Responsible AI research from arXiv, ranked by citations from
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4,071 papers in 1 topic
Soumik Podder, Chandramouli Haldar
Worldwide, millions of senior citizens are suffering from Alzheimer disease abbreviated as AD, a well- versed form of dementia. AD is featured by amnesia, intellectual disability, and difficulty with consciousness. DL and ML models are undoubtedly explored to identify AD related patterns on large dimensional neuroimaging data but they need global optimization and are suffering from overfitting issue that might yield dissatisfactory result in testing data set. DL overcomes the issue by convolution of input image with kernel but any sudden change in the MRI image or human manipulation, limited pre- processing of the images can mislead CNN in achieving highly accurate detection. Transfer Learning (TL) has proved itself in AD diagnosis by utilizing pre-trained models on large data sets to guide novice model in a new neuroimaging dataset. This review provides an inclusive glimpse of TL implication in classification, identification including the conversion of AD. Keeping in view, we have assessed the strengths and limitations of TL in improvising diagnostic accuracy even with limited data. The uniqueness of the present review is the incorporation of explainable AI in TL based AD diagnosis system. Finally, it can be claimed that the review will guide the new re-searchers in the area of TL induced neurodegenerative disease detection.
Vibha Bhavikatti, Mark Stamp
Recent studies have shown that binary-to-image representations can enable effective machine learning-based results for malware detection and classification. However, performance can vary significantly, depending on the technique used to convert binaries to images. Furthermore, the explainability and interpretability of image-based models is largely unexplored within the malware domain. In this research, we employ Gradient-weighted Class Activation Maps (Grad-CAM) as an eXplainable AI (XAI) tool, which we use to analyze eight distinct image types derived from malware samples. We provide quantitative faithfulness and stability metrics for Grad-CAM heatmaps and we compare these heatmaps to High-Resolution Class Activation Mappings (HiResCAM). We also show that Grad-CAM heatmaps can provide useful information for malware classification. Specifically, we show that a Random Forest model trained on features extracted from Grad-CAM images via a MobileNetV2 Convolutional Neural Network (CNN) model achieves a test accuracy of 0.777 across 17 malware families, exceeding a previous benchmark of 0.750 for this same dataset. A key finding of this research is that for the malware image transformations considered, accuracy and explanation faithfulness do not coincide, e.g., image transformation techniques that produce the most faithful explanations yield only mid-tier accuracy.
Cong Chi Nguyen
Machine learning-based Intrusion Detection Systems (IDS) have demonstrated superior performance in securing Unmanned Aerial Vehicle (UAV) networks. However, the 'black-box' nature of these models, combined with the high dimensionality of multimodal cyber-physical data, poses significant interpretability challenges. Static visualization dashboards may struggle to present complex relationships among multimodal cyber-physical features in a form that is easy for operators to inspect and interpret. To address this, we propose a Conversational XAI interface powered by Large Language Models (LLM) to facilitate on-demand investigation. In a controlled experiment with participants, we systematically evaluated the impact of this conversational interface versus a traditional XAI Dashboard on operator understanding, trust, and reliance during post-incident auditing tasks. Our results suggest that the conversational interface was perceived as more useful than the dashboard, potentially because it helped participants access and synthesize relevant information more easily. However, this benefit was accompanied by a lower level of appropriate self-reliance, indicating a potential risk of over-reliance. One possible interpretation is that the natural-language responses made the AI advice easier to accept, which may have reduced participants' tendency to verify the underlying evidence when the IDS was incorrect. These findings point to a potential trade-off in human-AI collaboration for UAV intrusion auditing: interaction mechanisms that improve perceived usability may also increase the risk of inappropriate reliance. We conclude by discussing design implications for future XAI systems that balance seamless interaction with cognitive forcing functions to foster appropriate reliance.
Jiaqi Qiu, Rob Goedhart, Jannis Kurtz +1
Artificial Intelligence (AI)-based prospective anomaly detection methods are increasingly deployed in high-dimensional and nonlinear settings. Among these approaches, AI-based statistical process monitoring (SPM) is widely used, providing a structured framework for prospective monitoring. Once an anomaly is detected, a diagnosis method is needed to identify the features driving the flagged observation away from normal behaviour. Traditional SPM diagnosis methods are typically designed for specific detection models and cannot be directly applied to AI-based methods. Model-agnostic explainable AI (XAI) offers a general framework for feature relevance explanation. However, existing methods suffer from scalability limitations or assign relevance to noise features, reducing diagnosis accuracy. We propose a scalable, baseline-referenced diagnosis method that uses both the anomalous observation and normal baseline information. We provide mathematical guarantees that under a mean-shift anomaly setting, the proposed method achieves higher faithfulness in detecting the features causing the anomaly compared to LIME. Simulation studies and a real-world case study validate the effectiveness of the proposed method and show that it generates more faithful and accurate diagnosis results for AI-based prospective anomaly detection methods.
