mechanisms for within-class risk assessment analogous to traditional tumor grading, and no established explainability method can attribute classification decisions to specific genomic loci. In this paper, we present MOXAI (Multi-Omics Based Explainable AI), a deep learning framework that integrates DNA methylation and copy number data from methylation arrays to classify molecular subtypes of adult-type diffuse gliomas, alongside single-modality variants for comparison. Using a cohort from The Cancer Genome Atlas (TCGA), we trained ResNet50, DINOv2, and Graph Attention Network (GAT) models on methylation data alone, copy number data alone, and combined multimodal data. We further developed explainable AI (XAI) methods based on class activation maps (CAMs) and gradient-weighted CAM (Grad-CAM) to identify the specific CpG sites, genes, and chromosomal regions most relevant to each classification decision. The multimodal model achieved up to 92.98% cross-validation accuracy, outperforming models trained on CNV data alone. DINOv2 showed the strongest generalization, reaching 94.25% accuracy (confidence >0.9) on independent validation sets. XAI results aligned with established molecular features of adult-type diffuse glioma subtypes, confirming the biological interpretability of the framework.
Andrea Apicella, Francesco Isgrò, Andrea Pollastro +1
Neural network training is inherently stochastic, with factors such as weight initialization leading to distinct models despite comparable predictive performance. This phenomenon is commonly associated with the Rashomon effect, which describes the existence of multiple near-optimal models for the same task. Although the Rashomon effect has received increasing attention, it remains unclear whether different sources of training stochasticity contribute similarly or differently to its manifestations. In this work, we present an empirical study of the Rashomon phenomenon along three complementary dimensions: solution-space multiplicity, predictive multiplicity, and decision-basis multiplicity. These dimensions are quantified through the size of the empirical Rashomon set, predictive ambiguity, and agreement between XAI attribution maps, respectively. By independently controlling three standard sources of stochasticity, namely weight initialization, mini-batch data ordering, and dropout, we isolate their respective contributions to each dimension of the Rashomon phenomenon. Experiments on tabular and image classification benchmarks reveal that these sources affect the three dimensions in different ways. In particular, larger empirical Rashomon sets do not necessarily correspond to greater predictive disagreement or lower explanation agreement, indicating that solution-space, predictive, and decision-basis multiplicity capture complementary rather than interchangeable aspects of the Rashomon effect. Overall, our results show that training stochasticity influences not only predictive performance but also the stability of predictions and explanations, highlighting the importance of identifying the specific sources of stochasticity responsible for different manifestations of the Rashomon phenomenon when assessing the reliability, reproducibility, and interpretability of neural network models.
Damiano Brigo, Raphaël Huser, Dan Leonte
Deep learning has substantially accelerated the calibration of complex stochastic-volatility models, but neural point calibration alone does not capture the uncertainty remaining after an implied-volatility (IV) surface has been observed. We develop a simulation-based inference framework for rough Heston (rHeston) calibration that learns the posterior distribution of the model parameters conditional on an IV surface. Using neural ratio estimation, we obtain calibrated posterior samples that can be propagated through heteroscedastic neural surrogate pricers for path-dependent exotic options. The resulting posterior-predictive distributions combine residual parameter uncertainty with conditional surrogate uncertainty and yield uncertainty-aware price intervals. We further introduce Hellinger-SHAP, an information-theoretic explainability method for posterior inference. Rather than attributing a single parameter point estimate, it applies local-background Kernel SHAP to a posterior-information functional measuring contraction from the prior to the posterior. This identifies maturity--moneyness regions associated with posterior information gain for individual rHeston parameters. In a simulation study, posterior-predictive intervals provide calibrated or conservative coverage across forward-start, barrier, and realized-variance claims, while point plug-in prices can be materially unreliable for selected contract regimes. Together, the UQ and XAI analyses provide a transparent framework for uncertainty-aware neural calibration and downstream exotic pricing under the specified prior-predictive model.
Vani Seth, Mohammad Beheshti, Anirudh Kambhampati +4
Cancer registrars, including Oncology Data Specialists (ODSs), must interpret complex and frequently updated coding and staging standards. We developed CRISS (Cancer Registry Intelligent Support System), a retrieval-augmented generation (RAG) conversational assistant that provides rapid, citation-supported access to registry guidance. This study evaluated whether CRISS could (1) support accurate and citation-supported responses, (2) improve access to and interpretation of relevant guidance, and (3) support training/helpdesk use while preserving human oversight of final abstraction decisions. We built a domain-specific knowledge base from national cancer registry standards, segmented into metadata-tagged passages and indexed as dense embeddings. Retrieved passages were used to generate citation-grounded responses through a large language model (LLM). Open-weight, proprietary, and non-RAG baseline models across Gemini and GPT families were evaluated on easy, medium, and hard registry questions using an LLM-as-a-Judge protocols. RAG configurations consistently outperformed non-RAG approaches, especially as question difficulty increased. Mean grounding scores for RAG were 0.62/0.56/0.59 across easy/medium/hard tiers versus 0.29/0.26/0.29 for non-RAG. RAG models also achieved higher semantic-similarity scores overall. Proprietary RAG models performed strongest on easy and medium questions, while local RAG models ranked highest on hard questions and proprietary models were generally more cautious. Domain-specific RAG improved evidence grounding and response quality for cancer registry questions while enabling citation-supported assistance across complexity levels. CRISS demonstrates the potential of human-centered, citation-grounded AI to support cancer registrars while preserving human oversight for final coding decisions.
