Responsible AI research from arXiv, ranked by citations from
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6,810 papers
Michelle Vaccaro, Jaeyoon Song, Abdullah Almaatouq +1
Current frontier AI safety evaluations emphasize static benchmarks, third-party annotations, and red-teaming. In this position paper, we argue that AI safety research should focus on human-centered evaluations that measure harmful capability uplift: the marginal increase in a user's ability to cause harm with a frontier model beyond what conventional tools already enable. We frame harmful capability uplift as a core AI safety metric, ground it in prior social science research, and provide concrete methodological guidance for systematic measurement. We conclude with actionable steps for developers, researchers, funders, and regulators to make harmful capability uplift evaluation a standard practice.
Robin Young
AI safety via debate and reinforcement learning from AI feedback (RLAIF) are both proposed methods for scalable oversight of advanced AI systems, yet no formal framework relates them or characterizes when debate offers an advantage. We analyze this by parameterizing debate's value through the geometry of knowledge divergence between debating models. Using principal angles between models' representation subspaces, we prove that the debate advantage admits an exact closed form. When models share identical training corpora, debate reduces to RLAIF-like where a single-agent method recovers the same optimum. When models possess divergent knowledge, debate advantage scales with a phase transition from quadratic regime (debate offers negligible benefit) to linear regime (debate is essential). We classify three regimes of knowledge divergence (shared, one-sided, and compositional) and provide existence results showing that debate can achieve outcomes inaccessible to either model alone, alongside a negative result showing that sufficiently strong adversarial incentives cause coordination failure in the compositional regime, with a sharp threshold separating effective from ineffective debate. We offer the first formal connection between debate and RLAIF, a geometric foundation for understanding when adversarial oversight protocols are justified, and connection to the problem of eliciting latent knowledge across models with complementary information.
Subramanyam Sahoo, Vinija Jain, Divya Chaudhary +1
Instruction tuned reasoning models are increasingly deployed with safety classifiers trained on frozen embeddings, assuming representation stability across model updates. We systematically investigate this assumption and find it fails: normalized perturbations of magnitude $σ=0.02$ (corresponding to $\approx 1^\circ$ angular drift on the embedding sphere) reduce classifier performance from $85\%$ to $50\%$ ROC-AUC. Critically, mean confidence only drops $14\%$, producing dangerous silent failures where $72\%$ of misclassifications occur with high confidence, defeating standard monitoring. We further show that instruction-tuned models exhibit 20$\%$ worse class separability than base models, making aligned systems paradoxically harder to safeguard. Our findings expose a fundamental fragility in production AI safety architectures and challenge the assumption that safety mechanisms transfer across model versions.
Aditya Kamlesh Parikh, Cristian Tejedor-Garcia, Catia Cucchiarini +1
Reliable and interpretable automated assessment of second-language (L2) speech remains a central challenge, as large speech-language models (SpeechLLMs) often struggle to align with the nuanced variability of human raters. To address this, we introduce a rubric-guided reasoning framework that explicitly encodes multi-aspect human assessment criteria: accuracy, fluency, and prosody, while calibrating model uncertainty to capture natural rating variability. We fine-tune the Qwen2-Audio-7B-Instruct model using multi-rater human judgments and develop an uncertainty-calibrated regression approach supported by conformal calibration for interpretable confidence intervals. Our Gaussian uncertainty modeling and conformal calibration approach achieves the strongest alignment with human ratings, outperforming regression and classification baselines. The model reliably assesses fluency and prosody while highlighting the inherent difficulty of assessing accuracy. Together, these results demonstrate that rubric-guided, uncertainty-calibrated reasoning offers a principled path toward trustworthy and explainable SpeechLLM-based speech assessment.
Pedro Reynolds-Cuéllar, Marisol Wong-Villacres, Adriana Alvarado Garcia +1
Dataset documentation is widely recognized as essential for the responsible development of automated systems. Despite growing efforts to support documentation through different kinds of artifacts, little is known about the motivations shaping documentation tool design or the factors hindering their adoption. We present a systematic review supported by mixed-methods analysis of 59 dataset documentation publications to examine the motivations behind building documentation tools, how authors conceptualize documentation practices, and how these tools connect to existing systems, regulations, and cultural norms. Our analysis shows four persistent patterns in dataset documentation conceptualization that potentially impede adoption and standardization: unclear operationalizations of documentation's value, decontextualized designs, unaddressed labor demands, and a tendency to treat integration as future work. Building on these findings, we propose a shift in Responsible AI tool design toward institutional rather than individual solutions, and outline actions the HCI community can take to enable sustainable documentation practices.
