Responsible AI research from arXiv, ranked by citations from
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4,071 papers in 1 topic
Martino Ciaperoni, Marzio Di Vece, Roberto Pellungrini +3
Large-scale foundation models exhibit behavioral shifts when subjected to interventions such as scaling, fine-tuning, reinforcement learning with human feedback, or in-context learning. Current explainability methods are structurally ill-suited to explain these shifts, because they either treat models as static objects, as traditional eXplainable AI (XAI) approaches do, or merely compare independent explanations across different checkpoints of a model. As a result, these approaches fail to explain the functional transition between two model instances in which a certain behavior has shifted following an intervention. This gap creates significant governance risks across jurisdictions including the EU AI Act, US state legislation, and Chinese AI regulations, which require documenting causal chains for substantial system modifications. This position paper argues that explaining behavioral shifts in large language models requires a principled approach that treats the shift itself as the primary object of explanation: namely, one that explains how and why an intervention transforms a reference model into an updated model with different behavior. To support this claim, we introduce Comparative XAI (XAI$_Δ$), a novel XAI paradigm aimed at explaining the difference between two model checkpoints where a behavior has shifted, together with a set of desiderata specifying what XAI$_Δ$ explainers and explanations must satisfy, including comparability, validity, actionability, and monitoring, with the goal of grounding model auditing in explicit, measurable requirements. Finally, we provide preliminary evidence suggesting the need for XAI$_Δ$ in practice through illustrative experiments, compiling the resulting findings into a transition report directly usable for governance and incident documentation.
Eugenio Tufino
As Generative AI becomes a key component in physics education, a significant ethical challenge has emerged: the tendency of students to anthropomorphize Large Language Models (LLMs), treating them as authoritative "oracles" that retrieve fixed facts from an internal database. However, LLMs operate fundamentally as probabilistic engines. This paper describes the design and implementation of a didactic activity, a reduced version of the "20 Questions" game, aimed at making this stochastic nature directly observable. Unlike a human player who fixes a target object at the start of the game, students discover that the model generates answers based solely on local coherence with the interaction history. By utilizing functionalities such as re-sampling and history rewinding, students act as experimenters, observing how identical interaction histories can yield diverging narrative paths. We discuss how mapping these behaviors to familiar physics concepts provides the epistemic scaffolding necessary to promote informed skepticism, framing the verification of AI outputs not merely as a compliance rule, but as a technical necessity derived from the system's probabilistic nature.
Jonatan Reyes, Mina Massoumi, Anil Ufuk Batmaz +1
Artificial intelligence (AI) is increasingly used to support prognosis in Alzheimer's disease (AD), but adoption remains limited due to a lack of transparency and interpretability, particularly for long-term predictions where uncertainty is intrinsic and outcomes may not be known for years. We position uncertainty visualization as an explainable AI (XAI) technique and examine how it shapes trust, confidence, and reliance when users interpret AI-generated forecasts of future cognitive decline transitions. We conducted two studies, one with general participants (N=37) and one with experts in neuroimaging and neurology (N=10), to compare binary (present/absent) and continuous (saturation) uncertainty encodings. Continuous encodings improved perceived reliability and helped users recognize model limitations, while binary encodings increased momentary confidence, revealing expertise-dependent trade-offs in interpreting future predictions under high uncertainty. These findings surface key challenges in designing uncertainty representations for prognostic AI and culminate in a set of empirically grounded guidelines for creating trustworthy, user-appropriate clinical decision support tools.
Pingping Wang, Yihong Yuan, Lingcheng Li +1
PyGALAX is a Python package for geospatial analysis that integrates automated machine learning (AutoML) and explainable artificial intelligence (XAI) techniques to analyze spatial heterogeneity in both regression and classification tasks. It automatically selects and optimizes machine learning models for different geographic locations and contexts while maintaining interpretability through SHAP (SHapley Additive exPlanations) analysis. PyGALAX builds upon and improves the GALAX framework (Geospatial Analysis Leveraging AutoML and eXplainable AI), which has proven to outperform traditional geographically weighted regression (GWR) methods. Critical enhancements in PyGALAX from the original GALAX framework include automatic bandwidth selection and flexible kernel function selection, providing greater flexibility and robustness for spatial modeling across diverse datasets and research questions. PyGALAX not only inherits all the functionalities of the original GALAX framework but also packages them into an accessible, reproducible, and easily deployable Python toolkit while providing additional options for spatial modeling. It effectively addresses spatial non-stationarity and generates transparent insights into complex spatial relationships at both global and local scales, making advanced geospatial machine learning methods accessible to researchers and practitioners in geography, urban planning, environmental science, and related fields.
