Responsible AI research from arXiv, ranked by citations from
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1,281 papers in 1 topic
Dattaraj Jagdish Rao, Shraddha Mane
We propose a digital twin approach to improve healthcare decision support systems with a combination of domain knowledge and data. Domain knowledge helps build decision thresholds that doctors can use to determine a risk or recommend a treatment or test based on the specific patient condition. However, these assessments tend to be highly subjective and differ from doctor to doctor and from patient to patient. We propose a system where we collate this subjective risk by compiling data from different doctors treating different patients and build a machine learning model that learns from this knowledge. Then using state-of-the-art explainability concepts we derive explanations from this model. These explanations give us a summary of different doctor domain knowledge applied in different cases to give a more generic perspective. Also these explanations are specific to a particular patient and are customized for their condition. This is a form of a digital twin for the patient that can now be used to enhance decision boundaries for earlier defined decision tables that help in diagnosis. We will show an example of running this analysis for a liver disease risk diagnosis.
Roman V. Yampolskiy
AI Safety researchers attempting to align values of highly capable intelligent systems with those of humanity face a number of challenges including personal value extraction, multi-agent value merger and finally in-silico encoding. State-of-the-art research in value alignment shows difficulties in every stage in this process, but merger of incompatible preferences is a particularly difficult challenge to overcome. In this paper we assume that the value extraction problem will be solved and propose a possible way to implement an AI solution which optimally aligns with individual preferences of each user. We conclude by analyzing benefits and limitations of the proposed approach.
Jadie Adams, Brian Hu, Emily Veenhuis +5
Large language models (LLMs) are currently aligned using techniques such as reinforcement learning from human feedback (RLHF). However, these methods use scalar rewards that can only reflect user preferences on average. Pluralistic alignment instead seeks to capture diverse user preferences across a set of attributes, moving beyond just helpfulness and harmlessness. Toward this end, we propose a steerable pluralistic model based on few-shot comparative regression that can adapt to individual user preferences. Our approach leverages in-context learning and reasoning, grounded in a set of fine-grained attributes, to compare response options and make aligned choices. To evaluate our algorithm, we also propose two new steerable pluralistic benchmarks by adapting the Moral Integrity Corpus (MIC) and the HelpSteer2 datasets, demonstrating the applicability of our approach to value-aligned decision-making and reward modeling, respectively. Our few-shot comparative regression approach is interpretable and compatible with different attributes and LLMs, while outperforming multiple baseline and state-of-the-art methods. Our work provides new insights and research directions in pluralistic alignment, enabling a more fair and representative use of LLMs and advancing the state-of-the-art in ethical AI.
Feng Xia, Ciyuan Peng, Jing Ren +5
Graph learning has rapidly evolved into a critical subfield of machine learning and artificial intelligence (AI). Its development began with early graph-theoretic methods, gaining significant momentum with the advent of graph neural networks (GNNs). Over the past decade, progress in scalable architectures, dynamic graph modeling, multimodal learning, generative AI, explainable AI (XAI), and responsible AI has broadened the applicability of graph learning to various challenging environments. Graph learning is significant due to its ability to model complex, non-Euclidean relationships that traditional machine learning struggles to capture, thus better supporting real-world applications ranging from drug discovery and fraud detection to recommender systems and scientific reasoning. However, challenges like scalability, generalization, heterogeneity, interpretability, and trustworthiness must be addressed to unlock its full potential. This survey provides a comprehensive introduction to graph learning, focusing on key dimensions including scalable, temporal, multimodal, generative, explainable, and responsible graph learning. We review state-of-the-art techniques for efficiently handling large-scale graphs, capturing dynamic temporal dependencies, integrating heterogeneous data modalities, generating novel graph samples, and enhancing interpretability to foster trust and transparency. We also explore ethical considerations, such as privacy and fairness, to ensure responsible deployment of graph learning models. Additionally, we identify and discuss emerging topics, highlighting recent integration of graph learning and other AI paradigms and offering insights into future directions. This survey serves as a valuable resource for researchers and practitioners seeking to navigate the rapidly evolving landscape of graph learning.
