Responsible AI research from arXiv, ranked by citations from
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6,810 papers
Edward C. Cheng, Jeshua Cheng, Alice Siu
AI agents capable of autonomous decision-making introduce significant challenges related to safety, alignment, accountability, and human oversight. Existing Human-in-the-Loop (HITL) and responsible AI approaches provide important foundations, but many remain fragmented across system design, governance, and operational deployment. This paper presents a Three-Pillar (3P) model and framework for developing safe and trustworthy AI agents through transparency, accountability, and trustworthiness. The framework defines an evolutionary path in which increasing agent autonomy is introduced through progressive validation, structured human oversight, and auditable operational controls. We further describe how the model supports agent lifecycle monitoring, decision traceability, escalation management, and human-agent collaboration within enterprise agentic environments. By integrating oversight principles with operational mechanisms, the proposed framework provides a practical foundation for deploying AI agents that remain aligned with human intent while enabling controlled progression toward higher autonomy.
Kayode L. Ogunsusi
The growing use of autonomous artificial intelligence agents in digital commerce creates new security concerns involving agent impersonation, unauthorized payments, compromised agents, and misuse of delegated authority. This research introduces the Autonomous Commerce Agent Guard System (ACAGS), a cybersecurity framework combining supervised machine learning, behavioral analytics, agent-specific authorization controls, and explainable AI. The framework was evaluated using synthetic financial transaction data augmented with simulated agent characteristics and five adversarial scenarios. XGBoost was selected following comparisons with alternative classifiers. Across ten experimental runs, behavioral features improved mean F1-score from 52.12% to 67.49%, with agent-specific features increasing performance to 69.46%. The framework achieved detection rates of 99.77% for abnormal agent behavior, 99.73% for impersonation, and 100% for malicious delegation and authorization-scope violations. Compromised-agent detection reached 72.27%. ACAGS also supported APPROVE, REVIEW, and REJECT authorization outcomes, with SHAP explanations providing model interpretability. The results demonstrate the potential of combining behavioral intelligence and delegated authorization controls to strengthen simulated agentic-commerce payment security, while highlighting the need for validation using real-world transactions.
Hyunjun Kim, Myoung Hoon Ha
Artificial intelligence systems are increasingly deployed in high-stakes decision-making. In response, prototype-based models in explainable AI have attracted growing attention for their ability to retrieve visually similar examples as faithful explanations. Although these models achieve competitive classification accuracy, they often exhibit degraded explanation quality across datasets with varying characteristics, limiting their practical applicability. We draw on insights from cognitive neuroscience, particularly the human memory system, which encodes input-relevant information into representations that support recognition. We propose an Engram Memory Network (EMN), a model that emulates the ventral visual stream and inferior temporal cortex in the human brain. Central to this model is a Hopfield-inspired memory module that iteratively retrieves representative prototypes. These memory-refined latents are used for both reconstruction and classification, encouraging the selected prototypes to capture input-relevant information across diverse datasets. To address the lack of standardized evaluation for prototype explanations, we assess three complementary aspects: perceptual similarity (LPIPS and DISTS) for perceived resemblance, subclass alignment, measuring whether prototypes match the input's fine-grained category beyond supervised labels, and information preservation (NMI), measuring how much input information is captured by selected prototypes. Experiments show that EMN improves visual similarity by 17.06%, subclass alignment by 104.57%, and NMI by 42.42% on average across CIFAR-10/100, MNIST, HAM10000, and CUB-200, while achieving the highest average classification accuracy (87.62%) among all methods. These findings underscore the effectiveness of neuroscience-inspired explanation mechanisms in advancing the interpretability and reliability of prototype-based models.
Tianyi Lorena Yan, John Hewitt
Monitoring the chain-of-thought (CoT) of language models (LMs) is a key strategy for detecting and preventing misbehaviors for AI safety. As such, it is critical to identify reinforcement learning (RL) practices that lead to unmonitorable chain-of-thought. One such practice may be unavoidable: reward misspecification. As RL environments become more complex, it is infeasible to have perfect verification, and models are rewarded for behaviors that are different from the true task intent. We show that reward misspecification alone already degrades monitorability. We create a testbed with pairs of true reward aligned with task intent and misspecified rewards that favor a different behavior, so that reward hacking can be induced by training and labeled verifiably. Across three models and three tasks, CoT monitorability remains low as models' hack rates increase: the CoTs keep reasoning about the task intent while the outputs violate the intent and get rewarded. To mitigate unmonitorability without prior knowledge of the true reward or the hack, we collect rollouts with diverse rewards across training steps and use a LM to infer a reward description. We then inject the description into the input, which teaches the model to verbalize the reward. This reward description training improves monitorability by an average of 24% or 42% absolute, depending on the metric, across all models and tasks, and yields CoTs that reason about the misspecified reward explicitly. Code is available at https://github.com/Lorenayannnnn/reward-misspecification-degrades-cot-monitorability.