Danilo Valerio, Philipp Kogler, Stefan Bischof +2
Large Language Models (LLMs) have shown impressive performance on a wide range of generative tasks. Yet their probabilistic nature makes them, in isolation, fundamentally unsuited for industrial product configuration, where outputs must be syntactically valid, semantically consistent with a knowledge base of hundreds of features and rules, and producible by an existing manufacturing chain. We argue that Neuro-symbolic (NeSy) AI methods lay out a promising path towards industrial-grade configurators that are reliable by design, explainable, and trustworthy. This paper describes a taxonomy of three NeSy integration strategies, namely hybrid inference, hybrid fine-tuning, and hybrid training, exploring their usage in the configuration domain. We report our effort to operationalize NeSy concepts in an industrial configuration copilot and derive a set of practical design choices for deploying trustworthy AI in engineering environments. We close with a discussion of open research challenges we consider most pressing, in particular how to scale NeSy methods from small academic demonstrators to the size of industrial configurators.
Archit Rastogi
Asked to choose between candidates and explain the choice, a language model often rejects a rival by naming a fact its profile lacks: no director, no date of death. That sentence is a claim about the text in front of the model, and it can be tested without any judge. We insert a real corpus sentence stating the named fact into the rival's profile and ask again under greedy decoding. Two controls separate content from placement: a length-matched irrelevant sentence at the same profile, and the same two sentences at a third option the model never mentioned. In the largest of three runs, six open models on 2WikiMultihopQA, supplying the named fact at the profile the model named moves its choice more than the irrelevant control does, odds ratio 3.57 [1.54, 8.26], Holm p=0.0210, and this survives dropping any single model. The contrast the design was built to detect, the same fact at the option nobody named, does not clear correction, Holm p=0.2428. The strongest result in the family carries no content claim at all: the identical irrelevant sentence moves the choice more at the named rival than at the third option, Holm p=0.0008. Repair and control also differ in co-candidate mentions, relation template and fluency; post-hoc matching on the first two preserves the content effects' direction, matching fluency weakens one, so the content contrasts bound an effect rather than establish one. A forced single-token probability read disagrees in direction with the free-text choice on that same contrast, and three candidate explanations for the disagreement find no support. Every measurement is a string rule, so each was validated against the records it reads; validation caught eight defects. The largest, a choice-parsing rule that returned the option a model had just rejected in 17.1% of adjudicable responses, would have reported six surviving contrasts instead of four.
Miquel Miró-Nicolau, Francesco Spinnato, Riccardo Guidotti
Evaluating explainable Artificial Intelligence (XAI) methods is a challenging task due to the lack of reliable evaluation procedures and, in particular, the absence of ground truth explanations. In the literature, existing evaluation approaches typically assess explanations by measuring their fidelity with respect to the predictions of a black-box model. However, such evaluation strategies only quantify the degree to which an explanation reproduces the model's output, without ensuring that the explanation correctly reflects the underlying decision process. As a consequence, different explanations may achieve similar fidelity scores while providing inconsistent or misleading interpretations of the model behavior. In this paper, we propose a framework for the evaluation of XAI methods based on synthetic ground truth. The proposed approach relies on controlled interventions to generate synthetic datasets in which the importance of input components can be determined by design. This enables the construction of ground truth explanations that are directly aligned with the behavior of the model under analysis. The framework is instantiated across three data domains, namely binary images, tabular data, and time series, allowing a comprehensive assessment of explanation methods in heterogeneous settings. Experimental results obtained by evaluating nine widely used XAI methods show significant limitations in current techniques and highlight the importance of synthetic, intervention-based benchmarks for a reliable assessment of explanation quality.
