Responsible AI research from arXiv, ranked by citations from
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Allen AI ), and enriched with key takeaways
6,810 papers
George Paterakis, Andrea Castellani, George Papoutsoglou +2
Artificial intelligence is reshaping science and industry, yet many users still regard its models as opaque "black boxes". Conventional explainable artificial-intelligence methods clarify individual predictions but overlook the upstream decisions and downstream quality checks that determine whether insights can be trusted. In this work, we present Holistic Explainable Artificial Intelligence (HXAI), a user-centric framework that embeds explanation into every stage of the data-analysis workflow and tailors those explanations to users. HXAI unifies six components (data, analysis set-up, learning process, model output, model quality, communication channel) into a single taxonomy and aligns each component with the needs of domain experts, data analysts and data scientists. A 112-item question bank covers these needs; our survey of contemporary tools highlights critical coverage gaps. Grounded in theories of human explanation, principles from human-computer interaction and findings from empirical user studies, HXAI identifies the characteristics that make explanations clear, actionable and cognitively manageable. A comprehensive taxonomy operationalises these insights, reducing terminological ambiguity and enabling rigorous coverage analysis of existing toolchains. We further demonstrate how AI agents that embed large-language models can orchestrate diverse explanation techniques, translating technical artifacts into stakeholder-specific narratives that bridge the gap between AI developers and domain experts. Departing from traditional surveys or perspective articles, this work melds concepts from multiple disciplines, lessons from real-world projects and a critical synthesis of the literature to advance a novel, end-to-end viewpoint on transparency, trustworthiness and responsible AI deployment.
Mahdi Dhaini, Stephen Meisenbacher, Ege Erdogan +2
In the study of trustworthy Natural Language Processing (NLP), a number of important research fields have emerged, including that of explainability and privacy. While research interest in both explainable and privacy-preserving NLP has increased considerably in recent years, there remains a lack of investigation at the intersection of the two. This leaves a considerable gap in understanding of whether achieving both explainability and privacy is possible, or whether the two are at odds with each other. In this work, we conduct an empirical investigation into the privacy-explainability trade-off in the context of NLP, guided by the popular overarching methods of Differential Privacy (DP) and Post-hoc Explainability. Our findings include a view into the intricate relationship between privacy and explainability, which is formed by a number of factors, including the nature of the downstream task and choice of the text privatization and explainability method. In this, we highlight the potential for privacy and explainability to co-exist, and we summarize our findings in a collection of practical recommendations for future work at this important intersection.
Qi Gan, Stephan Clémençon, Mounîm A. El-Yacoubi +3
Biomechanical features have become important indicators for evaluating athletes' techniques. Traditionally, experts propose significant features and evaluate them using physics equations. However, the complexity of the human body and its movements makes it challenging to explicitly analyze the relationships between some features and athletes' final performance. With advancements in modern machine learning and statistics, data analytics methods have gained increasing importance in sports analytics. In this study, we leverage machine learning models to analyze expert-proposed biomechanical features from the finals of long jump competitions in the World Championships. The objectives of the analysis include identifying the most important features contributing to top-performing jumps and exploring the combined effects of these key features. Using quantile regression, we model the relationship between the biomechanical feature set and the target variable (effective distance), with a particular focus on elite-level jumps. To interpret the model, we apply SHapley Additive exPlanations (SHAP) alongside Partial Dependence Plots (PDPs) and Individual Conditional Expectation (ICE) plots. The findings reveal that, beyond the well-documented velocity-related features, specific technical aspects also play a pivotal role. For male athletes, the angle of the knee of the supporting leg before take-off is identified as a key factor for achieving top 10% performance in our dataset, with angles greater than 169°contributing significantly to jump performance. In contrast, for female athletes, the landing pose and approach step technique emerge as the most critical features influencing top 10% performances, alongside velocity. This study establishes a framework for analyzing the impact of various features on athletic performance, with a particular emphasis on top-performing events.
