Responsible AI research from arXiv, ranked by citations from
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6,810 papers
Goktug Ozkan
Most medical AI benchmarks measure whether a model knows the correct answer. MedFailBench asks a different question: which safety boundary failed? We present a synthetic benchmark and failure atlas built by a clinician. The resource labels medical AI errors by severity from 1 to 5 and safety gate type: missed urgent escalation, unsafe remote dosing, unsafe discharge reassurance, evidence fabrication, unsafe protocol execution, and source support gap. The current public release (v0.2.1) contains 44 synthetic cases reviewed by a clinician, with severity annotations, a public Hugging Face Space source, a safety gate taxonomy, a clinical severity rubric, and an automated pipeline for archiving model response screening runs. Forty cases have a populated safety gate field, and four require gate completion. No patient data, clinical validation claims, or model rankings are included. MedFailBench is released under Apache-2.0 and CC-BY-4.0 and carries the Zenodo DOI 10.5281/zenodo.21205535.
Athanasios Angelakis
Compact medical-image classifiers need efficiency and interpretable evidence, yet these goals are often addressed separately. We introduce qZACH-ViT, a quantization-aware extension of the zero-token (CLS-token-free), position-free ZACH-ViT backbone with recursive intrinsic patch-level class evidence. We also introduce Recursive Attribution-Stabilized Optimization (RASO), which norm-matches classification and attribution gradients and removes attribution components that conflict with classification. We evaluate four controlled conditions on seven MedMNIST datasets using 50 training images per class and ten fixed seeds, completing 280 runs. All 210 qZACH-ViT checkpoints are converted to executable mixed-precision ONNX INT8 graphs containing 16 signed INT8 MatMulInteger projections with INT32 accumulation. Deployed mixed-precision INT8 qZACH-ViT with Adam improves the FP32 ZACH-ViT baseline mean on all seven datasets, with a mean paired gain of 0.0313 in the dataset-specific primary metric; qZACH-ViT with RASO yields a mean gain of 0.0368. Across 964,920 source-to-INT8 test comparisons, prediction agreement is 99.9751\%, with a mean absolute primary-metric change of 0.000133 and a maximum of 0.004386. Across 3,600 matched intrinsic maps, mean cosine similarity is 0.999955, mean rank correlation is 0.9944, and mean top-10\% overlap is 0.9692. ONNX artifacts are 70.0\% smaller than source checkpoints and provide $1.41\times$ and $2.39\times$ end-to-end CPU speedups with one and four threads. RASO significantly reduces sufficiency error and improves input-noise stability over Adam with the same attribution loss, but does not dominate every predictive or explainable artificial intelligence (XAI) metric. These results establish qZACH-ViT as a deployable compact intrinsically explainable model and RASO as a targeted stability-oriented optimization procedure.
Michael Papademas, Xenia Ziouvelou, Kostas Karpouzis +1
As artificial intelligence (AI) systems increasingly impact society, ensuring their ethical and trustworthy deployment has become a global priority. While a myriad of high-level ethical guidelines have emerged, criticism persists that these frameworks remain abstract and lack concrete mechanisms for implementation. This paper conducts a critical analysis of tools and trust mark frameworks intended to operationalize trustworthy AI (TAI), drawing on a comprehensive dataset from the OECD. Through empirical mapping and descriptive comparative analysis, we identify significant asymmetries in ethical focus, lifecycle coverage, stakeholder targeting, and tool typology. Our findings show a strong emphasis on fairness, transparency, and robustness, with comparatively little attention paid to explainability, digital security, and environmental sustainability. Moreover, most tools and certifications concentrate on post-development stages, with limited guidance for early design or data collection phases. Educational initiatives and policy engagement are notably underdeveloped, suggesting that current TAI efforts are dominated by technical and procedural measures within industry contexts. We argue that bridging the persistent chasm between AI principles and practice requires expanding ethical objectives, embedding ethics across the AI lifecycle, and fostering broader multi-stakeholder participation. This study provides both a diagnosis of existing implementation gaps and actionable recommendations for advancing more holistic, inclusive, and enforceable AI governance
Josef Lindl, Mariana Chaves, Damien Garreau
The increasing complexity of state-of-the-art machine learning models has made their behavior progressively harder to interpret, spurring rapid advancements in the field of eXplainable Artificial Intelligence (XAI). Among many methods proposed, perturbation-based approaches play a major role. By systematically altering (perturbing) input features, these approaches measure the impact on the model's predictions. For image data, traditional perturbation techniques, often involve replacing pixel values e.g., with a pre-defined color. However, such approaches, but also more refined deterministic techniques, generate unrealistic out-of-distribution samples and often leave visible artifacts, which can mislead the model and compromise explanation quality. In this work, we adjust LIME, a widely used perturbation-based method, to demonstrate how generative inpainting can improve perturbation-based explanations for images. We achieve photorealistic perturbed samples that align better with the original data distribution and enhance explanation quality.
