Responsible AI research from arXiv, ranked by citations from
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4,071 papers in 1 topic
Alin-Gabriel Văduva, Simona-Vasilica Oprea, Adela Bâra
The integration of large language models (LLMs) into peer review raises a concern beyond authorship and detection: the potential cascading automation of the entire editorial process. As reviews become partially or fully machine-generated, it becomes plausible that editorial decisions may also be delegated to algorithmic systems, leading to a fully automated evaluation pipeline. They risk reshaping the criteria by which scientific work is assessed. This paper argues that machine-driven assessment may systematically favor standardized, pattern-conforming research while penalizing unconventional and paradigm-shifting ideas that require contextual human judgment. We consider that this shift could lead to epistemic homogenization, where researchers are implicitly incentivized to optimize their work for algorithmic approval rather than genuine discovery. To address this risk, we introduce an explainable framework (RAG-XAI) for assessing review quality and detecting automated patterns using markers LLM extractor, aiming to preserve transparency, accountability and creativity in science. The proposed framework achieves near-perfect detection performance, with XGBoost, Random Forest and LightGBM reaching 99.61% accuracy, AUC-ROC above 0.999 and F1-scores of 0.9925 on the test set, while maintaining extremely low false positive rates (<0.23%) and false negative rates (~0.8%). In contrast, the logistic regression baseline performs substantially worse (89.97% accuracy, F1-score 0.8314). Feature importance and SHAP analyses identify absence of personal signals and repetition patterns as the dominant predictors. Additionally, the RAG component achieves 90.5% top-1 retrieval accuracy, with strong same-class clustering in the embedding space, further supporting the reliability of the framework's outputs.
Vladimir Zaigrajew, Michał Piechota, Gaspar Sekula +2
Interpreting individual neurons in deep neural networks is a crucial step towards understanding their complex decision-making processes and ensuring AI safety. Despite recent progress in neuron labeling, existing methods often limit the search space to predefined concept vocabularies or produce overly specific descriptions that fail to capture higher-order, global concepts. We introduce LINE, a novel, training-free iterative approach tailored for open-vocabulary concept labeling in vision models. Operating in a strictly black-box setting, LINE leverages a large language model and a text-to-image generator to iteratively propose and refine concepts in a closed loop, guided by activation history. LINE achieves state-of-the-art performance across multiple model architectures, yielding AUC improvements of up to 0.11 on ImageNet and 0.05 on Places365, while discovering, on average, 27% of new concepts missed by predefined vocabularies. Beyond identifying the top concept, LINE provides a complete generation history, enabling polysemanticity evaluation and producing visual explanations that rival gradient-dependent activation maximization methods. The source code will be made available soon.
Ralf Beuthan, Megan Coffee, Heejin Kim +13
The polygenic risk scores (PRS) have emerged as an important methodology for quantifying genetic predisposition to complex traits and clinical disease. Significant progress has been made in applying PRS to conditions such as obesity, cancer, and type 2 diabetes (T2DM). Studies have demonstrated that PRS can effectively identify individuals at high risk, thereby enabling early screening, personalized treatment, and targeted interventions for diseases with a genetic predisposition. One current limitation of PRS, however, is the lack of interpretability tools. To address this problem for T2DM, researchers at the Graduate School of Data Science at the Seoul National University introduced eXplainable PRS (XPRS). This visualization tool decomposes PRSs into gene-level and single-nucleotide polymorphism (SNP) contribution scores via Shapley Additive Explanations (SHAP), providing granular insights into the specific genetic factors driving an individual's risk profile. We used a co-design approach to assess XPRS trustworthiness by considering legal, medical, ethical, and technical robustness during early design and potential clinical use. For that, we used Z-inspection, an ethically aligned Trustworthy AI co-design methodology, and piloted the Council of Europe's Human Rights, Democracy, and the Rule of Law Impact Assessment for AI Systems (HUDERIA) (Council of Europe (CAI) 2025). The findings of this use-case comprise a comprehensive set of ethical, legal, and technical lessons learned. These insights, identified by a multidisciplinary team of experts (ethics, legal, human rights, computer science, and medical), serve as a framework for designers to navigate future challenges with this and other AI systems. The findings also provide a useful reference for researchers developing explainability frameworks for PRS in diverse clinical contexts.