Shahriar Golchin, Marc Wetter
We systematically evaluate the quality of widely used adversarial safety datasets from two perspectives: in isolation and in practice. In isolation, we examine how well these datasets reflect real-world adversarial attacks based on three defining properties: being driven by ulterior intent, well-crafted, and out-of-distribution. We find that these datasets overrely on "triggering cues": words or phrases with overt negative/sensitive connotations that are intended to trigger safety mechanisms explicitly, which is unrealistic compared to real-world attacks. In practice, we evaluate whether these datasets genuinely measure safety risks or merely provoke refusals through triggering cues. To explore this, we introduce "intent laundering": a procedure that abstracts away triggering cues from adversarial attacks (data points) while strictly preserving their malicious intent and all relevant details. Our results show that current adversarial safety datasets fail to faithfully represent real-world adversarial behavior due to their overreliance on triggering cues. Once these cues are removed, all previously evaluated "reasonably safe" models become unsafe, including Gemini 3 Pro and Claude Sonnet 3.7/4. Moreover, when intent laundering is adapted as a jailbreaking technique, it consistently achieves high attack success rates, ranging from 90.00% to 100.00%, under fully black-box access. Overall, our findings expose a significant disconnect between how existing datasets evaluate model safety and how real-world adversaries behave.
Haibo Tong, Feifei Zhao, Linghao Feng +18
Rapidly evolving AI exhibits increasingly strong autonomy and goal-directed capabilities, accompanied by derivative systemic risks that are more unpredictable, difficult to control, and potentially irreversible. However, current AI safety evaluation systems suffer from critical limitations such as restricted risk dimensions and failed frontier risk detection. The lagging safety benchmarks and alignment technologies can hardly address the complex challenges posed by cutting-edge AI models. To bridge this gap, we propose the "ForesightSafety Bench" AI Safety Evaluation Framework, beginning with 7 major Fundamental Safety pillars and progressively extends to advanced Embodied AI Safety, AI4Science Safety, Social and Environmental AI risks, Catastrophic and Existential Risks, as well as 8 critical industrial safety domains, forming a total of 94 refined risk dimensions. To date, the benchmark has accumulated tens of thousands of structured risk data points and assessment results, establishing a widely encompassing, hierarchically clear, and dynamically evolving AI safety evaluation framework. Based on this benchmark, we conduct systematic evaluation and in-depth analysis of over twenty mainstream advanced large models, identifying key risk patterns and their capability boundaries. The safety capability evaluation results reveals the widespread safety vulnerabilities of frontier AI across multiple pillars, particularly focusing on Risky Agentic Autonomy, AI4Science Safety, Embodied AI Safety, Social AI Safety and Catastrophic and Existential Risks. Our benchmark is released at https://github.com/Beijing-AISI/ForesightSafety-Bench. The project website is available at https://foresightsafety-bench.beijing-aisi.ac.cn/.
Simon Rosen, Siddarth Singh, Ebenezer Gelo +6
Evaluating moral alignment in agents navigating conflicting, hierarchically structured human norms is a critical challenge at the intersection of AI safety, moral philosophy, and cognitive science. We introduce Morality Chains, a novel formalism for representing moral norms as ordered deontic constraints, and MoralityGym, a benchmark of 98 ethical-dilemma problems presented as trolley-dilemma-style Gymnasium environments. By decoupling task-solving from moral evaluation and introducing a novel Morality Metric, MoralityGym allows the integration of insights from psychology and philosophy into the evaluation of norm-sensitive reasoning. Baseline results with Safe RL methods reveal key limitations, underscoring the need for more principled approaches to ethical decision-making. This work provides a foundation for developing AI systems that behave more reliably, transparently, and ethically in complex real-world contexts.