Fola Adeleke, Rachel Adams, Ayantola Alayande +4
This report presents the methodology of the Global Index on Responsible AI (GIRAI), 2nd Edition. This edition refines the 1st Edition by strengthening the distinction between framework existence and implementation, restructuring dimensions from three to five thematic areas, introducing more granular variables for framework quality, and applying a multi-stage review and validation process. An independent statistical pre-audit was conducted to assess the coherence and robustness of the framework. GIRAI assesses responsible AI governance across five dimensions: Inclusion and Diversity, Ethics and Sustainability, Labour and Skills, Trust and Safety, and Use of AI in Public Service. Each dimension has a number of indicators (38 in total), organised into three pillars, namely AI Policy (17 indicators on government frameworks and implementation, assessed through primary data), CSO Engagement (5 indicators, primary data), and Enabling Conditions (15 indicators on the structural factors shaping responsible AI governance, assessed through secondary data), and a government Use of Unacceptable Risk AI (URAI) indicator (primary data), applied separately as an accountability penalty to the final score. Data was collected by 135 country-level researchers through a structured global survey, complemented by secondary datasets. The count, scope, enforceability, thematic coverage, and implementation levels of the data points are coded into numerical variables, normalised to a scale of 100, aggregated through pillar weights of 60% (AI policy), 10% (CSO Engagement), and 30% (Enabling conditions). A deduction penalty is applied for countries with evidence of URAI. This documentation enables systematic cross-national comparison, supporting policymakers, civil society, and AI developers to identify where commitments are translating into enforceable protections and where critical gaps remain.
Arth Singh
Moral-reward RL can make language-model agents more cooperative, but whether that alignment survives adversarial persona pressure is unknown. Such attacks are realistic: retrieved context, tool outputs, or multi-turn framing can all inject role instructions that compete with the agent's moral objective. We red-team morally trained Gemma-2-27B/9B and Llama-3.1-8B agents with five persona attacks, then probe causality with noise-reward controls, adversarial PPO, representation analysis, steering, and head ablations. At 27B, moral RL cuts mean adversarial degradation by 5.2x but costs ~11pp ETHICS accuracy; across 205 scenarios and 5 seeds, reasoning-level moral reward yields 5.8x robustness while a matched random reward yields none. The training also reshapes representation geometry (mean CKA 0.82/0.83 vs. 0.98 for noise), moves peak attack processing 8 layers earlier, and exposes a rank-1 L21 direction that recovers 83% of full PPO's average robustness. One failure mode survives all of this. Against Fiction role-play, L21 steering recovers only 29% of the gap, and head ablation finds 38 compliance heads competing with 25 alignment heads. Moral RL thus builds robustness that is partly linear and partly circuit-distributed, transferable through activation steering, yet still beaten by named-character role-play.
Yash Bhatnagar, Kunal Banerjee, Anirban Chatterjee
Artificial Intelligence (AI), especially Generative AI (GenAI), adoption has increased in industries significantly in recent years. However, the use of these models may also expose systems to new forms of cyberattacks by different malicious actors -- adversarial prompt attack (APA) being one of the most prominent examples of such threats. This paper presents the implementation of an Adversarial Prompting Framework (APF) for a comprehensive assessment of AI safety. The framework systematically evaluates the resilience of the AI model through the generation of structured adversarial prompts at multiple sophistication levels, from direct harmful requests to advanced encoding-based attacks. Our implementation demonstrates the practical application of this methodology in enterprise environments, providing automated testing capabilities with quantitative security assessment metrics. The results indicate significant variations in the model vulnerabilities across different attack vectors, with encoded prompts presenting the highest success rates in bypassing safety mechanisms.
Anupa Lodhi
The banking sector increasingly relies on automated systems to monitor electronic transactions for signs of fraud, yet conventional rule-based approaches struggle with high false-positive rates and offer no justification for their outputs, limiting their utility for compliance teams. This paper introduces an Explainable Artificial Intelligence (XAI) framework tailored for banking transaction anomaly detection within internal audit workflows. An Isolation Forest (iForest) model performs unsupervised anomaly scoring, while a SHAP (SHapley Additive exPlanations) layer provides transaction-level, feature-attributed explanations grounded in cooperative game theory [8]. A lightweight Streamlit dashboard renders these outputs in a form accessible to audit professionals without machine learning expertise. Evaluation on a synthetic banking dataset yields 0.91 precision and 0.88 recall, outperforming three unsupervised baselines. Expert feedback confirms that feature-level explanations measurably improve auditor confidence and decision quality. The framework advances the practical deployment of accountable, transparent AI in regulated financial environments.