Kaivalya Rawal, Daria Onitiu, Brent Mittelstadt +2
Explainable Artificial Intelligence (XAI) seeks to explain how an Artificial Intelligence (AI) system arrived at a particular decision. We propose ''Rule of Thumb'' (RoT) explanations, a new approach to XAI based upon a novel formulation that identifies the most relevant features for predicting the behaviour of an AI system, for a particular datapoint. We show how RoT is well-suited to enable XAI in: (a) zero-shot classification using large language models (LLMs), (b) auditing of opaque AI systems without model access, and (c) the use of AI in scientific discovery. Additionally, RoT meets specific requirements from leading AI regulations, provides a familiar interface and visualisations for XAI practitioners, is model-agnostic, and is substantially faster than alternatives. Code available at: https://github.com/KaiRawal/Rule-of-Thumb-Explaining-Artificial-Intelligence-Systems-using-Partial-Information
Francesco Musicco, Danilo Danese, Giuseppe Fasano +3
Feature-attribution methods such as SHAP provide useful evidence about individual model predictions, but their numerical outputs are rarely sufficient for audiences with different expertise, goals, and risks of misinterpretation. In medical AI, the same local explanation must reach patients, clinicians, and data scientists through markedly different forms of communication, and naive verbalization through large language models (LLMs) is prone to weak grounding, conflation of attribution with causal language, and outputs that are persuasive without being faithful to the underlying model evidence. We introduce XstrAI, an audience-aware multi-agent framework that treats local explanations as fixed evidence and structures how it is communicated to each target reader. Each prediction case is encoded as an immutable structured representation, shared identically across audiences so the underlying evidence remains fixed. Generation is factored into three specialized LLM agents responsible for audience-aware planning, linguistic realization, and validation for grounding, attribution consistency, communicative risk, and audience appropriateness, with a bounded revision loop triggered on detected inconsistencies. We evaluate XstrAI on diabetes and stroke risk prediction against 11 baselines, ranging from direct verbalization to a re-implementation of a state-of-the-art narrator. The evaluation combines an intra-narrative regime measuring fidelity to SHAP evidence with an extra-narrative regime assessing audience appropriateness through reference corpora, multi-family LLM judges, and a survey with target readers. In both evaluations, XstrAI's narratives are consistently assigned to their intended audience by independent judges, and preferred over all baselines on Clinician and Patient audiences, with competitive performance on Data Scientist, where audience-conditioned single-prompt baselines lead.
Ali Saleh, Abdul Karim Gizzini, Mohamad Ghassany +1
Artificial intelligence (AI) has become a powerful approach to solving complex problems in critical domains. Many concerns arise regarding the decision-making process of its models, mainly due to deep neural networks outperforming their peers at the cost of ambiguity in feature extraction and prediction. Consequently, in critical domains such as remote sensing, where high-resolution imagery must be analyzed using black-box models, the lack of transparency limits trust in these models and, thus, their adoption. In light of this reality, explaining and understanding the complex decision-making process of AI models has become essential. Explainable AI (XAI) aims to bridge this gap by providing insights into how and why certain decisions are made. While significant progress has been achieved in explaining image classification tasks, image segmentation still offers considerable room for improvement. In this context, this paper proposes an entropy-centric XAI method for semantic segmentation. Moreover, a new XAI evaluation methodology is proposed to efficiently measure the relevance of the regions highlighted by the proposed XAI method. Experimental results demonstrate the superiority of the proposed XAI method compared with recently adapted XAI methods for semantic segmentation.
Rofiqul Islam, Lilatul Ferdouse
Skin cancer diagnosis from dermoscopic images remains challenging due to high intra-class variability, inter-class similarity, class imbalance, and the limited interpretability of deep learning models. This paper proposes an uncertainty-aware and explainable deep learning framework for multi-class skin lesion classification. The framework combines a vision transformer model (MaxViT-Tiny) with CNN-based models (ConvNeXt-Tiny and EfficientNetV2-B0) through deep ensemble learning. Monte Carlo (MC) Dropout estimates predictive uncertainty and identifies unreliable predictions, while Grad-CAM++, an explainable AI (XAI) technique, provides visual explanations by highlighting lesion regions that influence model decisions. Evaluated on the HAM10000 dataset, the framework achieves 96% accuracy and 99% ROC-AUC under uncertainty-aware filtering (entropy < 1.0, confidence >= 0.7), with macro-average precision, recall, and F1-score of 94%, 95%, and 95%, respectively, and 96% weighted-average scores across all three metrics. The results demonstrate accurate, interpretable, and uncertainty-aware skin lesion classification for trustworthy computer-aided diagnosis.
