Responsible AI research from arXiv, ranked by citations from
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Allen AI ), and enriched with key takeaways
6,810 papers
Lekshmi Murali Rani, Richard Berntsson Svensson, Robert Feldt
The integration of AI for Requirements Engineering (RE) presents significant benefits but also poses real challenges. Although RE is fundamental to software engineering, limited research has examined AI adoption in RE. We surveyed 55 software practitioners to map AI usage across four RE phases: Elicitation, Analysis, Specification, and Validation, and four approaches for decision making: human-only decisions, AI validation, Human AI Collaboration (HAIC), and full AI automation. Participants also shared their perceptions, challenges, and opportunities when applying AI for RE tasks. Our data show that 58.2% of respondents already use AI in RE, and 69.1% view its impact as positive or very positive. HAIC dominates practice, accounting for 54.4% of all RE techniques, while full AI automation remains minimal at 5.4%. Passive AI validation (4.4 to 6.2%) lags even further behind, indicating that practitioners value AI's active support over passive oversight. These findings suggest that AI is most effective when positioned as a collaborative partner rather than a replacement for human expertise. It also highlights the need for RE-specific HAIC frameworks along with robust and responsible AI governance as AI adoption in RE grows.
Bruno Puri, Jim Berend, Sebastian Lapuschkin +1
Interpretability is crucial for building safe, reliable, and controllable language models, yet existing interpretability pipelines remain costly and difficult to scale. Interpreting a new model typically requires training model-specific components (e.g., sparse autoencoders), followed by manual or semi-automated labeling and validation, imposing a growing "transparency tax" that does not scale with the pace of model development. We introduce Atlas-Alignment, a framework that avoids this cost by aligning the latent space of a new model to a pre-existing, labeled Concept Atlas using only shared inputs and lightweight representational alignment methods. Through quantitative and qualitative evaluations, we show that simple alignment methods enable robust semantic retrieval and steerable generation without the need for labeled concept datasets. Atlas-Alignment thus amortizes the cost of explainable AI and mechanistic interpretability: by investing in a single high-quality Concept Atlas, we can make many new models transparent and controllable at minimal marginal cost.
Kushan Choudhury, Shubhrodeep Roy, Ankur Chanda +2
Deep learning models, especially convolutional neural networks, have achieved impressive results in medical image classification. However, these models often produce overconfident predictions, which can undermine their reliability in critical healthcare settings. While traditional label smoothing offers a simple way to reduce such overconfidence, it fails to consider relationships between classes by treating all non-target classes equally. In this study, we explore the use of Online Label Smoothing (OLS), a dynamic approach that adjusts soft labels throughout training based on the model's own prediction patterns. We evaluate OLS on the large-scale RadImageNet dataset using three widely used architectures: ResNet-50, MobileNetV2, and VGG-19. Our results show that OLS consistently improves both Top-1 and Top-5 classification accuracy compared to standard training methods, including hard labels, conventional label smoothing, and teacher-free knowledge distillation. In addition to accuracy gains, OLS leads to more compact and well-separated feature embeddings, indicating improved representation learning. These findings suggest that OLS not only strengthens predictive performance but also enhances calibration, making it a practical and effective solution for developing trustworthy AI systems in the medical imaging domain.
Antonio Norelli, Michael Bronstein
A meaningful text can be hidden inside another, completely different yet still coherent and plausible, text of the same length. For example, a tweet containing a harsh political critique could be embedded in a tweet that celebrates the same political leader, or an ordinary product review could conceal a secret manuscript. This uncanny state of affairs is now possible thanks to Large Language Models, and in this paper we present Calgacus, a simple and efficient protocol to achieve it. We show that even modest 8-billion-parameter open-source LLMs are sufficient to obtain high-quality results, and a message as long as this abstract can be encoded and decoded locally on a laptop in seconds. The existence of such a protocol demonstrates a radical decoupling of text from authorial intent, further eroding trust in written communication, already shaken by the rise of LLM chatbots. We illustrate this with a concrete scenario: a company could covertly deploy an unfiltered LLM by encoding its answers within the compliant responses of a safe model. This possibility raises urgent questions for AI safety and challenges our understanding of what it means for a Large Language Model to know something.
Rahul Soundrarajan, Claudio Fiandrino, Michele Polese +3
Open RAN introduces a flexible, cloud-based architecture for the Radio Access Network (RAN), enabling Artificial Intelligence (AI)/Machine Learning (ML)-driven automation across heterogeneous, multi-vendor deployments. While EXplainable Artificial Intelligence (XAI) helps mitigate the opacity of AI models, explainability alone does not guarantee reliable network operations. In this article, we propose a lightweight verification approach based on interpretable models to validate the behavior of Deep Reinforcement Learning (DRL) agents for RAN slicing and scheduling in Open RAN. Specifically, we use Decision Tree (DT)-based verifiers to perform near-real-time consistency checks at runtime, which would be otherwise unfeasible with computationally expensive state-of-the-art verifiers. We analyze the landscape of XAI and AI verification, propose a scalable architectural integration, and demonstrate feasibility with a DT-based slice-verifier. We also outline future challenges to ensure trustworthy AI adoption in Open RAN.