Celeste Veronese, Edoardo Zorzi, Daniele Meli +1
Explainable Reinforcement Learning (XRL) seeks to make Reinforcement Learning (RL) policies more transparent and interpretable, a key requirement in safety-critical and human-centric scenarios. However, it is mostly based on user studies, thus targeting the needs of a specific audience and lacking shared evaluation metrics. On the other hand, logic-based approaches within eXplainable Artificial Intelligence (XAI) provide compact, human-readable abstractions of decision-making. However, the systematic quantification of the explainability degree of logical representations remains an open problem. This work aims to advance the state of the art in XRL by introducing objective and planning-oriented metrics for policy explainability in RL settings. At the same time, it contributes to the field of logic for XAI by providing a principled way to quantify the explainability of logical rules, moving beyond common-sense assessments and simple propositional fragments. We employ Inductive Logic Programming (ILP) to extract symbolic representations of RL policies and define a novel set of explainability metrics, including activation rate, feature coverage, syntactic distance and semantic distance. These metrics quantify alignment between symbolic rules and agent behavior, the role of features in decision-making, and the evolution of policies during training and across agents in single and multi-agent RL. Experiments across different RL domains show that the proposed metrics highlight action-specific learning dynamics beyond global return, provide fine-grained insights into domain features beyond classical approaches for global feature importance estimation, and uncover coordination, specialization, and adaptation patterns in MARL. Moreover, they provide crucial insights for the transfer and generalization of action-specific policies.
Shunbao Li, Zhipeng Yuan, Amoako Ofori +5
Large language models are increasingly deployed in agricultural decision-support settings, yet high-stakes crop protection in smallholder agriculture requires more than output-quality benchmarks. Over a two-year design and evaluation programme, we formalise policy-constrained large language model assessment as an adaptive compute allocation problem that jointly captures safety compliance, helpfulness, operational latency, and expert supervision workload. We introduce P-EVAL (Policy-grounded Expert-calibrated VALidation protocol), a unified evaluation framework for policy-grounded decision support, evaluating the architecture on a simulated field query database consisting of 1,240 cases. The protocol is instantiated on the Pezego advisory architecture (Pezego-HITL) and evaluated in Ghana. Following offline judge calibration against gold-standard human expert decisions ($κ= 0.77$), we evaluate the architectural performance under simulated query workloads. Under P-EVAL, our memory-routed architecture improves the Policy Alignment Rate (PAR) to 0.94 and the Agronomic Utility Rate (AUR) to 0.95, while reducing P95 latency by 55% (from 28.6s to 12.9s) through a 59.6% cache reuse ratio. We also demonstrate generalisability using the open-source \texttt{Qwen3.5-9B-DeepSeek-V4-Flash} model, achieving a PAR of 0.86 and a 54.5% latency reduction (to 10.2s). To evaluate practical utility and socio-technical integration, we administer detailed questionnaires to Ghanaian Extension Services Officers ($N=30$) and smallholder farmers ($N=36$). Taken together, this work demonstrates how policy-grounded structured retrieval-augmented generation with validated-memory routing makes safety-utility-latency trade-offs explicit, offering a scalable template for trustworthy AI-driven extension in smallholder farming systems.
Joshua A. Kroll, Andrew Smart, R. Stuart Geiger +1
As automated decision-making and data-driven technologies pervade society and are used to manage consequential outcomes, understanding the technology's capabilities, limitations, and attendant risks in context requires analysis of full sociotechnical systems. Sociotechnical analysis of risks in highly complex systems provides clear lessons for the design and evaluation of AI systems, transcending a technical focus on reliable or "responsibly designed" components to understand risks at a systems level. Human-made catastrophes have been studied for decades because of the severity of these events: consider Chernobyl, Three Mile Island, Fukushima-Daiichi, Bhopal, the Challenger disaster. A common misconception is that these kinds of events are freak accidents, resulting from the inherently unforeseeable interactions in complex systems. Closer examination reveals that the risks and hazards were well-known beforehand but not acted upon due to social structural, political and economic factors. We outline several areas where the development and use of AI can benefit from learning these unlearned lessons: improved risk perception, communication, and analysis at the organizational level; traceability of requirements and responsibilities; and holistic approaches to responsibility and safety that include social and organizational dynamics as first-order engineering concerns. For each area, we offer concrete unlearned lessons and exemplify how they led to failure in prior accidents as well as examples of how these lessons remain unlearned for modern computing systems, particularly AI.
Ria Sidhu
Student burnout is highly prevalent in higher education, with reported rates ranging from 12% to over 70% and consistently exceeding those of the working population - yet it is typically identified only retrospectively, after academic decline has already occurred. A contributing factor is that students have little structured visibility into their own study behaviour, and existing productivity tools record activity without interpreting it. This paper presents RIACT (Record, Insight, Analyze, Coach, Track), a web-based application that combines structured study session logging with a hybrid AI architecture to surface personalized insights and early burnout signals. Students log sessions by location and time; the system computes net focus time by accounting for breaks, detects burnout signals through transparent, deterministic rules operating on week-over-week behavioural comparisons, and uses a large language model - constrained to a fixed output schema - to contextualize patterns and generate personalized recommendations. The design embeds responsible AI principles throughout: warnings are governed by auditable rules rather than model judgement, all output is framed as an observation rather than a diagnosis and data collection is limited to self-logged behavioural fields. We describe the system's design rationale, situate it within the literature on student burnout and explainable AI in education and propose an evaluation framework for validating its behavioural signals against established burnout instruments.
74% published 2023+
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