Eitan Anzenberg, Arunava Samajpati, Sivasankaran Chandrasekar +1
The use of large language models (LLMs) in hiring promises to streamline candidate screening, but it also raises serious concerns regarding accuracy and algorithmic bias where sufficient safeguards are not in place. In this work, we benchmark several state-of-the-art foundational LLMs - including models from OpenAI, Anthropic, Google, Meta, and Deepseek, and compare them with our proprietary domain-specific hiring model (Match Score) for job candidate matching. We evaluate each model's predictive accuracy (ROC AUC, Precision-Recall AUC, F1-score) and fairness (impact ratio of cut-off analysis across declared gender, race, and intersectional subgroups). Our experiments on a dataset of roughly 10,000 real-world recent candidate-job pairs show that Match Score outperforms the general-purpose LLMs on accuracy (ROC AUC 0.85 vs 0.77) and achieves significantly more equitable outcomes across demographic groups. Notably, Match Score attains a minimum race-wise impact ratio of 0.957 (near-parity), versus 0.809 or lower for the best LLMs, (0.906 vs 0.773 for the intersectionals, respectively). We discuss why pretraining biases may cause LLMs with insufficient safeguards to propagate societal biases in hiring scenarios, whereas a bespoke supervised model can more effectively mitigate these biases. Our findings highlight the importance of domain-specific modeling and bias auditing when deploying AI in high-stakes domains such as hiring, and caution against relying on off-the-shelf LLMs for such tasks without extensive fairness safeguards. Furthermore, we show with empirical evidence that there shouldn't be a dichotomy between choosing accuracy and fairness in hiring: a well-designed algorithm can achieve both accuracy in hiring and fairness in outcomes.
Woosung Choi, Junghyun Koo, Kin Wai Cheuk +7
This paper explores the use of unlearning methods for training data attribution (TDA) in music generative models trained on large-scale datasets. TDA aims to identify which specific training data points contributed the most to the generation of a particular output from a specific model. This is crucial in the context of AI-generated music, where proper recognition and credit for original artists are generally overlooked. By enabling white-box attribution, our work supports a fairer system for acknowledging artistic contributions and addresses pressing concerns related to AI ethics and copyright. We apply unlearning-based attribution to a text-to-music diffusion model trained on a large-scale dataset and investigate its feasibility and behavior in this setting. To validate the method, we perform a grid search over different hyperparameter configurations and quantitatively evaluate the consistency of the unlearning approach. We then compare attribution patterns from unlearning with non-counterfactual approaches. Our findings suggest that unlearning-based approaches can be effectively adapted to music generative models, introducing large-scale TDA to this domain and paving the way for more ethical and accountable AI systems for music creation.
F. Xavier Gaya-Morey, Jose M. Buades-Rubio, Philippe Palanque +2
The rapid aging of the global population has highlighted the need for technologies to support elderly, particularly in healthcare and emotional well-being. Facial expression recognition (FER) systems offer a non-invasive means of monitoring emotional states, with applications in assisted living, mental health support, and personalized care. This study presents a systematic review of deep learning-based FER systems, focusing on their applications for the elderly population. Following a rigorous methodology, we analyzed 31 studies published over the last decade, addressing challenges such as the scarcity of elderly-specific datasets, class imbalances, and the impact of age-related facial expression differences. Our findings show that convolutional neural networks remain dominant in FER, and especially lightweight versions for resource-constrained environments. However, existing datasets often lack diversity in age representation, and real-world deployment remains limited. Additionally, privacy concerns and the need for explainable artificial intelligence emerged as key barriers to adoption. This review underscores the importance of developing age-inclusive datasets, integrating multimodal solutions, and adopting XAI techniques to enhance system usability, reliability, and trustworthiness. We conclude by offering recommendations for future research to bridge the gap between academic progress and real-world implementation in elderly care.
