Responsible AI research from arXiv, ranked by citations from
Semantic Scholar (
Allen AI ), and enriched with key takeaways
6,810 papers
Patryk Marszałek, Kamil Książek, Oleksii Furman +3
In recent years, there has been a growing interest in explainable AI methods. In addition to making accurate predictions, we also want to understand what the model's decision is based on. One of the fundamental levels of interpretability is to provide counterfactual examples explaining the rationale behind the decision and identifying which features, and to what extent, must be modified to alter the model's outcome. To address these requirements, we introduce HyConEx, a classification model based on deep hypernetworks specifically designed for tabular data. Owing to its unique architecture, HyConEx not only provides class predictions but also delivers local interpretations for individual data samples in the form of counterfactual examples that steer a given sample toward an alternative class. While many explainable methods generate counterfactuals for external models, there have been no interpretable classifiers simultaneously producing counterfactual samples so far. HyConEx achieves competitive performance on several metrics assessing classification accuracy and fulfilling the criteria of a proper counterfactual attack. This makes HyConEx a distinctive deep learning model, which combines predictions and explainers as an all-in-one neural network. The code is available at https://github.com/gmum/HyConEx.
Bo-Yi Liu, Zhi-Xuan Liu, Kuan Lun Chen +3
Deep learning models are widely used in decision-making and recommendation systems, where they typically rely on the assumption of a static data distribution between training and deployment. However, real-world deployment environments often violate this assumption. Users who receive negative outcomes may adapt their features to meet model criteria, i.e., recourse action. These adaptive behaviors create shifts in the data distribution and when models are retrained on this shifted data, a feedback loop emerges: user behavior influences the model, and the updated model in turn reshapes future user behavior. Despite its importance, this bidirectional interaction between users and models has received limited attention. In this work, we develop a general framework to model user strategic behaviors and their interactions with decision-making systems under resource constraints and competitive dynamics. Both the theoretical and empirical analyses show that user recourse behavior tends to push logistic and MLP models toward increasingly higher decision standards, resulting in higher recourse costs and less reliable recourse actions over time. To mitigate these challenges, we propose two methods--Fair-top-k and Dynamic Continual Learning (DCL)--which significantly reduce recourse cost and improve model robustness. Our findings draw connections to economic theories, highlighting how algorithmic decision-making can unintentionally reinforce a higher standard and generate endogenous barriers to entry.
Esther Chiramal, Kelvin Soh Boon Kai
Explainable AI is a strong strategy implemented to understand complex black-box model predictions in a human interpretable language. It provides the evidence required to execute the use of trustworthy and reliable AI systems. On the other hand, however, it also opens the door to locating possible vulnerabilities in an AI model. Traditional adversarial text attack uses word substitution, data augmentation techniques and gradient-based attacks on powerful pre-trained Bidirectional Encoder Representations from Transformers (BERT) variants to generate adversarial sentences. These attacks are generally whitebox in nature and not practical as they can be easily detected by humans E.g. Changing the word from "Poor" to "Rich". We proposed a simple yet effective Grey-box cum Black-box approach that does not require the knowledge of the model while using a set of surrogate Transformer/BERT models to perform the attack using Explainable AI techniques. As Transformers are the current state-of-the-art models for almost all Natural Language Processing (NLP) tasks, an attack generated from BERT1 is transferable to BERT2. This transferability is made possible due to the attention mechanism in the transformer that allows the model to capture long-range dependencies in a sequence. Using the power of BERT generalisation via attention, we attempt to exploit how transformers learn by attacking a few surrogate transformer variants which are all based on a different architecture. We demonstrate that this approach is highly effective to generate semantically good sentences by changing as little as one word that is not detectable by humans while still fooling other BERT models.