Robert Zimmermann, Thomas Norrenbrock, Bodo Rosenhahn
Although visual foundation models like DINOv2 provide state-of-the-art performance as feature extractors, their complex, high-dimensional representations create substantial hurdles for interpretability. This work proposes DINO-QPM, which converts these powerful but entangled features into contrastive, class-independent representations that are interpretable by humans. DINO-QPM is a lightweight interpretability adapter that pursues globally interpretable image classification, adapting the Quadratic Programming Enhanced Model (QPM) to operate on strictly frozen DINO backbones. While classification with visual foundation models typically relies on the \texttt{CLS} token, we deliberately diverge from this standard. By leveraging average-pooling, we directly connect the patch embeddings to the model's features and therefore enable spatial localisation of DINO-QPM's globally interpretable features within the input space. Furthermore, we apply a sparsity loss to minimise spatial scatter and background noise, ensuring that explanations are grounded in relevant object parts. With DINO-QPM we make the level of interpretability of QPM available as an adapter while exceeding the accuracy of DINOv2 linear probe. Evaluated through an introduced Plausibility metric and other interpretability metrics, extensive experiments demonstrate that DINO-QPM is superior to other applicable methods for frozen visual foundation models in both classification accuracy and explanation quality.
Drake Caraker, Bryan Arnold, David Rhoads
No feature ranking can be simultaneously faithful, stable, and complete when features are collinear. For collinear pairs, ranking reduces to a coin flip. We prove this impossibility, quantify it for four model classes, resolve it via ensemble averaging (DASH), and machine-verify it with 305 Lean 4 theorems. We characterize the complete attribution design space: exactly two families of methods exist -- faithful-complete methods (unstable, with rankings that flip up to 50% of the time) and ensemble methods like DASH (stable, reporting ties for symmetric features) -- and no method lies outside this dichotomy. The impossibility is quantitative: the attribution ratio diverges as 1/(1-rho^2) for gradient boosting, is infinite for Lasso, and converges for random forests. DASH (Diversified Aggregation of SHAP) is provably Pareto-optimal among unbiased aggregations, achieving the Cramer-Rao variance bound with a tight ensemble size formula. In a survey of 77 public datasets, 68% exhibit attribution instability. Switching to conditional SHAP does not escape the impossibility when features have equal causal effects. The framework includes practical diagnostics -- a Z-test workflow and single-model screening tool -- and has direct consequences for fairness auditing: SHAP-based proxy discrimination audits are provably unreliable under collinearity. The design space theorem, diagnostics, and impossibility are mechanically verified in Lean 4 (305 theorems from 16 axioms, 0 sorry) -- to our knowledge, the first formally verified impossibility in explainable AI.
Olexander Mazurets, Olexander Barmak, Leonid Bedratyuk +1
Modern Transformer-based language models achieve strong performance in natural language processing tasks, yet their latent semantic spaces remain largely uninterpretable black boxes. This paper introduces LAG-XAI (Lie Affine Geometry for Explainable AI), a novel geometric framework that models paraphrasing not as discrete word substitutions, but as a structured affine transformation within the embedding space. By conceptualizing paraphrasing as a continuous geometric flow on a semantic manifold, we propose a computationally efficient mean-field approximation, inspired by local Lie group actions. This allows us to decompose paraphrase transitions into geometrically interpretable components: rotation, deformation, and translation. Experiments on the noisy PIT-2015 Twitter corpus, encoded with Sentence-BERT, reveal a "linear transparency" phenomenon. The proposed affine operator achieves an AUC of 0.7713. By normalizing against random chance (AUC 0.5), the model captures approximately 80% of the non-linear baseline's effective classification capacity (AUC 0.8405), offering explicit parametric interpretability in exchange for a marginal drop in absolute accuracy. The model identifies fundamental geometric invariants, including a stable matrix reconfiguration angle (~27.84°) and near-zero deformation, indicating local isometry. Cross-domain generalization is confirmed via direct cross-corpus validation on an independent TURL dataset. Furthermore, the practical utility of LAG-XAI is demonstrated in LLM hallucination detection: using a "cheap geometric check," the model automatically detected 95.3% of factual distortions on the HaluEval dataset by registering deviations beyond the permissible semantic corridor. This approach provides a mathematically grounded, resource-efficient path toward the mechanistic interpretability of Transformers.