Vita Santa Barletta, Danilo Caivano, Gabriel Cellammare +3
The increasing complexity of Industrial Control Systems (ICS) and their integration with IT infrastructures has significantly expanded the cyber threat landscape. Traditional cybersecurity models, primarily based on the Confidentiality, Integrity, and Availability (CIA triad), fail to capture the broader societal and operational impacts of cyberattacks. This paper proposes a novel framework that integrates Digital Twin technology with a Cyber-Social Security model to simulate, analyze, and quantify cyber threats in critical infrastructures. Virtualized ICS environments built with Mininet and MiniCPS are used to model attack scenarios and assess their consequences across technical and social dimensions. At the core of the framework lies the Cyber-Social Vulnerability Scoring System (CSVSS), a quantitative metric that extends CVSS with a Social Impact dimension grounded in the Entity and Place pillars, producing a single, reproducible severity score that reflects real-world consequences. Crucially, the framework does not automate risk assessment but keeps the human analyst at its center: a Large Language Model (LLM) performs a first-pass analysis, mapping vulnerabilities and drafting risk reports, while the analyst, supported by explainable AI feedback, validates the findings and retains decision authority over critical cases. Experimental results demonstrate the framework's ability to model and score cyber-social impact, while the human-in-the-loop design is presented as a conceptual principle to preserve oversight.
Maria Victoria Carro, Denise Alejandra Mester, Facundo Nieto +14
How can we effectively oversee AI systems that surpass human intelligence? AI Safety via Debate proposes that two AI systems argue opposing positions and a judge, either a human or a weaker model, decides which is correct. By facilitating supervisors in providing high-quality training signals, debate aims to encourage truthful and safe behavior from AI systems whose capabilities exceed our own. However, human judgment is not neutral: people often rely on biases which advanced AI systems may learn to exploit. Drawing on insights from collective intelligence and social cognition, this paper investigates whether debate can guide human and LLM supervisors toward the truth despite their prior beliefs. We evaluate several protocol configurations. We also explore setups inspired by the wisdom of the crowd such as the number and diversity of judges, as well as interaction mechanisms including deliberation and voting. Overall, we find that debate increases accuracy relative to prior beliefs for human judges, whereas the consultancy baseline, in which a single expert argues for one answer, does not. For weaker language models, however, the results are mixed: debate provides no comparable gains in most settings and can even reduce accuracy. Among multi-judge protocols, weighted voting produces the highest accuracy for human supervisors, whereas for LLMs none of them significantly improves group accuracy, even as the number of judges increases. Notably, the behavior of minority judges in non-diverse deliberation protocols suggests that, under symmetric settings, incorrect positions could be more persuasive than correct ones. These findings support debate as a viable path toward scalable human oversight, but cast doubt on its benefits for weaker AI supervisors, raising concerns about fully automated training and control pipelines in high-stakes settings.
Eric Yocam, Varghese Vaidyan, Paris Kalathas
Adoption of artificial intelligence in K-12 schools has outpaced guidance for students, teachers, and administrators. Existing AI-literacy frameworks emphasize understanding and use; cybersecurity frameworks predate AI-specific threats, and neither defines AI security literacy as a competency domain in its own right. We propose an AI Security Literacy (AISL) framework of six dimensions spanning the school ecosystem, ground its technical dimensions in public AI-safety benchmarks and a reproducible multi-seed adversarial evaluation, and ground its attitudinal dimensions in nationally representative survey micro-data from U.S. teachers and adults. Only 34.5% of teachers report a school AI policy, and teachers see their own AI use as easing their work but students' use as complicating it; on the technical side, a reported robustness figure depends as much on the attack and the particular trained model as on the system evaluated. NeuralFortify, a browser-based K-12 platform built on real AI models, is presented as an illustrative operationalization.
Joseph Thomas Thacil, Reetu Raj Harsh, Krati Saxena +2
Generating high-quality synthetic datasets at scale remains a fundamental challenge for training specialized AI systems in data-scarce domains. We present a comprehensive methodology that produces 14.3 million quality-filtered synthetic training examples from a structured taxonomy of 632,000 scenario specifications. Our four-stage pipeline ad- dresses critical challenges in synthetic data quality, diversity, and realism through: (1) systematic pre-generation research establishing optimal generation parameters via diminishing returns analysis, (2) conditional auto evolution mechanisms that remediate low-diversity batches during generation, (3) a two-layer semantic deduplication architecture combining lexical and embedding-based methods, and (4) LLM-as-Judge quality evaluation filtering samples based on behavioral correctness and tuple fidelity. Empirical analysis across three domains (Banking, Insurance, Financial Services) demonstrates domain-specific deduplication patterns ranging from 9.9% to 40.6%, with output generation modes exhibiting highest redundancy. Our batch size optimization reveals mode-specific diversity saturation thresholds, enabling principled allocation strategies. The complete pipeline reduces 26.4M raw samples to 14.3M high-confidence examples through merge (20.9% reduction), semantic deduplication (18.7% reduction), and quality-based filtering (15.9% reduction), providing a reproducible framework for domain-specific synthetic data generation with rigorous quality control.