Hongsen Zhang, Lu Zhang, Mingjing Xu +3
Deep reinforcement learning (DRL) enables adaptive intrusion detection in dynamic network environments but also exposes intrusion detection systems (IDS) to adversarial threats such as universal adversarial perturbations (UAPs), which apply a single input-agnostic perturbation to degrade detection performance across traffic. Probabilistic Robustness (PR), as a post-hoc evaluation metric, provides a principled, population-level measure of adversarial impact that conceptually aligns with the universality objective of UAPs, i.e., PR quantifies the prevalence of misclassification in the input space, making it a natural signal for guiding UAP generation. Hence, we propose PR-based UAP, which represents the first integration of an explicit PR-driven objective into generating UAPs against DRL-based IDS. Building on this formulation, we introduce PX-UAP, which leverages explainable artificial intelligence (XAI) to guide perturbation shaping under realistic domain constraints, and provides a rigorous theoretical analysis of its design. Extensive experiments demonstrate that PX-UAP consistently outperforms state-of-the-art UAP methods in attack effectiveness.
Marco Zullich, Emily Schiller, Ivan Gentile +4
Explainable Artificial Intelligence (XAI) tools have often been presented as methods to increase trust in machine learning models by making aspects of their algorithms more human-understandable. However, evidence accumulated over the last decade points to an overall failure of this objective, instead promoting overreliance on incorrect predictions, which can subsequently lead to algorithmic aversion. Rather, XAI appears to function primarily as a debugging tool, useful for obtaining anecdotal insights into, for example, features learned by the model. One of the main issues underlying this limitation is that XAI methods often oversimplify the inner workings of the model, resulting in misalignment between the explanation and the model itself - a behavior referred to as unfaithfulness or infidelity. Faithfulness can be interpreted as the degree of approximation between an explanation and the model. Computing faithfulness in a rigorous manner would thus make it possible to quantify one of the various elements of trustworthiness of an explanation. However, existing metrics present significant limitations, making this quantification either infeasible or computationally expensive. In this position paper, we outline five major shortcomings of current faithfulness metrics and propose four possible avenues for research to bolster their reliability.
Akash Pandey, Kanisha Shah, Addrish Roy +5
Sequential RecSys are central to modern personalization, exploiting user's historical interaction sequences to drive next-step decisions. Deep learning models, particularly CNN and Transformer-based architectures, have proven highly effective at capturing temporal dependencies in these histories. For transparency and trust, understanding which past interactions drive a given recommendation is increasingly important --- both for developers auditing model behavior and for users seeking a rationale. However, the non-linearities that give these models their predictive power also render them black boxes, making it difficult to attribute decisions to specific interactions. While gradient-based, perturbation-based, and attention-based explainability methods exist, a systematic benchmark of their faithfulness for sequential recommendation is missing. We address this gap by introducing a dual-model masking metric in which one model supplies per-timestep attribution scores and a separately trained, masking-robust probe measures the resulting change in predicted probability. Using this metric, we benchmark ten XAI methods across CNN, Transformer, SASRec, and BERT4Rec backbones on KuaiRand and MovieLens, complemented by analyses of temporal attribution patterns, item popularity confounding, and robustness to input corruption. Our key findings are: (1) gradient-based methods, particularly GradientSHAP and Integrated Gradients, yield the most faithful and robust attributions; (2) raw attention weights are unreliable, but gradient-weighted attention restores faithfulness on shorter sequences, with degradation on longer horizons as softmax attention probabilities converge toward uniform importance scores, diminishing the method's ability to identify informative interactions; and (3) temporal attribution patterns in faithful methods reflect genuine task structure rather than recency or popularity bias.
Andriy Myronenko, Dong Yang, Yucheng Tang +15
We present NV-Reason-CT, a generative vision--language model for chest and abdominal CT combining native 3D visual encoding with radiologist-guided reasoning. The model couples a native 3D vision transformer with a language model, passing all visual tokens and their explicit 3D coordinates into language decoding without further spatial token merging. This retains volumetric spatial information within the vision encoder and through the language model's positional encoding during joint processing with text. We train on a curated corpus of approximately 550,000 multimodal instruction examples from 70,111 unique CT image inputs, combining standardized reports, abnormality-focused and anatomy-specific questions, multi-turn interactions, and radiologist-authored reasoning from recorded and transcribed expert CT interpretations. Expert annotations provide direct supervision and guide additional report-grounded synthetic reasoning. End-to-end supervised fine-tuning (SFT) is followed by Group Relative Policy Optimization (GRPO), with verifiable rewards over chest and abdominal abnormality sets. The model supports abnormality classification, report generation, and interactive reasoning with reviewable observations, differential diagnoses, and uncertainty. Evaluation spans public CT benchmarks and a held-out NIH cohort. On CT-RATE, NV-Reason-CT achieves a macro-F1 of 0.614 and macro-AUROC of 0.871 without a task-specific classification head; generated reports achieve a report-derived macro-F1 of 0.592. In a preliminary study with expert radiologists, AI-assisted review received favorable confidence ratings and was associated with a 50% reduction in average reported interpretation and reporting time. We release the model and training code to support reproducible research on explainable AI for volumetric medical imaging.
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