Responsible AI research from arXiv, ranked by citations from
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4,071 papers in 1 topic
Angxuan Chen
This study investigated the impact of a theory-driven, explainable Learning Analytics Dashboard (LAD) on university students' human-AI collaborative academic abstract writing task. Grounded in Self-Regulated Learning (SRL) theory and incorporating Explainable AI (XAI) principles, our LAD featured a three-layered design (Visual, Explainable, Interactive). In an experimental study, participants were randomly assigned to either an experimental group (using the full explainable LAD) or a control group (using a visual-only LAD) to collaboratively write an academic abstract with a Generative AI. While quantitative analysis revealed no significant difference in the quality of co-authored abstracts between the two groups, a significant and noteworthy difference emerged in conceptual understanding: students in the explainable LAD group demonstrated a superior grasp of abstract writing principles, as evidenced by their higher scores on a knowledge test (p= .026). These findings highlight that while basic AI-generated feedback may suffice for immediate task completion, the provision of explainable feedback is crucial for fostering deeper learning, enhancing conceptual understanding, and developing transferable skills fundamental to self-regulated learning in academic writing contexts.
Jakub Kowalski, Mark H. M. Winands, Maksymilian Wiśniewski +2
Typically, research on Explainable Artificial Intelligence (XAI) focuses on black-box models within the context of a general policy in a known, specific domain. This paper advocates for the need for knowledge-agnostic explainability applied to the subfield of XAI called Explainable Search, which focuses on explaining the choices made by intelligent search techniques. It proposes Monte-Carlo Tree Search (MCTS) enhancements as a solution to obtaining additional data and providing higher-quality explanations while remaining knowledge-free, and analyzes the most popular enhancements in terms of the specific types of explainability they introduce. So far, no other research has considered the explainability of MCTS enhancements. We present a proof-of-concept that demonstrates the advantages of utilizing enhancements.
Tsz Pan Tong, Aoran Wang, George Panagopoulos +1
Gene regulation is central to understanding cellular processes and development, potentially leading to the discovery of new treatments for diseases and personalized medicine. Inferring gene regulatory networks (GRNs) from single-cell RNA sequencing (scRNA-seq) data presents significant challenges due to its high dimensionality and complexity. Existing tree-based models, such as GENIE3 and GRNBOOST2, demonstrated scalability and explainability in GRN inference, but they cannot distinguish regulation types nor effectively capture continuous cellular dynamics. In this paper, we introduce scKAN, a novel model that employs a Kolmogorov-Arnold network (KAN) with explainable AI to infer GRNs from scRNA-seq data. By modeling gene expression as differentiable functions matching the smooth nature of cellular dynamics, scKAN can accurately and precisely detect activation and inhibition regulations through explainable AI and geometric tools. We conducted extensive experiments on the BEELINE benchmark, and scKAN surpasses and improves the leading signed GRN inference models ranging from 5.40\% to 28.37\% in AUROC and from 1.97\% to 40.45\% in AUPRC. These results highlight the potential of scKAN in capturing the underlying biological processes in gene regulation without prior knowledge of the graph structure.
Alexis R. Tudor, Yankai Zeng, Huaduo Wang +2
Current advances in AI and its applicability have highlighted the need to ensure its trustworthiness for legal, ethical, and even commercial reasons. Sub-symbolic machine learning algorithms, such as the LLMs, simulate reasoning but hallucinate and their decisions cannot be explained or audited (crucial aspects for trustworthiness). On the other hand, rule-based reasoners, such as Cyc, are able to provide the chain of reasoning steps but are complex and use a large number of reasoners. We propose a middle ground using s(CASP), a goal-directed constraint-based answer set programming reasoner that employs a small number of mechanisms to emulate reliable and explainable human-style commonsense reasoning. In this paper, we explain how s(CASP) supports the 16 desiderata for trustworthy AI introduced by Doug Lenat and Gary Marcus (2023), and two additional ones: inconsistency detection and the assumption of alternative worlds. To illustrate the feasibility and synergies of s(CASP), we present a range of diverse applications, including a conversational chatbot and a virtually embodied reasoner.
