Responsible AI research from arXiv, ranked by citations from
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6,810 papers
Ugur Kursuncu, Manas Gaur, Amit Sheth
Learning the underlying patterns in data goes beyond instance-based generalization to external knowledge represented in structured graphs or networks. Deep learning that primarily constitutes neural computing stream in AI has shown significant advances in probabilistically learning latent patterns using a multi-layered network of computational nodes (i.e., neurons/hidden units). Structured knowledge that underlies symbolic computing approaches and often supports reasoning, has also seen significant growth in recent years, in the form of broad-based (e.g., DBPedia, Yago) and domain, industry or application specific knowledge graphs. A common substrate with careful integration of the two will raise opportunities to develop neuro-symbolic learning approaches for AI, where conceptual and probabilistic representations are combined. As the incorporation of external knowledge will aid in supervising the learning of features for the model, deep infusion of representational knowledge from knowledge graphs within hidden layers will further enhance the learning process. Although much work remains, we believe that knowledge graphs will play an increasing role in developing hybrid neuro-symbolic intelligent systems (bottom-up deep learning with top-down symbolic computing) as well as in building explainable AI systems for which knowledge graphs will provide scaffolding for punctuating neural computing. In this position paper, we describe our motivation for such a neuro-symbolic approach and framework that combines knowledge graph and neural networks.
Rokas Gipiškis, Chun-Wei Tsai, Olga Kurasova
Artificial Intelligence (XAI) has found numerous applications in computer vision. While image classification-based explainability techniques have garnered significant attention, their counterparts in semantic segmentation have been relatively neglected. Given the prevalent use of image segmentation, ranging from medical to industrial deployments, these techniques warrant a systematic look. In this paper, we present the first comprehensive survey on XAI in semantic image segmentation. This work focuses on techniques that were either specifically introduced for dense prediction tasks or were extended for them by modifying existing methods in classification. We analyze and categorize the literature based on application categories and domains, as well as the evaluation metrics and datasets used. We also propose a taxonomy for interpretable semantic segmentation, and discuss potential challenges and future research directions.
Daniel R. Cassar
A multitask deep neural network model was trained on more than 218k different glass compositions. This model, called GlassNet, can predict 85 different properties (such as optical, electrical, dielectric, mechanical, and thermal properties, as well as density, viscosity/relaxation, crystallization, surface tension, and liquidus temperature) of glasses and glass-forming liquids of different chemistries (such as oxides, chalcogenides, halides, and others). The model and the data used to train it are available in the GlassPy Python module as free and open source software for the community to use and build upon. As a proof of concept, GlassNet was used with the MYEGA viscosity equation to predict the temperature dependence of viscosity and outperformed another general purpose viscosity model available in the literature (ViscNet) on unseen data. An explainable AI algorithm (SHAP) was used to extract knowledge correlating the input (physicochemical information) and output (glass properties) of the model, providing valuable insights for glass manufacturing and design. It is hoped that GlassNet, with its free and open source nature, can be used to enable faster and better computer-aided design of new technological glasses.
Saumitra Mishra, Sanghamitra Dutta, Jason Long +1
There exist several methods that aim to address the crucial task of understanding the behaviour of AI/ML models. Arguably, the most popular among them are local explanations that focus on investigating model behaviour for individual instances. Several methods have been proposed for local analysis, but relatively lesser effort has gone into understanding if the explanations are robust and accurately reflect the behaviour of underlying models. In this work, we present a survey of the works that analysed the robustness of two classes of local explanations (feature importance and counterfactual explanations) that are popularly used in analysing AI/ML models in finance. The survey aims to unify existing definitions of robustness, introduces a taxonomy to classify different robustness approaches, and discusses some interesting results. Finally, the survey introduces some pointers about extending current robustness analysis approaches so as to identify reliable explainability methods.