Shun Huang, Wenlu Xing, Shijia Geng +5
Malignant ventricular arrhythmias (VT/VF) following acute myocardial infarction (AMI) are a major cause of in-hospital death, yet early identification remains a clinical challenge. While traditional risk scores have limited performance, end-to-end deep learning models often lack the interpretability needed for clinical trust. This study aimed to develop a hybrid predictive framework that integrates a large-scale electrocardiogram (ECG) foundation model (ECGFounder) with an interpretable XGBoost classifier to improve both accuracy and interpretability. We analyzed 6,634 ECG recordings from AMI patients, among whom 175 experienced in-hospital VT/VF. The ECGFounder model was used to extract 150-dimensional diagnostic probability features , which were then refined through feature selection to train the XGBoost classifier. Model performance was evaluated using AUC and F1-score , and the SHAP method was used for interpretability. The ECGFounder + XGBoost hybrid model achieved an AUC of 0.801 , outperforming KNN (AUC 0.677), RNN (AUC 0.676), and an end-to-end 1D-CNN (AUC 0.720). SHAP analysis revealed that model-identified key features, such as "premature ventricular complexes" (risk predictor) and "normal sinus rhythm" (protective factor), were highly consistent with clinical knowledge. We conclude that this hybrid framework provides a novel paradigm for VT/VF risk prediction by validating the use of foundation model outputs as effective, automated feature engineering for building trustworthy, explainable AI-based clinical decision support systems.
Alireza Moradi, Mathieu Tanneau, Reza Zandehshahvar +1
Artificial intelligence (AI) is increasingly used to support renewable energy forecasting and grid operations. As renewable penetration grows, reliable probabilistic forecasting is becoming essential for managing uncertainty and supporting risk-aware operational decision-making. However, these forecasts often suffer from miscalibration due to temporal variability, changing weather conditions, and heterogeneous operating regimes. In many real-world settings, renewable energy forecasts are provided by external sources, vendors, or independently trained systems, making retraining infeasible because of limited model access or computational constraints. This creates a need for efficient and model-agnostic methods that can improve forecast reliability after they are produced. This paper presents Context-Aware Conformal Prediction (CACP), a framework for calibrating renewable energy forecasts. The proposed method relies on a weighting mechanism during the calibration procedure which assigns higher weights to historical observations that are more similar to the target forecasting condition. This enables adaptive prediction intervals that reflect local uncertainty regimes without requiring access to, or retraining of, the underlying forecasting model. Experiments are performed on a large-scale dataset from National Renewable Energy Laboratory (NREL) day-ahead solar forecasting, covering multiple systems including MISO, ERCTO, and SPP. The results show that CACP improves the reliability-efficiency tradeoff at both site and system levels compared to NREL's base forecasting model and the other conformal prediction baselines. These results suggest that CACP can serve as a practical reliability-enhancement layer for trustworthy AI-enabled renewable energy forecasting and operational decision support.
Xin Zhao, Xiaojun Chen, Bingshan Liu +3
Large language models (LLMs) with Mixture-of-Experts (MoE) architectures achieve impressive performance and efficiency by dynamically routing inputs to specialized subnetworks, known as experts. However, this sparse routing mechanism inherently exhibits task preferences due to expert specialization, introducing a new and underexplored vulnerability to backdoor attacks. In this work, we investigate the feasibility and effectiveness of injecting backdoors into MoE-based LLMs by exploiting their inherent expert routing preferences. We thus propose BadSwitch, a novel backdoor framework that integrates task-coupled dynamic trigger optimization with a sensitivity-guided Top-S expert tracing mechanism. Our approach jointly optimizes trigger embeddings during pretraining while identifying S most sensitive experts, subsequently constraining the Top-K gating mechanism to these targeted experts. Unlike traditional backdoor attacks that rely on superficial data poisoning or model editing, BadSwitch primarily embeds malicious triggers into expert routing paths with strong task affinity, enabling precise and stealthy model manipulation. Through comprehensive evaluations across three prominent MoE architectures (Switch Transformer, QwenMoE, and DeepSeekMoE), we demonstrate that BadSwitch can efficiently hijack pre-trained models with up to 100% success rate (ASR) while maintaining the highest clean accuracy (ACC) among all baselines. Furthermore, BadSwitch exhibits strong resilience against both text-level and model-level defense mechanisms, achieving 94.07% ASR and 87.18% ACC on the AGNews dataset. Our analysis of expert activation patterns reveals fundamental insights into MoE vulnerabilities. We anticipate this work will expose security risks in MoE systems and contribute to advancing AI safety.