Sattvik Sahai, Prasoon Goyal, Michael Johnston +13
AI systems for software development are rapidly gaining prominence, yet significant challenges remain in ensuring their safety. To address this, Amazon launched the Trusted AI track of the Amazon Nova AI Challenge, a global competition among 10 university teams to drive advances in secure AI. In the challenge, five teams focus on developing automated red teaming bots, while the other five create safe AI assistants. This challenge provides teams with a unique platform to evaluate automated red-teaming and safety alignment methods through head-to-head adversarial tournaments where red teams have multi-turn conversations with the competing AI coding assistants to test their safety alignment. Along with this, the challenge provides teams with a feed of high quality annotated data to fuel iterative improvement. Throughout the challenge, teams developed state-of-the-art techniques, introducing novel approaches in reasoning-based safety alignment, robust model guardrails, multi-turn jail-breaking, and efficient probing of large language models (LLMs). To support these efforts, the Amazon Nova AI Challenge team made substantial scientific and engineering investments, including building a custom baseline coding specialist model for the challenge from scratch, developing a tournament orchestration service, and creating an evaluation harness. This paper outlines the advancements made by university teams and the Amazon Nova AI Challenge team in addressing the safety challenges of AI for software development, highlighting this collaborative effort to raise the bar for AI safety.
Maria Stoica, Francesco Leofante, Alessio Lomuscio
Accurate and explainable out-of-distribution (OOD) detection is required to use machine learning systems safely. Previous work has shown that feature distance to decision boundaries can be used to identify OOD data effectively. In this paper, we build on this intuition and propose a post-hoc OOD detection method that, given an input, calculates the distance to decision boundaries by leveraging counterfactual explanations. Since computing explanations can be expensive for large architectures, we also propose strategies to improve scalability by computing counterfactuals directly in embedding space. Crucially, as the method employs counterfactual explanations, we can seamlessly use them to help interpret the results of our detector. We show that our method is in line with the state of the art on CIFAR-10, achieving 93.50% AUROC and 25.80% FPR95. Our method outperforms these methods on CIFAR-100 with 97.05% AUROC and 13.79% FPR95 and on ImageNet-200 with 92.55% AUROC and 33.55% FPR95 across four OOD datasets
Mark Zilberman
This work demonstrates how the concept of the entropic potential of events -- a parameter quantifying the influence of discrete events on the expected future entropy of a system -- can enhance uncertainty quantification, decision-making, and interpretability in artificial intelligence (AI). Building on its original formulation in physics, the framework is adapted for AI by introducing an event-centric measure that captures how actions, observations, or other discrete occurrences impact uncertainty at future time horizons. Both the original and AI-adjusted definitions of entropic potential are formalized, with the latter emphasizing conditional expectations to account for counterfactual scenarios. Applications are explored in policy evaluation, intrinsic reward design, explainable AI, and anomaly detection, highlighting the metric's potential to unify and strengthen uncertainty modeling in intelligent systems. Conceptual examples illustrate its use in reinforcement learning, Bayesian inference, and anomaly detection, while practical considerations for computation in complex AI models are discussed. The entropic potential framework offers a theoretically grounded, interpretable, and versatile approach to managing uncertainty in AI, bridging principles from thermodynamics, information theory, and machine learning.
Anthony Bellotti, Xindi Zhao
Conformal predictors are machine learning algorithms developed in the 1990's by Gammerman, Vovk, and their research team, to provide set predictions with guaranteed confidence level. Over recent years, they have grown in popularity and have become a mainstream methodology for uncertainty quantification in the machine learning community. From its beginning, there was an understanding that they enable reliable machine learning with well-calibrated uncertainty quantification. This makes them extremely beneficial for developing trustworthy AI, a topic that has also risen in interest over the past few years, in both the AI community and society more widely. In this article, we review the potential for conformal prediction to contribute to trustworthy AI beyond its marginal validity property, addressing problems such as generalization risk and AI governance. Experiments and examples are also provided to demonstrate its use as a well-calibrated predictor and for bias identification and mitigation.
Rafal Kocielnik, Min Kim, Penphob +5
Detecting prosociality in text--communication intended to affirm, support, or improve others' behavior--is a novel and increasingly important challenge for trust and safety systems. Unlike toxic content detection, prosociality lacks well-established definitions and labeled data, requiring new approaches to both annotation and deployment. We present a practical, three-stage pipeline that enables scalable, high-precision prosocial content classification while minimizing human labeling effort and inference costs. First, we identify the best LLM-based labeling strategy using a small seed set of human-labeled examples. We then introduce a human-AI refinement loop, where annotators review high-disagreement cases between GPT-4 and humans to iteratively clarify and expand the task definition-a critical step for emerging annotation tasks like prosociality. This process results in improved label quality and definition alignment. Finally, we synthesize 10k high-quality labels using GPT-4 and train a two-stage inference system: a lightweight classifier handles high-confidence predictions, while only $\sim$35\% of ambiguous instances are escalated to GPT-4o. This architecture reduces inference costs by $\sim$70% while achieving high precision ($\sim$0.90). Our pipeline demonstrates how targeted human-AI interaction, careful task formulation, and deployment-aware architecture design can unlock scalable solutions for novel responsible AI tasks.