Jackson Eshbaugh
In explainable AI, surrogate models are commonly evaluated by their fidelity to a neural network's predictions. Fidelity, however, measures alignment to a learned model rather than alignment to the data-generating signal underlying the task. This work introduces the linearity score $λ(f)$, a diagnostic that quantifies the extent to which a regression network's input--output behavior is linearly decodable. $λ(f)$ is defined as an $R^2$ measure of surrogate fit to the network. Across synthetic and real-world regression datasets, we find that surrogates can achieve high fidelity to a neural network while failing to recover the predictive gains that distinguish the network from simpler models. In several cases, high-fidelity surrogates underperform even linear baselines trained directly on the data. These results demonstrate that explaining a model's behavior is not equivalent to explaining the task-relevant structure of the data, highlighting a limitation of fidelity-based explanations when used to reason about predictive performance.
Ryoichi Asashiba, Reiji Kozuma, Hirokazu Iwasawa
The use of appropriate methods of Interpretable Machine Learning (IML) and eXplainable Artificial Intelligence (XAI) is essential for adopting black-box predictive models in fields where model and prediction explainability is required. As a novel tool for interpreting black-box models, we introduce the R package midr, which implements Maximum Interpretation Decomposition (MID). MID is a functional decomposition approach that derives a low-order additive representation of a black-box model by minimizing the squared error between the model's prediction function and this additive representation. midr enables learning from black-box models by constructing a global surrogate model with advanced analytical capabilities. After reviewing related work and the theoretical foundation of MID, we demonstrate the package's usage and discuss some of its key features.
Bowei Tian, Xuntao Lyu, Meng Liu +2
High-level representations have become a central focus in enhancing AI transparency and control, shifting attention from individual neurons or circuits to structured semantic directions that align with human-interpretable concepts. While the Linear Representation Hypothesis (LRH) suggests that such directions emerge in representations, it remains unclear how these representations originate and why they become increasingly stable across layers. To solve this issue, we introduce the Input-Space Linearity Hypothesis, positing that concept-aligned directions originate in the input space and are steadily maintained with increasing depth. We then propose the Spectral Principal Path (SPP) framework, which formalizes how deep networks progressively distill linear representations along the spectral principal directions. We provide rigorous stability guarantees for the SPP based on the Wedin $\sinΘ$ perturbation theorem, identifying testable conditions, including spectral gap and context incoherence, that jointly ensure layer-wise directional preservation. By bridging theoretical analysis with empirical evidence, this work identifies a spectral view of how linear representations arise in LLMs, and suggests potential implications for concept-level controllable, robust, and coherent approaches to fairness and transparency in modern AI systems.
Milan Bhan, Jean-Noel Vittaut, Nicolas Chesneau +2
Large Language Models (LLMs) can generate plausible free text self-explanations to justify their answers. However, these natural language explanations may not accurately reflect the model's actual reasoning process, pinpointing a lack of faithfulness. Existing faithfulness evaluation methods rely primarily on behavioral tests or computational block analysis without examining the semantic content of internal neural representations. This paper proposes NeuroFaith, a flexible framework that measures the faithfulness of LLM free text self-explanation by identifying key concepts within explanations and mechanistically testing whether these concepts actually influence the model's predictions. We show the versatility of NeuroFaith across 2-hop reasoning and classification tasks. Additionally, we develop a linear faithfulness probe based on NeuroFaith to detect unfaithful self-explanations from representation space and improve faithfulness through steering. NeuroFaith provides a principled approach to evaluating and enhancing the faithfulness of LLM free text self-explanations, addressing critical needs for trustworthy AI systems.