Ravi Pandya, Madison Bland, Duy P. Nguyen +3
Generative AI systems are increasingly assisting and acting on behalf of end users in practical settings, from digital shopping assistants to next-generation autonomous cars. In this context, safety is no longer about blocking harmful content, but about preempting downstream hazards like financial or physical harm. Yet, most AI guardrails continue to rely on output classification based on labeled datasets and human-specified criteria,making them brittle to new hazardous situations. Even when unsafe conditions are flagged, this detection offers no path to recovery: typically, the AI system simply refuses to act--which is not always a safe choice. In this work, we argue that agentic AI safety is fundamentally a sequential decision problem: harmful outcomes arise from the AI system's continually evolving interactions and their downstream consequences on the world. We formalize this through the lens of safety-critical control theory, but within the AI model's latent representation of the world. This enables us to build predictive guardrails that (i) monitor an AI system's outputs (actions) in real time and (ii) proactively correct risky outputs to safe ones, all in a model-agnostic manner so the same guardrail can be wrapped around any AI model. We also offer a practical training recipe for computing such guardrails at scale via safety-critical reinforcement learning. Our experiments in simulated driving and e-commerce settings demonstrate that control-theoretic guardrails can reliably steer LLM agents clear of catastrophic outcomes (from collisions to bankruptcy) while preserving task performance, offering a principled dynamic alternative to today's flag-and-block guardrails.
Shriyash Upadhyay, Chaithanya Bandi, Narmeen Oozeer +1
Recent proposals for regulating frontier AI models have sparked concerns about the cost of safety regulation, and most such regulations have been shelved due to the safety-innovation tradeoff. This paper argues for an alternative regulatory approach that ensures AI safety while actively promoting innovation: mandating that large AI laboratories release small, openly accessible analog models (scaled-down versions) trained similarly to and distilled from their largest proprietary models. Analog models serve as public proxies, allowing broad participation in safety verification, interpretability research, and algorithmic transparency without forcing labs to disclose their full-scale models. Recent research demonstrates that safety and interpretability methods developed using these smaller models generalize effectively to frontier-scale systems. By enabling the wider research community to directly investigate and innovate upon accessible analogs, our policy substantially reduces the regulatory burden and accelerates safety advancements. This mandate promises minimal additional costs, leveraging reusable resources like data and infrastructure, while significantly contributing to the public good. Our hope is not only that this policy be adopted, but that it illustrates a broader principle supporting fundamental research in machine learning: deeper understanding of models relaxes the safety-innovation tradeoff and lets us have more of both.
Aline Mangold, Juliane Zietz, Susanne Weinhold +1
As AI becomes more common in everyday living, there is an increasing demand for intelligent systems that are both performant and understandable. Explainable AI (XAI) systems aim to provide comprehensible explanations of decisions and predictions. At present, however, evaluation processes are rather technical and not sufficiently focused on the needs of human users. Consequently, evaluation studies involving human users can serve as a valuable guide for conducting user studies. This paper presents a comprehensive review of 65 user studies evaluating XAI systems across different domains and application contexts. As a guideline for XAI developers, we provide a holistic overview of the properties of XAI systems and evaluation metrics focused on human users (human-centered). We propose objectives for the human-centered design (design goals) of XAI systems. To incorporate users' specific characteristics, design goals are adapted to users with different levels of AI expertise (AI novices and data experts). In this regard, we provide an extension to existing XAI evaluation and design frameworks. The first part of our results includes the analysis of XAI system characteristics. An important finding is the distinction between the core system and the XAI explanation, which together form the whole system. Further results include the distinction of evaluation metrics into affection towards the system, cognition, usability, interpretability, and explanation metrics. Furthermore, the users, along with their specific characteristics and behavior, can be assessed. For AI novices, the relevant extended design goals include responsible use, acceptance, and usability. For data experts, the focus is performance-oriented and includes human-AI collaboration and system and user task performance.
Andrada Iulia Prajescu, Roberto Confalonieri
Artificial Intelligence (AI) systems are increasingly deployed in legal contexts, where their opacity raises significant challenges for fairness, accountability, and trust. The so-called ``black box problem'' undermines the legitimacy of automated decision-making, as affected individuals often lack access to meaningful explanations. In response, the field of Explainable AI (XAI) has proposed a variety of methods to enhance transparency, ranging from example-based and rule-based techniques to hybrid and argumentation-based approaches. This paper promotes computational models of arguments and their role in providing legally relevant explanations, with particular attention to their alignment with emerging regulatory frameworks such as the EU General Data Protection Regulation (GDPR) and the Artificial Intelligence Act (AIA). We analyze the strengths and limitations of different explanation strategies, evaluate their applicability to legal reasoning, and highlight how argumentation frameworks -- by capturing the defeasible, contestable, and value-sensitive nature of law -- offer a particularly robust foundation for explainable legal AI. Finally, we identify open challenges and research directions, including bias mitigation, empirical validation in judicial settings, and compliance with evolving ethical and legal standards, arguing that computational argumentation is best positioned to meet both technical and normative requirements of transparency in the law domain.
74% published 2023+
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