Logan Luna, Matthew P. Berkowitz, Laxima Niure Kandel +1
Intrusion detection systems (IDS) and automated systems for detecting and reporting cyber threats, are commonly handled via supervised machine learning methods. Though effective, these models struggle to effectively adapt to new attack types. This study proposes a novel approach by employing a reward-based, dueling Q-learning model for IDS, achieving an average accuracy of 99.68% across multiple attack classes. The proposed model has a dueling network architecture which separates its predictions into value and advantage streams. This has the benefit of improving learning efficiency and stability. The model was trained on the CIC-IDS2018, a benchmark dataset based on real-world intrusion detection scenarios, having multiple attack classes such as DDoS, botnets, and brute-force attacks. Furthermore, Explainable AI (XAI), specifically SHAP (SHapley Additive exPlanations), was also integrated into the training and evaluation process to provide interpretability into the model's predictions.
Hunar Batra, Lachin Naghashyar, Ashkan Khakzar +4
Multimodal Large Language Models (MLLMs) exhibit strong visual understanding, yet the internal features that cause these behaviors remain difficult to identify, audit, or control. While applicable to post-hoc inspection, hidden states that are decomposed into interpretable feature directions using sparse autoencoders (SAEs) neither readily isolate which features are changed by multimodal training, nor are they directly useful for targeted control. We introduce MMDiff, a multimodal model-diffing framework that trains multimodal SAEs and turns them into feature-level interfaces for discovering and controlling multimodal behavior. MMDiff supports three uses: (i) feature isolation, by diffing a base-LM SAE against its multimodal-adapted counterpart to identify features altered by multimodal training; (ii) task-specific feature detection, via per-token contrastive firing analysis that isolates causal features; and (iii) feature-level control, by causally removing or steering the discovered feature directions. We train multimodal SAEs for three MLLM families, LLaVA-MORE, PaliGemma 2, and InternVL3.5, and evaluate on visual-spatial understanding, multimodal safety, and OCR. MMDiff discovers sparse, causally specific features whose removal selectively degrades target behaviors by an average of 12% on spatial tasks and 17% on OCR, and reduces attack success rate by 24% on multimodal safety attacks, with no impact on VQA performance. Steering these features improves spatial and OCR accuracy by +3.6% and +1.8% on average over a standard single-layer steering baseline. These results show that multimodal SAEs can serve not only as interpretability tools, but as mechanisms for auditing, steering, and controlling MLLMs behavior toward safer and more capable generations.
Michael Georgiades
The Internet of Things (IoT) increasingly combines sensing, communication, artificial intelligence (AI), decision-making, and actuation. In many domains, sensor observations are processed by edge or cloud intelligence to select actions that configure or control actuators; where actuation changes the environment, later observations may also be affected. Existing explainable AI (XAI) methods can explain model predictions, but they do not by themselves explain the end-to-end path from sensed evidence to physical action. This paper introduces the Internet of Explainable Things (IoXT), a system-level paradigm that makes explainability an architectural property of intelligent IoT. Its novelty is explainability-by-design across the sensing-communication-intelligence-decision-actuation path. IoXT derives requirements and design principles for identity and addressability, temporal fidelity, cross-layer provenance, bidirectional traceability, streaming and incident-time evidence, protocol-semantic continuity, security and privacy, lifecycle continuity, and conformance. We formalize timestamped provenance graphs, sensor participation, trace completeness, cross-layer coverage, reconstruction latency, and No Orphan Actuation: a consequential action must remain traceable to the authorizing decision and source evidence, or be explicitly marked degraded or non-conformant. IoXT prescribes neither a particular XAI method nor a wire protocol. Instead, it defines the conditions under which model explanations remain connected to real sensor inputs, communication history, decisions, actuator execution, and outcomes. Explainability Telemetry Protocols (XTPs) are introduced as a protocol category for preserving these semantics across heterogeneous IoT systems, together with IoXT-ready and IoXT-conformant assurance concepts.
Subinay Adhikary, Upal Bhattacharya, Vivek Kumar Singh +6
Legal Statute Prediction (LSP) involves automatically identifying relevant legal statutes given factual descriptions in legal documents, typically framed as a multi-label classification task within natural language processing and information retrieval research. While recent advances have begun incorporating Large Language Models (LLMs) for statute prediction, current approaches primarily focus on accuracy metrics without addressing the critical need for legal reasoning, a fundamental requirement in judicial contexts where decisions must be explainable and justifiable. To address this research gap, we present PROSLEX (PRediction Of Statutes and LEgal eXplanation), a comprehensive dataset comprising 1,623 expert-annotated legal documents from the Indian context. Each document is paired with statute predictions and detailed explanations, totaling 7,450 explanations, capturing the underlying legal reasoning. Using this dataset, we systematically evaluate various prompting strategies, including zero-shot, few-shot, chain-of-thought, and tree-of-thoughts approaches, to generate both statute predictions and their corresponding legal rationales. Our evaluation framework measures not only predictive performance but also the coherence and legal validity of generated explanations, positioning PROSLEX as a benchmark for developing explainable AI systems that can support legal practitioners while advancing research in interpretable legal NLP. To ensure reproducibility, we have made our PROSLEX dataset and model code available on GitHub: https://github.com/subinay494/Legal_Statute_Prediction_Explanation.
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