Ahmed Abdal Shafi Rasel, Ahmed Mustafa Amlan, Tasmim Shajahan Mim
Algorithmic fairness research comes almost entirely out of North America and Western Europe, so we know little about how people elsewhere judge the algorithms they already rely on every day. We asked people in Bangladesh directly: a bilingual (Bangla and English) survey of 199 participants rated fairness across three everyday scenarios -- ride-sharing prices that shift with context, AI beauty filters that reshape appearance, and large language models that handle cultural values differently than a human would. Four patterns stood out. Context changes the verdict even when the outcome doesn't: a 20% price surge during a medical emergency feels less fair than the identical surge on a casual trip (2.00 vs. 2.17 on a 5-point scale, Wilcoxon p = .006), a small effect uneven across income groups (largest among middle-income participants). People already view surge pricing critically in general; context sharpens the judgment rather than creating it. Demand for transparency, consent, and real user control is close to universal: 85.7% to 90.3% of participants want these protections regardless of gender, income, or prior awareness of algorithmic bias. Beauty-filter harm tracks with self-image more than with social pressure people can easily name; feeling personally affected predicts reduced self-confidence tightly (R^2 = .30, p < .001), though the scale's direction is inferred from context rather than guaranteed by labeled anchors. And among participants who noticed specific instances of LLM cultural bias, many could not say why when asked to elaborate -- recognizing bias and being able to articulate it are different skills. Outcome-only fairness metrics would miss every one of these patterns.
Bo Wen
This paper proposes a novel framework for developing safe Artificial General Intelligence (AGI) by combining Active Inference principles with Large Language Models (LLMs). We argue that traditional approaches to AI safety, focused on post-hoc interpretability and reward engineering, have fundamental limitations. We present an architecture where safety guarantees are integrated into the system's core design through transparent belief representations and hierarchical value alignment. Our framework leverages natural language as a medium for representing and manipulating beliefs, enabling direct human oversight while maintaining computational tractability. The architecture implements a multi-agent system where agents self-organize according to Active Inference principles, with preferences and safety constraints flowing through hierarchical Markov blankets. We outline specific mechanisms for ensuring safety, including: (1) explicit separation of beliefs and preferences in natural language, (2) bounded rationality through resource-aware free energy minimization, and (3) compositional safety through modular agent structures. The paper concludes with a research agenda centered on the Abstraction and Reasoning Corpus (ARC) benchmark, proposing experiments to validate our framework's safety properties. Our approach offers a path toward AGI development that is inherently safer, rather than retrofitted with safety measures.
Kausik Lakkaraju, Siva Likitha Valluru, Biplav Srivastava
As AI systems increasingly mediate decisions in domains such as credit scoring and financial forecasting, their lack of transparency and bias raises critical concerns for fairness and public trust. Existing explainable AI (XAI) approaches largely serve developers, focusing on model justification rather than the needs of affected users or regulators. We introduce Holistic eXplainable AI (H-XAI), a framework that integrates causality-based rating methods with post-hoc explanation techniques to support transparent, stakeholder-aligned evaluation of AI systems deployed in online decision contexts. H-XAI treats explanation as an interactive, hypothesis-driven process, allowing users, auditors, and organizations to ask questions, test hypotheses, and compare model behavior against automatically generated random and biased baselines. By combining global and instance-level explanations, H-XAI helps communicate model bias and instability that shape everyday digital decisions. Through case studies in credit risk assessment and stock price prediction, we show how H-XAI extends explainability beyond developers toward responsible and inclusive AI practices that strengthen accountability in sociotechnical systems.
Ahmad Farooq, Kamran Iqbal
As artificial intelligence (AI) and robotics increasingly permeate society, ensuring the ethical behavior of these systems has become paramount. This paper contends that transparency in AI decision-making processes is fundamental to developing trustworthy and ethically aligned robotic systems. We explore how transparency facilitates accountability, enables informed consent, and supports the debugging of ethical algorithms. The paper outlines technical, ethical, and practical challenges in implementing transparency and proposes novel approaches to enhance it, including standardized metrics, explainable AI techniques, and user-friendly interfaces. This paper introduces a framework that connects technical implementation with ethical considerations in robotic systems, focusing on the specific challenges of achieving transparency in dynamic, real-world contexts. We analyze how prioritizing transparency can impact public trust, regulatory policies, and avenues for future research. By positioning transparency as a fundamental element in ethical AI system design, we aim to add to the ongoing discussion on responsible AI and robotics, providing direction for future advancements in this vital field.
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