Andrea Morichetta, Pedro Casas, Marco Mellia
The application of unsupervised learning approaches, and in particular of clustering techniques, represents a powerful exploration means for the analysis of network measurements. Discovering underlying data characteristics, grouping similar measurements together, and identifying eventual patterns of interest are some of the applications which can be tackled through clustering. Being unsupervised, clustering does not always provide precise and clear insight into the produced output, especially when the input data structure and distribution are complex and difficult to grasp. In this paper we introduce EXPLAIN-IT, a methodology which deals with unlabeled data, creates meaningful clusters, and suggests an explanation to the clustering results for the end-user. EXPLAIN-IT relies on a novel explainable Artificial Intelligence (AI) approach, which allows to understand the reasons leading to a particular decision of a supervised learning-based model, additionally extending its application to the unsupervised learning domain. We apply EXPLAIN-IT to the problem of YouTube video quality classification under encrypted traffic scenarios, showing promising results.
Georgios Pavlidis
The lack of explainability of Artificial Intelligence (AI) is one of the first obstacles that the industry and regulators must overcome to mitigate the risks associated with the technology. The need for eXplainable AI (XAI) is evident in fields where accountability, ethics and fairness are critical, such as healthcare, credit scoring, policing and the criminal justice system. At the EU level, the notion of explainability is one of the fundamental principles that underpin the AI Act, though the exact XAI techniques and requirements are still to be determined and tested in practice. This paper explores various approaches and techniques that promise to advance XAI, as well as the challenges of implementing the principle of explainability in AI governance and policies. Finally, the paper examines the integration of XAI into EU law, emphasising the issues of standard setting, oversight, and enforcement.
Vibeke Binz Vallevik, Aleksandar Babic, Serena Elizabeth Marshall +7
Ensuring safe adoption of AI tools in healthcare hinges on access to sufficient data for training, testing and validation. In response to privacy concerns and regulatory requirements, using synthetic data has been suggested. Synthetic data is created by training a generator on real data to produce a dataset with similar statistical properties. Competing metrics with differing taxonomies for quality evaluation have been suggested, resulting in a complex landscape. Optimising quality entails balancing considerations that make the data fit for use, yet relevant dimensions are left out of existing frameworks. We performed a comprehensive literature review on the use of quality evaluation metrics on SD within the scope of tabular healthcare data and SD made using deep generative methods. Based on this and the collective team experiences, we developed a conceptual framework for quality assurance. The applicability was benchmarked against a practical case from the Dutch National Cancer Registry. We present a conceptual framework for quality assurance of SD for AI applications in healthcare that aligns diverging taxonomies, expands on common quality dimensions to include the dimensions of Fairness and Carbon footprint, and proposes stages necessary to support real-life applications. Building trust in synthetic data by increasing transparency and reducing the safety risk will accelerate the development and uptake of trustworthy AI tools for the benefit of patients. Despite the growing emphasis on algorithmic fairness and carbon footprint, these metrics were scarce in the literature review. The overwhelming focus was on statistical similarity using distance metrics while sequential logic detection was scarce. A consensus-backed framework that includes all relevant quality dimensions can provide assurance for safe and responsible real-life applications of SD.
Ao Sun, Pingchuan Ma, Yuanyuan Yuan +1
EXplainable AI (XAI) is an essential topic to improve human understanding of deep neural networks (DNNs) given their black-box internals. For computer vision tasks, mainstream pixel-based XAI methods explain DNN decisions by identifying important pixels, and emerging concept-based XAI explore forming explanations with concepts (e.g., a head in an image). However, pixels are generally hard to interpret and sensitive to the imprecision of XAI methods, whereas "concepts" in prior works require human annotation or are limited to pre-defined concept sets. On the other hand, driven by large-scale pre-training, Segment Anything Model (SAM) has been demonstrated as a powerful and promotable framework for performing precise and comprehensive instance segmentation, enabling automatic preparation of concept sets from a given image. This paper for the first time explores using SAM to augment concept-based XAI. We offer an effective and flexible concept-based explanation method, namely Explain Any Concept (EAC), which explains DNN decisions with any concept. While SAM is highly effective and offers an "out-of-the-box" instance segmentation, it is costly when being integrated into defacto XAI pipelines. We thus propose a lightweight per-input equivalent (PIE) scheme, enabling efficient explanation with a surrogate model. Our evaluation over two popular datasets (ImageNet and COCO) illustrate the highly encouraging performance of EAC over commonly-used XAI methods.