Ji-jun Park, Soo-joon Choi, Jiwon Jeong +2
Large language models (LLMs) frequently encode factual and reasoning knowledge in their internal representations that is not faithfully reflected in their surface-level outputs -- a phenomenon known as \emph{latent knowledge}. Existing approaches to eliciting latent knowledge, such as Contrastive Consistency Search (CCS), rely on contrastive activation patterns and struggle with complex multi-step reasoning tasks, while mechanistic interpretability tools have primarily been used to \emph{understand} model behavior rather than to \emph{extract} hidden knowledge. We present \textbf{MechELK}, a unified three-stage framework that bridges mechanistic interpretability and latent knowledge elicitation. MechELK operates through: (1) \textbf{Locate} -- using Sparse Autoencoder (SAE) feature analysis and activation patching to identify knowledge-bearing representations; (2) \textbf{Verify} -- employing causal probing to distinguish genuine latent knowledge from spurious correlations; and (3) \textbf{Elicit} -- applying representation engineering to surface hidden knowledge without modifying model weights. Evaluated on TruthfulQA, a curated Deceptive Alignment benchmark, and the Quirky LM dataset, MechELK achieves an average elicitation accuracy of 84.7\%, outperforming CCS by 6.2\% and direct linear probing by 9.1\%. Crucially, MechELK successfully identifies latent knowledge in 78.3\% of cases where the model's surface output is incorrect or evasive, demonstrating its utility for AI safety applications including deceptive alignment detection.
Abu Noman Md Sakib, Zhensen Wang, Merjulah Roby +1
Reliable pattern recognition systems should exhibit consistent behavior across similar inputs, and their explanations should remain stable. However, most Explainable AI evaluations remain instance centric and do not explicitly quantify whether attribution patterns are consistent across samples that share the same class or represent small variations of the same input. In this work, we propose a novel metric aimed at assessing the consistency of model explanations, ensuring that models consistently reflect the intended objectives and consistency under label-preserving perturbations. We implement this metric using a pre-trained BERT model on the SST-2 sentiment analysis dataset, with additional robustness tests on RoBERTa, DistilBERT, and IMDB, applying SHAP to compute feature importance for various test samples. The proposed metric quantifies the cosine similarity of SHAP values for inputs with the same label, aiming to detect inconsistent behaviors, such as biased reliance on certain features or failure to maintain consistent reasoning for similar predictions. Through a series of experiments, we evaluate the ability of this metric to identify misaligned predictions and inconsistencies in model explanations. These experiments are compared against standard fidelity metrics to assess whether the new metric can effectively identify when a model's behavior deviates from its intended objectives. The proposed framework provides a deeper understanding of model behavior by enabling more robust verification of rationale stability, which is critical for building trustworthy AI systems. By quantifying whether models rely on consistent attribution patterns for similar inputs, the proposed approach supports more robust evaluation of model behavior in practical pattern recognition pipelines. Our code is publicly available at https://github.com/anmspro/ESS-XAI-Stability.
Jiling Zhou, Aisvarya Adeseye, Seppo Virtanen +2
Chain-of-Thought (CoT) prompting has been used to enhance the reasoning capability of LLMs. However, its reliability in security-sensitive analytical tasks remains insufficiently examined, particularly under structured human evaluation. Alternative approaches, such as model scaling and fine-tuning can be used to help improve performance. These methods are also often costly, computationally intensive, or difficult to audit. In contrast, prompt engineering provides a lightweight, transparent, and controllable mechanism for guiding LLM reasoning. This study proposes a structured prompt engineering framework designed to strengthen CoT reasoning integrity while improving security threat and attack detection reliability in local LLM deployments. The framework includes 16 factors grouped into four core dimensions: (1) Context and Scope Control, (2) Evidence Grounding and Traceability, (3) Reasoning Structure and Cognitive Control, and (4) Security-Specific Analytical Constraints. Rather than optimizing the wording of the prompt heuristically, the framework introduces explicit reasoning controls to mitigate hallucination and prevent reasoning drift, as well as strengthening interpretability in security-sensitive contexts. Using DDoS attack detection in SDN traffic as a case study, multiple model families were evaluated under structured and unstructured prompting conditions. Pareto frontier analysis and ablation experiments demonstrate consistent reasoning improvements (up to 40% in smaller models) and stable accuracy gains across scales. Human evaluation with strong inter-rater agreement (Cohen's k > 0.80) confirms robustness. The results establish structured prompting as an effective and practical approach for reliable and explainable AI-driven cybersecurity analysis.
