Research Papers

TRIVEA: Transparent Ranking Interpretation using Visual Explanation of Black-Box Algorithmic Rankers

Jun Yuan, Kaustav Bhattacharjee, Akm Zahirul Islam +1

Ranking schemes drive many real-world decisions, like, where to study, whom to hire, what to buy, etc. Many of these decisions often come with high consequences. For example, a university can be deemed less prestigious if not featured in a top-k list, and consumers might not even explore products that do not get recommended to buyers. At the heart of most of these decisions are opaque ranking schemes, which dictate the ordering of data entities, but their internal logic is inaccessible or proprietary. Drawing inferences about the ranking differences is like a guessing game to the stakeholders, like, the rankees (i.e., the entities who are ranked, like product companies) and the decision-makers (i.e., who use the rankings, like buyers). In this paper, we aim to enable transparency in ranking interpretation by using algorithmic rankers that learn from available data and by enabling human reasoning about the learned ranking differences using explainable AI (XAI) methods. To realize this aim, we leverage the exploration-explanation paradigm of human-data interaction to let human stakeholders explore subsets and groupings of complex multi-attribute ranking data using visual explanations of model fit and attribute influence on rankings. We realize this explanation paradigm for transparent ranking interpretation in TRIVEA, a visual analytic system that is fueled by: i) visualizations of model fit derived from algorithmic rankers that learn the associations between attributes and rankings from available data and ii) visual explanations derived from XAI methods that help abstract important patterns, like, the relative influence of attributes in different ranking ranges. Using TRIVEA, end users not trained in data science have the agency to transparently reason about the global and local behavior of the rankings without the need to open black-box ranking models and develop confidence in the resulting attribute-based inferences. We demonstrate the efficacy of TRIVEA using multiple usage scenarios and subjective feedback from researchers with diverse domain expertise. Keywords: Visual Analytics, Learning-to-Rank, Explainable ML, Ranking

Amidst the rapid expansion of Machine Learning (ML) and Large Language Models (LLMs), understanding the semantics within their mechanisms is vital. Causal analyses define semantics, while gradient-based methods are essential to eXplainable AI (XAI), interpreting the model's 'black box'. Integrating these, we investigate how a model's mechanisms reveal its causal effect on evidence-based decision-making. Research indicates intersectionality - the combined impact of an individual's demographics - can be framed as an Average Treatment Effect (ATE). This paper demonstrates that hateful meme detection can be viewed as an ATE estimation using intersectionality principles, and summarized gradient-based attention scores highlight distinct behaviors of three Transformer models. We further reveal that LLM Llama-2 can discern the intersectional aspects of the detection through in-context learning and that the learning process could be explained via meta-gradient, a secondary form of gradient. In conclusion, this work furthers the dialogue on Causality and XAI. Our code is available online (see External Resources section).

The Rashōmon effect poses challenges for deriving reliable knowledge from machine learning models. This study examined the influence of sample size on explanations from models in a Rashōmon set using SHAP. Experiments on 5 public datasets showed that explanations gradually converged as the sample size increased. Explanations from <128 samples exhibited high variability, limiting reliable knowledge extraction. However, agreement between models improved with more data, allowing for consensus. Bagging ensembles often had higher agreement. The results provide guidance on sufficient data to trust explanations. Variability at low samples suggests that conclusions may be unreliable without validation. Further work is needed with more model types, data domains, and explanation methods. Testing convergence in neural networks and with model-specific explanation methods would be impactful. The approaches explored here point towards principled techniques for eliciting knowledge from ambiguous models.

Feature attribution methods have become a staple method to disentangle the complex behavior of black box models. Despite their success, some scholars have argued that such methods suffer from a serious flaw: they do not allow a reliable interpretation in terms of human concepts. Simply put, visualizing an array of feature contributions is not enough for humans to conclude something about a model's internal representations, and confirmation bias can trick users into false beliefs about model behavior. We argue that a structured approach is required to test whether our hypotheses on the model are confirmed by the feature attributions. This is what we call the "semantic match" between human concepts and (sub-symbolic) explanations. Building on the conceptual framework put forward in Cinà et al. [2023], we propose a structured approach to evaluate semantic match in practice. We showcase the procedure in a suite of experiments spanning tabular and image data, and show how the assessment of semantic match can give insight into both desirable (e.g., focusing on an object relevant for prediction) and undesirable model behaviors (e.g., focusing on a spurious correlation). We couple our experimental results with an analysis on the metrics to measure semantic match, and argue that this approach constitutes the first step towards resolving the issue of confirmation bias in XAI.