Fahad Shamshad, Muzammal Naseer, Karthik Nandakumar
Deep learning-based face recognition (FR) systems pose significant privacy risks by tracking users without their consent. While adversarial attacks can protect privacy, they often produce visible artifacts compromising user experience. To mitigate this issue, recent facial privacy protection approaches advocate embedding adversarial noise into the natural looking makeup styles. However, these methods require training on large-scale makeup datasets that are not always readily available. In addition, these approaches also suffer from dataset bias. For instance, training on makeup data that predominantly contains female faces could compromise protection efficacy for male faces. To handle these issues, we propose a test-time optimization approach that solely optimizes an untrained neural network to transfer makeup style from a reference to a source image in an adversarial manner. We introduce two key modules: a correspondence module that aligns regions between reference and source images in latent space, and a decoder with conditional makeup layers. The untrained decoder, optimized via carefully designed structural and makeup consistency losses, generates a protected image that resembles the source but incorporates adversarial makeup to deceive FR models. As our approach does not rely on training with makeup face datasets, it avoids potential male/female dataset biases while providing effective protection. We further extend the proposed approach to videos by leveraging on temporal correlations. Experiments on benchmark datasets demonstrate superior performance in face verification and identification tasks and effectiveness against commercial FR systems. Our code and models will be available at https://github.com/fahadshamshad/deep-facial-privacy-prior
Holli Sargeant, Måns Magnusson
Algorithmic discrimination is a critical concern as machine learning models are used in high-stakes decision-making in legally protected contexts. Although substantial research on algorithmic bias and discrimination has led to the development of fairness metrics, several critical legal issues remain unaddressed in practice. The paper addresses three key shortcomings in prevailing ML fairness paradigms: (1) the narrow reliance on prediction or outcome disparity as evidence for discrimination, (2) the lack of nuanced evaluation of estimation error and assumptions that the true causal structure and data-generating process are known, and (3) the overwhelming dominance of US-based analyses which has inadvertently fostered some misconceptions regarding lawful modelling practices in other jurisdictions. To address these gaps, we introduce a novel decision-theoretic framework grounded in anti-discrimination law of the United Kingdom, which has global influence and aligns closely with European and Commonwealth legal systems. We propose the "conditional estimation parity" metric, which accounts for estimation error and the underlying data-generating process, aligning with UK legal standards. We apply our formalism to a real-world algorithmic discrimination case, demonstrating how technical and legal reasoning can be aligned to detect and mitigate unlawful discrimination. Our contributions offer actionable, legally-grounded guidance for ML practitioners, policymakers, and legal scholars seeking to develop non-discriminatory automated decision systems that are legally robust.
Sankalpa Ghose, Yip Fai Tse, Kasra Rasaee +2
Artificial intelligence is seen as increasingly important, and potentially profoundly so, but the fields of AI ethics and AI engineering have not fully recognized that these technologies, including large language models (LLMs), will have massive impacts on animals. We argue that this impact matters, because animals matter morally. As a first experiment in evaluating animal consideration in LLMs, we constructed a proof-of-concept Evaluation System, which assesses LLM responses and biases from multiple perspectives. This system evaluates LLM outputs by two criteria: their truthfulness, and the degree of consideration they give to the interests of animals. We tested OpenAI ChatGPT 4 and Anthropic Claude 2.1 using a set of structured queries and predefined normative perspectives. Preliminary results suggest that the outcomes of the tested models can be benchmarked regarding the consideration they give to animals, and that generated positions and biases might be addressed and mitigated with more developed and validated systems. Our research contributes one possible approach to integrating animal ethics in AI, opening pathways for future studies and practical applications in various fields, including education, public policy, and regulation, that involve or relate to animals and society. Overall, this study serves as a step towards more useful and responsible AI systems that better recognize and respect the vital interests and perspectives of all sentient beings.
Anthony Cintron Roman, Jennifer Wortman Vaughan, Valerie See +4
This paper introduces a no-code, machine-readable documentation framework for open datasets, with a focus on responsible AI (RAI) considerations. The framework aims to improve comprehensibility, and usability of open datasets, facilitating easier discovery and use, better understanding of content and context, and evaluation of dataset quality and accuracy. The proposed framework is designed to streamline the evaluation of datasets, helping researchers, data scientists, and other open data users quickly identify datasets that meet their needs and organizational policies or regulations. The paper also discusses the implementation of the framework and provides recommendations to maximize its potential. The framework is expected to enhance the quality and reliability of data used in research and decision-making, fostering the development of more responsible and trustworthy AI systems.
Roan Schellingerhout, Francesco Barile, Nava Tintarev
Recent legislation proposals have significantly increased the demand for eXplainable Artificial Intelligence (XAI) in many businesses, especially in so-called `high-risk' domains, such as recruitment. Within recruitment, AI has become commonplace, mainly in the form of job recommender systems (JRSs), which try to match candidates to vacancies, and vice versa. However, common XAI techniques often fall short in this domain due to the different levels and types of expertise of the individuals involved, making explanations difficult to generalize. To determine the explanation preferences of the different stakeholder types - candidates, recruiters, and companies - we created and validated a semi-structured interview guide. Using grounded theory, we structurally analyzed the results of these interviews and found that different stakeholder types indeed have strongly differing explanation preferences. Candidates indicated a preference for brief, textual explanations that allow them to quickly judge potential matches. On the other hand, hiring managers preferred visual graph-based explanations that provide a more technical and comprehensive overview at a glance. Recruiters found more exhaustive textual explanations preferable, as those provided them with more talking points to convince both parties of the match. Based on these findings, we describe guidelines on how to design an explanation interface that fulfills the requirements of all three stakeholder types. Furthermore, we provide the validated interview guide, which can assist future research in determining the explanation preferences of different stakeholder types.
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