Anaelia Ovalle, Arjun Subramonian, Vagrant Gautam +2
Intersectionality is a critical framework that, through inquiry and praxis, allows us to examine how social inequalities persist through domains of structure and discipline. Given AI fairness' raison d'etre of "fairness", we argue that adopting intersectionality as an analytical framework is pivotal to effectively operationalizing fairness. Through a critical review of how intersectionality is discussed in 30 papers from the AI fairness literature, we deductively and inductively: 1) map how intersectionality tenets operate within the AI fairness paradigm and 2) uncover gaps between the conceptualization and operationalization of intersectionality. We find that researchers overwhelmingly reduce intersectionality to optimizing for fairness metrics over demographic subgroups. They also fail to discuss their social context and when mentioning power, they mostly situate it only within the AI pipeline. We: 3) outline and assess the implications of these gaps for critical inquiry and praxis, and 4) provide actionable recommendations for AI fairness researchers to engage with intersectionality in their work by grounding it in AI epistemology.
Daniel C. Elton
The ability to explain decisions made by AI systems is highly sought after, especially in domains where human lives are at stake such as medicine or autonomous vehicles. While it is often possible to approximate the input-output relations of deep neural networks with a few human-understandable rules, the discovery of the double descent phenomena suggests that such approximations do not accurately capture the mechanism by which deep neural networks work. Double descent indicates that deep neural networks typically operate by smoothly interpolating between data points rather than by extracting a few high level rules. As a result, neural networks trained on complex real world data are inherently hard to interpret and prone to failure if asked to extrapolate. To show how we might be able to trust AI despite these problems we introduce the concept of self-explaining AI. Self-explaining AIs are capable of providing a human-understandable explanation of each decision along with confidence levels for both the decision and explanation. For this approach to work, it is important that the explanation actually be related to the decision, ideally capturing the mechanism used to arrive at the explanation. Finally, we argue it is important that deep learning based systems include a "warning light" based on techniques from applicability domain analysis to warn the user if a model is asked to extrapolate outside its training distribution. For a video presentation of this talk see https://www.youtube.com/watch?v=Py7PVdcu7WY& .
Erik Daxberger, José Miguel Hernández-Lobato
Despite their successes, deep neural networks may make unreliable predictions when faced with test data drawn from a distribution different to that of the training data, constituting a major problem for AI safety. While this has recently motivated the development of methods to detect such out-of-distribution (OoD) inputs, a robust solution is still lacking. We propose a new probabilistic, unsupervised approach to this problem based on a Bayesian variational autoencoder model, which estimates a full posterior distribution over the decoder parameters using stochastic gradient Markov chain Monte Carlo, instead of fitting a point estimate. We describe how information-theoretic measures based on this posterior can then be used to detect OoD inputs both in input space and in the model's latent space. We empirically demonstrate the effectiveness of our proposed approach.
Luca Deck, Jakob Schoeffer, Maria De-Arteaga +1
In this critical survey, we analyze typical claims on the relationship between explainable AI (XAI) and fairness to disentangle the multidimensional relationship between these two concepts. Based on a systematic literature review and a subsequent qualitative content analysis, we identify seven archetypal claims from 175 scientific articles on the alleged fairness benefits of XAI. We present crucial caveats with respect to these claims and provide an entry point for future discussions around the potentials and limitations of XAI for specific fairness desiderata. Importantly, we notice that claims are often (i) vague and simplistic, (ii) lacking normative grounding, or (iii) poorly aligned with the actual capabilities of XAI. We suggest to conceive XAI not as an ethical panacea but as one of many tools to approach the multidimensional, sociotechnical challenge of algorithmic fairness. Moreover, when making a claim about XAI and fairness, we emphasize the need to be more specific about what kind of XAI method is used, which fairness desideratum it refers to, how exactly it enables fairness, and who is the stakeholder that benefits from XAI.
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