Shuvashis Sarker
COVID-19 is a rapidly spreading and highly infectious virus which has triggered a global pandemic, profoundly affecting millions across the world. The pandemic has introduced unprecedented challenges in public health, economic stability, and societal structures, necessitating the implementation of extensive and multifaceted health interventions globally. It had a tremendous impact on Bangladesh by April 2024, with around 29,495 fatalities and more than 2 million confirmed cases. This study focuses on improving COVID-19 detection in CXR images by utilizing a dataset of 4,350 images from Bangladesh categorized into four classes: Normal, Lung-Opacity, COVID-19 and Viral-Pneumonia. ML, DL and TL models are employed with the VGG19 model achieving an impressive 98% accuracy. LIME is used to explain model predictions, highlighting the regions and features influencing classification decisions. SMOTE is applied to address class imbalances. By providing insight into both correct and incorrect classifications, the study emphasizes the importance of XAI in enhancing the transparency and reliability of models, ultimately improving the effectiveness of detection from CXR images.
Fudong Lin, Wanrou Du, Jinchan Liu +5
Deep neural networks, particularly Transformers, have been widely adopted for predicting the functional properties of proteins. In this work, we focus on exploring whether Protein Transformers can capture biological intelligence among protein sequences. To achieve our goal, we first introduce a protein function dataset, namely Protein-FN, providing over 9000 protein data with meaningful labels. Second, we devise a new Transformer architecture, namely Sequence Protein Transformers (SPT), for computationally efficient protein function predictions. Third, we develop a novel Explainable Artificial Intelligence (XAI) technique called Sequence Score, which can efficiently interpret the decision-making processes of protein models, thereby overcoming the difficulty of deciphering biological intelligence bided in Protein Transformers. Remarkably, even our smallest SPT-Tiny model, which contains only 5.4M parameters, demonstrates impressive predictive accuracy, achieving 94.3% on the Antibiotic Resistance (AR) dataset and 99.6% on the Protein-FN dataset, all accomplished by training from scratch. Besides, our Sequence Score technique helps reveal that our SPT models can discover several meaningful patterns underlying the sequence structures of protein data, with these patterns aligning closely with the domain knowledge in the biology community. We have officially released our Protein-FN dataset on Hugging Face Datasets https://huggingface.co/datasets/Protein-FN/Protein-FN. Our code is available at https://github.com/fudong03/BioIntelligence.
Shahbaz Rezaei, Avishai Halev, Xin Liu
A prevailing approach to explain time series models is to generate attribution in time domain. A recent development in time series XAI is the concept of explanation spaces, where any model trained in the time domain can be interpreted with any existing XAI method in alternative domains, such as frequency. The prevailing approach is to present XAI attributions either in the time domain or in the domain where the attribution is most sparse. In this paper, we demonstrate that in certain cases, XAI methods can generate attributions that highlight fundamentally different features in the time and frequency domains that are not direct counterparts of one another. This suggests that both domains' attributions should be presented to achieve a more comprehensive interpretation. Thus it shows the necessity of multi-domain explanation. To quantify when such cases arise, we introduce the uncertainty principle (UP), originally developed in quantum mechanics and later studied in harmonic analysis and signal processing, to the XAI literature. This principle establishes a lower bound on how much a signal can be simultaneously localized in both the time and frequency domains. By leveraging this concept, we assess whether attributions in the time and frequency domains violate this bound, indicating that they emphasize distinct features. In other words, UP provides a sufficient condition that the time and frequency domain explanations do not match and, hence, should be both presented to the end user. We validate the effectiveness of this approach across various deep learning models, XAI methods, and a wide range of classification and forecasting datasets. The frequent occurrence of UP violations across various datasets and XAI methods highlights the limitations of existing approaches that focus solely on time-domain explanations. This underscores the need for multi-domain explanations as a new paradigm.
Neehar Kondapaneni, Oisin Mac Aodha, Pietro Perona
We propose a method for discovering and visualizing the differences between two learned representations, enabling more direct and interpretable model comparisons. We validate our method, which we call Representational Differences Explanations (RDX), by using it to compare models with known conceptual differences and demonstrate that it recovers meaningful distinctions where existing explainable AI (XAI) techniques fail. Applied to state-of-the-art models on challenging subsets of the ImageNet and iNaturalist datasets, RDX reveals both insightful representational differences and subtle patterns in the data. Although comparison is a cornerstone of scientific analysis, current tools in machine learning, namely post hoc XAI methods, struggle to support model comparison effectively. Our work addresses this gap by introducing an effective and explainable tool for contrasting model representations.
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