Stephan Sandfuchs, Diako Farooghi, Janis Mohr +3
Artificial intelligence (AI) and Machine Learning (ML) have moved from research and pilot projects into everyday business operations, with generative AI accelerating adoption across processes, products, and services. This paper introduces the concept of Responsible AI for organizational practice, with a particular focus on small and medium-sized enterprises. It structures Responsible AI along four focal areas that are central for introducing and operating AI systems in a legally compliant, comprehensible, sustainable, and data-sovereign manner. First, it discusses the EU AI Act as a risk-based regulatory framework, including the distinction between provider and deployer roles and the resulting obligations such as risk assessment, documentation, transparency requirements, and AI literacy measures. Second, it addresses Explainable AI as a basis for transparency and trust, clarifying key notions such as transparency, interpretability, and explainability and summarizing practical approaches to make model behavior and decisions more understandable. Third, it covers Green AI, emphasizing that AI systems should be evaluated not only by performance but also by energy and resource consumption, and outlines levers such as model reuse, resource-efficient adaptation, continuous learning, model compression, and monitoring. Fourth, it examines local models (on-premise and edge) as an operating option that supports data protection, control, low latency, and strategic independence, including domain adaptation via fine-tuning and retrieval-augmented generation. The paper concludes with a consolidated set of next steps for establishing governance, documentation, secure operation, sustainability considerations, and an implementation roadmap.
Anushka Narayanan, Karianne J. Bergen
Explainable AI (XAI) is essential for understanding machine learning (ML) decision-making and ensuring model trustworthiness in scientific applications. Prototype-based XAI methods offer an intrinsically interpretable alternative to post-hoc approaches which often yield inconsistent explanations. Prototype-based XAI methods make predictions based on the similarity between inputs and learned prototypes that represent typical characteristics of target classes. However, existing prototype-based models are primarily designed for standard RGB image data and are not optimized for the distinct, variable-specific channels commonly found in geoscientific image and raster datasets. In this study, we develop a prototype-based XAI approach tailored for multi-channel geospatial data, where each channel represents a distinct physical environmental variable or spectral channel. Our approach enables the model to identify separate, channel-specific prototypical characteristics sourced from multiple distinct training examples that inform how these features individually and in combination influence model prediction while achieving comparable performance to standard neural networks. We demonstrate this method through two geoscientific case studies: (1) classification of Madden Julian Oscillation phases using multi-variable climate data and (2) land-use classification from multispectral satellite imagery. This approach produces both local (instance-level) and global (model-level) explanations for providing insights into feature-relevance across channels. By explicitly incorporating channel-prototypes into the prediction process, we discuss how this approach enhances the transparency and trustworthiness of ML models for geoscientific learning tasks.
Shuai Guo
As generative AI increasingly mediates learning and decision-making, users often act effectively while struggling to interpret how system outcomes are produced. While Explainable Artificial Intelligence (XAI) research has primarily addressed this problem through transparency and visualization, less attention has been paid to how explanation is constructed through interaction. This paper examines digital games as explainable interfaces by analyzing how explanation can be configured as a playable process. Using Arknights as a case study, the paper conducts a qualitative close reading and interface analysis of the diegetic AI system PRTS, focusing on the implied player. The analysis shows that PRTS provides usable but unverifiable explanations: sufficient to initiate action, yet insufficient to stabilize causal understanding. Through incomplete information, delayed feedback, and narrative disruptions of trust, player agency is reorganized from direct control toward interpretive and abductive reasoning. The paper conceptualizes this mode as explanatory agency and discusses its implications for XAI-oriented interface design.
Hoang Khang Phan, Quang Vinh Dang, Noriyo Colley +2
Endotracheal suctioning (ES) is an invasive yet essential clinical procedure that requires a high degree of skill to minimize patient risk - particularly in home care and educational settings, where consistent supervision may be limited. Despite its critical importance, automated recognition and feedback systems for ES training remain underexplored. To address this gap, this study proposes a unified, LLM-centered framework for video-based activity recognition benchmarked against conventional machine learning and deep learning approaches, and a pilot study on feedback generation. Within this framework, the Large Language Model (LLM) serves as the central reasoning module, performing both spatiotemporal activity recognition and explainable decision analysis from video data. Furthermore, the LLM is capable of verbalizing feedback in natural language, thereby translating complex technical insights into accessible, human-understandable guidance for trainees. Experimental results demonstrate that the proposed LLM-based approach outperforms baseline models, achieving an improvement of approximately 15-20\% in both accuracy and F1 score. Beyond recognition, the framework incorporates a pilot student-support module built upon anomaly detection and explainable AI (XAI) principles, which provides automated, interpretable feedback highlighting correct actions and suggesting targeted improvements. Collectively, these contributions establish a scalable, interpretable, and data-driven foundation for advancing nursing education, enhancing training efficiency, and ultimately improving patient safety.