Nihat Mugurtay
This article examines how unequal access to AI innovation creates systemic challenges for developing countries. Differential access to AI innovation results from the acute competition between domestic and global actors. While developing nations contribute significantly to AI development through data annotation labor, they face limited access to advanced AI technologies and are increasingly caught between divergent regulatory approaches from democratic and authoritarian tendencies. This brief paper analyzes how more affordable AI engagement and Western countries' development cooperation present developing nations with a complex choice between accessibility and governance standards. I argue this challenge entails new institutional mechanisms for technology transfer and regulatory cooperation, while carefully balancing universal standards with local needs. In turn, good practices could help developing countries close the deepening gap of global technological divides, while ensuring responsible AI development in developing countries.
Alan Dix, Tommaso Turchi, Ben Wilson +2
While XAI focuses on providing AI explanations to humans, can the reverse - humans explaining their judgments to AI - foster richer, synergistic human-AI systems? This paper explores various forms of human inputs to AI and examines how human explanations can guide machine learning models toward automated judgments and explanations that align more closely with human concepts.
Anna Elivanova
As the use of facial recognition technology is expanding in different domains, ensuring its responsible use is gaining more importance. This paper conducts a comprehensive literature review of existing studies on facial recognition technology from the perspective of privacy, which is one of the key Responsible AI principles. Cloud providers, such as Microsoft, AWS, and Google, are at the forefront of delivering facial-related technology services, but their approaches to responsible use of these technologies vary significantly. This paper compares how these cloud giants implement the privacy principle into their facial recognition and detection services. By analysing their approaches, it identifies both common practices and notable differences. The results of this research will be valuable for developers and businesses by providing them insights into best practices of three major companies for integration responsible AI, particularly privacy, into their cloud-based facial recognition technologies.
Shaina Raza, Mukund Sayeeganesh Chettiar, Matin Yousefabadi +2
In this paper, we introduce FairSense-AI: a multimodal framework designed to detect and mitigate bias in both text and images. By leveraging Large Language Models (LLMs) and Vision-Language Models (VLMs), FairSense-AI uncovers subtle forms of prejudice or stereotyping that can appear in content, providing users with bias scores, explanatory highlights, and automated recommendations for fairness enhancements. In addition, FairSense-AI integrates an AI risk assessment component that aligns with frameworks like the MIT AI Risk Repository and NIST AI Risk Management Framework, enabling structured identification of ethical and safety concerns. The platform is optimized for energy efficiency via techniques such as model pruning and mixed-precision computation, thereby reducing its environmental footprint. Through a series of case studies and applications, we demonstrate how FairSense-AI promotes responsible AI use by addressing both the social dimension of fairness and the pressing need for sustainability in large-scale AI deployments. https://vectorinstitute.github.io/FairSense-AI, https://pypi.org/project/fair-sense-ai/ (Sustainability , Responsible AI , Large Language Models , Vision Language Models , Ethical AI , Green AI)
Yueqing Xuan, Kacper Sokol, Mark Sanderson +1
Artificial intelligence explanations can make complex predictive models more comprehensible. To be effective, however, they should anticipate and mitigate possible misinterpretations, e.g., arising when users infer incorrect information that is not explicitly conveyed. To this end, we propose complementary explanations -- a novel method that pairs explanations to compensate for their respective limitations. A complementary explanation adds insights that clarify potential misconceptions stemming from the primary explanation while ensuring their coherency and avoiding redundancy. We introduce a framework for designing and evaluating complementary explanation pairs based on pertinent qualitative properties and quantitative metrics. Our approach allows to construct complementary explanations that minimise the chance of their misinterpretation.