Effects of Explanation Specificity on Passengers in Autonomous Driving

Daniel Omeiza, Raunak Bhattacharyya, Nick Hawes +2

The nature of explanations provided by an explainable AI algorithm has been a topic of interest in the explainable AI and human-computer interaction community. In this paper, we investigate the effects of natural language explanations' specificity on passengers in autonomous driving. We extended an existing data-driven tree-based explainer algorithm by adding a rule-based option for explanation generation. We generated auditory natural language explanations with different levels of specificity (abstract and specific) and tested these explanations in a within-subject user study (N=39) using an immersive physical driving simulation setup. Our results showed that both abstract and specific explanations had similar positive effects on passengers' perceived safety and the feeling of anxiety. However, the specific explanations influenced the desire of passengers to takeover driving control from the autonomous vehicle (AV), while the abstract explanations did not. We conclude that natural language auditory explanations are useful for passengers in autonomous driving, and their specificity levels could influence how much in-vehicle participants would wish to be in control of the driving activity.

The absence of transparency and explainability hinders the clinical adoption of Machine learning (ML) algorithms. Although various methods of explainable artificial intelligence (XAI) have been suggested, there is a lack of literature that delves into their practicality and assesses them based on criteria that could foster trust in clinical environments. To address this gap this study evaluates two popular XAI methods used for explaining predictive models in the healthcare context in terms of whether they (i) generate domain-appropriate representation, i.e. coherent with respect to the application task, (ii) impact clinical workflow and (iii) are consistent. To that end, explanations generated at the cohort and patient levels were analysed. The paper reports the first benchmarking of the XAI methods applied to risk prediction models obtained by evaluating the concordance between generated explanations and the trigger of a future clinical deterioration episode recorded by the data collection system. We carried out an analysis using two Electronic Medical Records (EMR) datasets sourced from Australian major hospitals. The findings underscore the limitations of state-of-the-art XAI methods in the clinical context and their potential benefits. We discuss these limitations and contribute to the theoretical development of trustworthy XAI solutions where clinical decision support guides the choice of intervention by suggesting the pattern or drivers for clinical deterioration in the future.

Towards Fair and Explainable AI using a Human-Centered AI Approach

Bhavya Ghai

The rise of machine learning (ML) is accompanied by several high-profile cases that have stressed the need for fairness, accountability, explainability and trust in ML systems. The existing literature has largely focused on fully automated ML approaches that try to optimize for some performance metric. However, human-centric measures like fairness, trust, explainability, etc. are subjective in nature, context-dependent, and might not correlate with conventional performance metrics. To deal with these challenges, we explore a human-centered AI approach that empowers people by providing more transparency and human control. In this dissertation, we present 5 research projects that aim to enhance explainability and fairness in classification systems and word embeddings. The first project explores the utility/downsides of introducing local model explanations as interfaces for machine teachers (crowd workers). Our study found that adding explanations supports trust calibration for the resulting ML model and enables rich forms of teaching feedback. The second project presents D-BIAS, a causality-based human-in-the-loop visual tool for identifying and mitigating social biases in tabular datasets. Apart from fairness, we found that our tool also enhances trust and accountability. The third project presents WordBias, a visual interactive tool that helps audit pre-trained static word embeddings for biases against groups, such as females, or subgroups, such as Black Muslim females. The fourth project presents DramatVis Personae, a visual analytics tool that helps identify social biases in creative writing. Finally, the last project presents an empirical study aimed at understanding the cumulative impact of multiple fairness-enhancing interventions at different stages of the ML pipeline on fairness, utility and different population groups. We conclude by discussing some of the future directions.