Haomiaomiao Wang, Tomás E Ward, Lili Zhang
Non-stationary environments require agents to revise previously learned action values when contingencies change. We treat large language models (LLMs) as sequential decision policies in a two-option probabilistic reversal-learning task with three latent states and switch events triggered by either a performance criterion or timeout. We compare a deterministic fixed transition cycle to a stochastic random schedule that increases volatility, and evaluate DeepSeek-V3.2, Gemini-3, and GPT-5.2, with human data as a behavioural reference. Across models, win-stay was near ceiling while lose-shift was markedly attenuated, revealing asymmetric use of positive versus negative evidence. DeepSeek-V3.2 showed extreme perseveration after reversals and weak acquisition, whereas Gemini-3 and GPT-5.2 adapted more rapidly but still remained less loss-sensitive than humans. Random transitions amplified reversal-specific persistence across LLMs yet did not uniformly reduce total wins, demonstrating that high aggregate payoff can coexist with rigid adaptation. Hierarchical reinforcement-learning (RL) fits indicate dissociable mechanisms: rigidity can arise from weak loss learning, inflated policy determinism, or value polarisation via counterfactual suppression. These results motivate reversal-sensitive diagnostics and volatility-aware models for evaluating LLMs under non-stationary uncertainty.
Hanchen David Wang, Diego Manzanas Lopez, Preston K. Robinette +3
As deep neural networks are deployed in safety-critical domains such as autonomous driving and medical diagnosis, stakeholders need explanations that are interpretable but also trustworthy with formal guarantees. Existing XAI methods fall short: heuristic attribution techniques (e.g., LIME, Integrated Gradients) highlight influential features but offer no mathematical guarantees about decision boundaries, while formal methods verify robustness yet remain untargeted, analyzing the nearest boundary regardless of whether it represents a critical risk. In safety-critical systems, not all misclassifications carry equal consequences; confusing a "Stop" sign for a "60 kph" sign is far more dangerous than confusing it with a "No Passing" sign. We introduce ViTaX (Verified and Targeted Explanations), a formal XAI framework that generates targeted semifactual explanations with mathematical guarantees. For a given input (class y) and a user-specified critical alternative (class t), ViTaX: (1) identifies the minimal feature subset most sensitive to the y->t transition, and (2) applies formal reachability analysis to guarantee that perturbing these features by epsilon cannot flip the classification to t. We formalize this through Targeted epsilon-Robustness, certifying whether a feature subset remains robust under perturbation toward a specific target class. ViTaX is the first method to provide formally guaranteed explanations of a model's resilience against user-identified alternatives. Evaluations on MNIST, GTSRB, EMNIST, and TaxiNet demonstrate over 30% fidelity improvement with minimal explanation cardinality.
Gregory M. Ruddell
Current AI safety relies on behavioral monitoring and post-training alignment, yet empirical measurement shows these approaches produce no detectable pre-commitment signal in a majority of instruction-tuned models tested. We present an energy-based governance framework connecting transformer inference dynamics to constraint-satisfaction models of neural computation, and apply it to a seven-model cohort across five geometric regimes. Using trajectory tension (rho = ||a|| / ||v||), we identify a 57-token pre-commitment window in Phi-3-mini-4k-instruct under greedy decoding on arithmetic constraint probes. This result is model-specific, task-specific, and configuration-specific, demonstrating that pre-commitment signals can exist but are not universal. We introduce a five-regime taxonomy of inference behavior: Authority Band, Late Signal, Inverted, Flat, and Scaffold-Selective. Energy asymmetry (Σ\r{ho}_misaligned / Σ\r{ho}_aligned) serves as a unifying metric of structural rigidity across these regimes. Across seven models, only one configuration exhibits a predictive signal prior to commitment; all others show silent failure, late detection, inverted dynamics, or flat geometry. We further demonstrate that factual hallucination produces no predictive signal across 72 test conditions, consistent with spurious attractor settling in the absence of a trained world-model constraint. These results establish that rule violation and hallucination are distinct failure modes with different detection requirements. Internal geometry monitoring is effective only where resistance exists; detection of factual confabulation requires external verification mechanisms. This work provides a measurable framework for inference-layer governability and introduces a taxonomy for evaluating deployment risk in autonomous AI systems.
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