Ghulam Mudassir, Hameed Ullah Khan, Ahmad Sami Al-Shamayleh +4
Artificial intelligence (AI) has several transformative effects on healthcare, like to facilitate clinicians in disease detection and to manage patient care with enhanced precision. Due to the increasing complexity of medical data and the growing volume of diagnostic images, the substantial computational power needed to process such information creates both opportunities and challenges. To accomplish this objective, numerous methodologies have been proposed to integrate AI into disease detection systems. All these methodologies consider different aspects of clinical diagnosis, considering key parameters such as the type of AI model employed, the nature of input data, and the population demographics being analysed. In this paper, we review different state-of-the-art techniques which have been proposed for various areas of disease detection, specifically focusing on bias identification and mitigation. The proposed solutions are distinguished based on the type of input data they utilize, the architecture of model, and type of bias (algorithmic bias, demographic bias, model bias, and deployment bias). The time frame chosen to filter out relevant studies is between 2015 and 2026. Eventually, we review 23 related articles out of 64,389 analyzed from seven different digital libraries. The obtained results guide us to reach a conclusion with respect to state-of-the-art selected studies. Furthermore, these results reveal significant research gaps that can assist researchers in addressing AI-related bias in medical diagnosis. By prioritizing explainability, data diversity, and fairness in algorithmic design, as well as equitable access for affected patient populations, they can utilize available healthcare resources more effectively.
Lennart Finke, Hardik Bhatnagar, Euodia Dodd +4
A key problem in AI safety is eliciting latent knowledge (ELK), extracting information from a model that is misaligned and more knowledgeable than its overseer. For example, a misaligned model used to scan code for vulnerabilities may want to withhold its findings, i.e., sandbag, in order to exploit them later. To study ELK empirically, we need model organisms that mirror this setting. Existing model organisms fall short in several respects. In this work, we train model organisms to withhold solutions in a vulnerability detection task. We combine transcript distillation with counter-prompting and tamper-resistance training to instill three properties that we argue are critical for a useful ELK testbed: 1) Selectivity, the model sandbags when it thinks the overseer doesn't know the answer and complies otherwise, 2) Robustness, the model resists elicitation, and 3) Retention, the model retains a knowledge advantage over the overseer, as opposed to losing the relevant capability. We train a sequence of model organisms and show that our strongest model substantially outperforms prior models on robustness while keeping the other two properties intact. We hope that our model organisms provide a useful ELK testbed for the community, and that our methodology sparks the development of increasingly challenging model organisms. All our code, models and the dataset are available at https://huggingface.co/collections/lennart-finke/sandbagging.
Josiah Dykstra
Attackers profit from what defenders do not understand. Software security has treated the gap between system behavior and human comprehension as a condition to narrow through analysis and assurance, booking the remainder as accepted risk. Agentic AI systems change that gap: when software reads, writes, explains, and authorizes security-relevant behavior, partial understanding moves faster, grows more opaque, and couples to delegated authority. This paper characterizes the resulting epistemic attack surface and presents a taxonomy of four interacting attack categories, which target the interpretation of intent, the production and consumption of evidence, the scope of delegated authority, and the comprehension of human supervisors. It then defines accountable partial understanding (APU) and specifies six necessary conditions: bounded scope with explicit assumptions, inspectable evidence, assigned responsibility, visible residual unknowns, actionability, and temporal maintenance. It explains why delegating interpretation to software agents differs from distributing knowledge among people and distinguishes APU from risk acceptance, explainable AI, assurance cases, formal verification, and human-in-the-loop oversight. From the conditions, the paper derives five design principles: bounded delegation, decoupled evidence, assumption tracking with invalidation, role-specific accountability views, and intervention-preserving design with residual unknown registers. It introduces two measurable probe dimensions, evidence linkage and invalidation latency, for testing whether accountability mechanisms hold under change and adversarial pressure. Three running examples (an AI coding agent, an autonomous cyber-defense agent, and an AI-mediated insulin delivery update) ground the analysis. Security without full understanding is already here; the task is to make it accountable.
Israel Abebe Azime, Jesujoba O. Alabi, Tajuddeen Gwadabe +1
With the widespread adoption of large language models (LLMs) across languages and domains, AI safety has emerged as a critical global concern. However, due to resource constraints, research and development efforts tend to prioritize a limited number of high-resource languages, leaving many others, especially those spoken in Africa, underrepresented. While existing research on language "resource-ness" has largely examined whether sufficient resources are available to develop language technologies, the question of whether languages are adequately represented in AI safety research has received attention only more recently. This report examines the readiness of African languages for inclusion in AI safety discussions, drawing on existing literature and data. It considers four factors: the availability of AI-relevant resources, including text data; national AI policy support; performance on established text benchmarks; and speaker population. Based on these factors, languages are grouped into four readiness categories: fully ready, mostly ready, emerging, and foundational support needed. This classification is intended to inform the inclusion of African languages in AI safety benchmarks, highlight varying levels of preparedness, and guide strategic investment in data development, policy, and community engagement for underrepresented languages.
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