Experiential AI: A transdisciplinary framework for legibility and agency in AI

Drew Hemment, Dave Murray-Rust, Vaishak Belle +3

Experiential AI is presented as a research agenda in which scientists and artists come together to investigate the entanglements between humans and machines, and an approach to human-machine learning and development where knowledge is created through the transformation of experience. The paper discusses advances and limitations in the field of explainable AI; the contribution the arts can offer to address those limitations; and methods to bring creative practice together with emerging technology to create rich experiences that shed light on novel socio-technical systems, changing the way that publics, scientists and practitioners think about AI.

Language development experts need tools that can automatically identify languages from fluent, conversational speech, and provide reliable estimates of usage rates at the level of an individual recording. However, language identification systems are typically evaluated on metrics such as equal error rate and balanced accuracy, applied at the level of an entire speech corpus. These overview metrics do not provide information about model performance at the level of individual speakers, recordings, or units of speech with different linguistic characteristics. Overview statistics may therefore mask systematic errors in model performance for some subsets of the data, and consequently, have worse performance on data derived from some subsets of human speakers, creating a kind of algorithmic bias. In the current paper, we investigate how well a number of language identification systems perform on individual recordings and speech units with different linguistic properties in the MERLIon CCS Challenge. The Challenge dataset features accented English-Mandarin code-switched child-directed speech.

Enhancing Human Capabilities through Symbiotic Artificial Intelligence with Shared Sensory Experiences

Rui Hao, Dianbo Liu, Linmei Hu

The merging of human intelligence and artificial intelligence has long been a subject of interest in both science fiction and academia. In this paper, we introduce a novel concept in Human-AI interaction called Symbiotic Artificial Intelligence with Shared Sensory Experiences (SAISSE), which aims to establish a mutually beneficial relationship between AI systems and human users through shared sensory experiences. By integrating multiple sensory input channels and processing human experiences, SAISSE fosters a strong human-AI bond, enabling AI systems to learn from and adapt to individual users, providing personalized support, assistance, and enhancement. Furthermore, we discuss the incorporation of memory storage units for long-term growth and development of both the AI system and its human user. As we address user privacy and ethical guidelines for responsible AI-human symbiosis, we also explore potential biases and inequalities in AI-human symbiosis and propose strategies to mitigate these challenges. Our research aims to provide a comprehensive understanding of the SAISSE concept and its potential to effectively support and enhance individual human users through symbiotic AI systems. This position article aims at discussing poteintial AI-human interaction related topics within the scientific community, rather than providing experimental or theoretical results.

Personalized DP-SGD using Sampling Mechanisms

Geon Heo, Junseok Seo, Steven Euijong Whang

Personalized privacy becomes critical in deep learning for Trustworthy AI. While Differentially Private Stochastic Gradient Descent (DP-SGD) is widely used in deep learning methods supporting privacy, it provides the same level of privacy to all individuals, which may lead to overprotection and low utility. In practice, different users may require different privacy levels, and the model can be improved by using more information about the users with lower privacy requirements. There are also recent works on differential privacy of individuals when using DP-SGD, but they are mostly about individual privacy accounting and do not focus on satisfying different privacy levels. We thus extend DP-SGD to support a recent privacy notion called ($Φ$,$Δ$)-Personalized Differential Privacy (($Φ$,$Δ$)-PDP), which extends an existing PDP concept called $Φ$-PDP. Our algorithm uses a multi-round personalized sampling mechanism and embeds it within the DP-SGD iterations. Experiments on real datasets show that our algorithm outperforms DP-SGD and simple combinations of DP-SGD with existing PDP mechanisms in terms of model performance and efficiency due to its embedded sampling mechanism.

Explainability of AI models is an important topic that can have a significant impact in all domains and applications from autonomous driving to healthcare. The existing approaches to explainable AI (XAI) are mainly limited to simple machine learning algorithms, and the research regarding the explainability-accuracy tradeoff is still in its infancy especially when we are concerned about complex machine learning techniques like neural networks and deep learning (DL). In this work, we introduce a new approach for complex models based on the co-relation impact which enhances the explainability considerably while also ensuring the accuracy at a high level. We propose approaches for both scenarios of independent features and dependent features. In addition, we study the uncertainty associated with features and output. Furthermore, we provide an upper bound of the computation complexity of our proposed approach for the dependent features. The complexity bound depends on the order of logarithmic of the number of observations which provides a reliable result considering the higher dimension of dependent feature space with a smaller number of observations.