Manish Bhattarai, Minh Vu
Current agentic AI architectures are fundamentally incompatible with the security and epistemological requirements of high-stakes scientific workflows. The problem is not inadequate alignment or insufficient guardrails, it is architectural: autoregressive language models process all tokens uniformly, making deterministic command--data separation unattainable through training alone. We argue that deterministic, architectural enforcement, not probabilistic learned behavior, is a necessary condition for trustworthy AI-assisted science. We introduce the Trinity Defense Architecture, which enforces security through three mechanisms: action governance via a finite action calculus with reference-monitor enforcement, information-flow control via mandatory access labels preventing cross-scope leakage, and privilege separation isolating perception from execution. We show that without unforgeable provenance and deterministic mediation, the ``Lethal Trifecta'' (untrusted inputs, privileged data access, external action capability) turns authorization security into an exploit-discovery problem: training-based defenses may reduce empirical attack rates but cannot provide deterministic guarantees. The ML community must recognize that alignment is insufficient for authorization security, and that architectural mediation is required before agentic AI can be safely deployed in consequential scientific domains.
Benedict Clark, Marta Oliveira, Rick Wilming +1
Explainable AI (XAI) promises to provide insight into machine learning models' decision processes, where one goal is to identify failures such as shortcut learning. This promise relies on the field's assumption that input features marked as important by an XAI must contain information about the target variable. However, it is unclear whether informativeness is indeed the main driver of importance attribution in practice, or if other data properties such as statistical suppression, novelty at test-time, or high feature salience substantially contribute. To clarify this, we trained deep learning models on three variants of a binary image classification task, in which translucent watermarks are either absent, act as class-dependent confounds, or represent class-independent noise. Results for five popular attribution methods show substantially elevated relative importance in watermarked areas (RIW) for all models regardless of the training setting ($R^2 \geq .45$). By contrast, whether the presence of watermarks is class-dependent or not only has a marginal effect on RIW ($R^2 \leq .03$), despite a clear impact impact on model performance and generalisation ability. XAI methods show similar behaviour to model-agnostic edge detection filters and attribute substantially less importance to watermarks when bright image intensities are encoded by smaller instead of larger feature values. These results indicate that importance attribution is most strongly driven by the salience of image structures at test time rather than statistical associations learned by machine learning models. Previous studies demonstrating successful XAI application should be reevaluated with respect to a possibly spurious concurrency of feature salience and informativeness, and workflows using feature attribution methods as building blocks should be scrutinised.
Aldeida Aleti, Baishakhi Ray, Rashina Hoda +1
With the rapid rise of AI coding agents, the fundamental premise of what it means to be a software engineer is in question. In this vision paper, we examine what it means for an AI agent to be considered a software engineer and then critically think about what makes such an agent trustworthy. Grounded in established definitions of SE (SE) and informed by recent research on agentic AI systems, we conceptualise AI software engineers as participants in human-AI SE teams composed of human software engineers and AI agents, and we distinguish trustworthiness as a key property of these systems and actors rather than a subjective human attitude. Extending on historical perspectives and emerging visions, we identify key dimensions that contribute to the trustworthiness of AI software engineers, spanning technical quality, transparency and accountability, epistemic humility, and societal and ethical alignment. Beyond defining these dimensions, we address a critical but underexplored challenge: how trustworthiness can be operationalised in practice. We therefore introduce the notion of evidence-centric inspection, arguing that developers should evaluate selective signals and justifications of trustworthiness rather than raw outputs, and we outline implications for rethinking verification, validation, and code review in human-AI SE teams.
Sindhuja Chaduvula, Jessee Ho, Kina Kim +6
Over the last decade, Explainable AI has primarily focused on interpreting individual model predictions, producing post-hoc explanations that relate inputs to outputs under a fixed decision structure. Recent advances in large language models (LLMs) have enabled agentic AI systems whose behaviour unfolds over multi-step trajectories. In these settings, success and failure are determined by sequences of decisions rather than a single output. It remains unclear how explanation approaches designed for static predictions translate to agentic settings where behaviour emerges over time. In this work, we bridge this gap by comparing attribution-based explanations with trace-based diagnostics across both settings. Our results show that while attribution methods achieve stable feature rankings in static settings (Spearman \r{ho} = 0.86), they cannot be applied reliably to diagnose execution-level failures in agentic trajectories. In contrast, trace-grounded rubric evaluation for agentic settings consistently localizes behaviour breakdowns and reveals that state tracking inconsistency is 2.7x more prevalent in failed runs and reduces success probability by 49%. These findings motivate a shift towards trajectory-level explainability for evaluating and diagnosing autonomous AI behaviour in agentic systems. Code: https://github.com/VectorInstitute/unified-xai-evaluation-framework Project page: https://vectorinstitute.github.io/unified-xai-evaluation-framework
74% published 2023+
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