Zuzanna Bączek, Michał Bizoń, Aneta Pawelec +1
Algorithmic solutions have significant potential to improve decision-making across various domains, from healthcare to e-commerce. However, the widespread adoption of these solutions is hindered by a critical challenge: the lack of human-interpretable explanations. Current approaches to Explainable AI (XAI) predominantly focus on complex machine learning models, often producing brittle and non-intuitive explanations. This project proposes a novel approach to developing explainable algorithms by starting with optimization problems, specifically the assignment problem. The developed software library enriches basic algorithms with human-understandable explanations through four key methodologies: generating meaningful alternative solutions, creating robust solutions through input perturbation, generating concise decision trees and providing reports with comprehensive explanation of the results. Currently developed tools are often designed with specific clustering algorithms in mind, which limits their adaptability and flexibility to incorporate alternative techniques. Additionally, many of these tools fail to integrate expert knowledge, which could enhance the clustering process by providing valuable insights and context. This lack of adaptability and integration can hinder the effectiveness and robustness of the clustering outcomes in various applications. The represents a step towards making algorithmic solutions more transparent, trustworthy, and accessible. By collaborating with industry partners in sectors such as sales, we demonstrate the practical relevance and transformative potential of our approach.
Yunmei Huang, Songlin Hou, Zachary Nelson Horve +1
The precise identification of tree species is fundamental to forestry, conservation, and environmental monitoring. Though many studies have demonstrated that high accuracy can be achieved using bark-based species classification, these models often function as "black boxes", limiting interpretability, trust, and adoption in critical forestry applications. Attribution-based Explainable AI (XAI) methods have been used to address this issue in related works. However, XAI applications are often dependent on local features (such as a head shape or paw in animal applications) and cannot describe global visual features (such as ruggedness or smoothness) that are present in texture-dominant images such as tree bark. Concept-based XAI methods, on the other hand, offer explanations based on global visual features with concepts, but they tend to require large overhead in building external concept image datasets and the concepts can be vague and subjective without good means of precise quantification. To address these challenges, we propose a lightweight post-hoc method to interpret visual models for tree species classification using operators and quantifiable concepts. Our approach eliminates computational overhead, enables the quantification of complex concepts, and evaluates both concept importance and the model's reasoning process. To the best of our knowledge, our work is the first study to explain bark vision models in terms of global visual features with concepts. Using a human-annotated dataset as ground truth, our experiments demonstrate that our method significantly outperforms TCAV and Llama3.2 in concept importance ranking based on Kendall's Tau, highlighting its superior alignment with human perceptions.
Eunchung Noh, Jeonghun Baek
Recent research has increasingly focused on training large language models (LLMs) using federated learning, known as FedLLM. However, responsible AI (RAI), which aims to ensure safe and trustworthy responses, remains underexplored in this context. In FedLLM, client-side training data may contain harmful content, resulting in unsafe LLMs that can generate inappropriate responses. Aggregating such models into a global model and redistributing it to clients risks the widespread deployment of unsafe LLMs. To address this, we incorporate two well-established RAI techniques into FedLLM: safety filtering and constitutional AI. Our experiments show that these methods significantly improve LLM safety, achieving over 20% improvement on AdvBench.
Parichat Suknark, Sompote Youwaib, Tipok Kitkobsin +3
Accurate prediction of shear strength parameters in Municipal Solid Waste (MSW) remains a critical challenge in geotechnical engineering due to the heterogeneous nature of waste materials and their temporal evolution through degradation processes. This paper presents a novel explainable artificial intelligence (XAI) framework for evaluating cohesion and friction angle across diverse MSW compositional profiles. The proposed model integrates a multi-layer perceptron architecture with SHAP (SHapley Additive exPlanations) analysis to provide transparent insights into how specific waste components influence strength characteristics. Training data encompassed large-scale direct shear tests across various waste compositions and degradation states. The model demonstrated superior predictive accuracy compared to traditional gradient boosting methods, achieving mean absolute percentage errors of 7.42% and 14.96% for friction angle and cohesion predictions, respectively. Through SHAP analysis, the study revealed that fibrous materials and particle size distribution were primary drivers of shear strength variation, with food waste and plastics showing significant but non-linear effects. The model's explainability component successfully quantified these relationships, enabling evidence-based recommendations for waste management practices. This research bridges the gap between advanced machine learning and geotechnical engineering practice, offering a reliable tool for rapid assessment of MSW mechanical properties while maintaining interpretability for engineering decision-making.
74% published 2023+
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