Viet Hung Dinh, Ming Ding, Youyang Qu +1
While explainable artificial intelligence (XAI) for large language models (LLMs) remains an evolving field with many unresolved questions, increasing regulatory pressures have spurred interest in its role in ensuring transparency, accountability, and privacy-preserving machine unlearning. Despite recent advances in XAI have provided some insights, the specific role of attention layers in transformer based LLMs remains underexplored. This study investigates the memory mechanisms instantiated by attention layers, drawing on prior research in psychology and computational psycholinguistics that links Transformer attention to cue based retrieval in human memory. In this view, queries encode the retrieval context, keys index candidate memory traces, attention weights quantify cue trace similarity, and values carry the encoded content, jointly enabling the construction of a context representation that precedes and facilitates memory retrieval. Guided by the Encoding Specificity Principle, we hypothesize that the cues used in the initial stage of retrieval are instantiated as keywords. We provide converging evidence for this keywords-as-cues hypothesis. In addition, we isolate neurons within attention layers whose activations selectively encode and facilitate the retrieval of context-defining keywords. Consequently, these keywords can be extracted from identified neurons and further contribute to downstream applications such as unlearning.
Gennie Mansi, Julia Kim, Mark Riedl
A core assumption of Explainable AI (XAI) is that explanations are useful to users -- that is, users will do something with the explanations. Prior work, however, does not clearly connect the information provided in explanations to user actions to evaluate effectiveness. In this paper, we articulate this connection. We conducted a formative study through 14 interviews with end users in education and medicine. We contribute a catalog of information and associated actions. Our catalog maps 12 categories of information that participants described relying on to take 60 different actions. We show how AI Creators can use the catalog's specificity and breadth to articulate how they expect information in their explanations to lead to user actions and test their assumptions. We use an exemplar XAI system to illustrate this approach. We conclude by discussing how our catalog expands the design space for XAI systems to support actionability.
Fabio Morreale, Joan Serrà, Yuki Mitsufuji
Explainable AI (XAI) is frequently positioned as a technical problem of revealing the inner workings of an AI model. This position is affected by unexamined onto-epistemological assumptions: meaning is treated as immanent to the model, the explainer is positioned outside the system, and a causal structure is presumed recoverable through computational techniques. In this paper, we draw on Barad's agential realism to develop an alternative onto-epistemology of XAI. We propose that interpretations are material-discursive performances that emerge from situated entanglements of the AI model with humans, context, and the interpretative apparatus. To develop this position, we read a comprehensive set of XAI methods through agential realism and reveal the assumptions and limitations that underpin several of these methods. We then articulate the framework's ethical dimension and propose design directions for XAI interfaces that support emergent interpretation, using a speculative text-to-music interface as a case study.
Mohammad Shamim Ahsan, Peng Liu
In the network security domain, due to practical issues -- including imbalanced data and heterogeneous legitimate network traffic -- adversarial attacks in machine learning-based NIDSs have been viewed as attack packets misclassified as benign. Due to this prevailing belief, the possibility of (maliciously) perturbed benign packets being misclassified as attack has been largely ignored. In this paper, we demonstrate that this is not only theoretically possible, but also a particular threat to NIDS. In particular, we uncover a practical cyberattack, FPR manipulation attack (FPA), especially targeting industrial IoT networks, where domain-specific knowledge of the widely used MQTT protocol is exploited and a systematic simple packet-level perturbation is performed to alter the labels of benign traffic samples without employing traditional gradient-based or non-gradient-based methods. The experimental evaluations demonstrate that this novel attack results in a success rate of 80.19% to 100%. In addition, while estimating impacts in the Security Operations Center, we observe that even a small fraction of false positive alerts, irrespective of different budget constraints and alert traffic intensities, can increase the delay of genuine alerts investigations up to 2 hr in a single day under normal operating conditions. Furthermore, a series of relevant statistical and XAI analyses is conducted to understand the key factors behind this remarkable success. Finally, we explore the effectiveness of the FPA packets to enhance models' robustness through adversarial training and investigate the changes in decision boundaries accordingly.
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