Research Papers

LIME has emerged as one of the most commonly referenced tools in explainable AI (XAI) frameworks that is integrated into critical machine learning applications--e.g., healthcare and finance. However, its stability remains little explored, especially in the context of text data, due to the unique text-space constraints. To address these challenges, in this paper, we first evaluate the inherent instability of LIME on text data to establish a baseline, and then propose a novel algorithm XAIFooler to perturb text inputs and manipulate explanations that casts investigation on the stability of LIME as a text perturbation optimization problem. XAIFooler conforms to the constraints to preserve text semantics and original prediction with small perturbations, and introduces Rank-biased Overlap (RBO) as a key part to guide the optimization of XAIFooler that satisfies all the requirements for explanation similarity measure. Extensive experiments on real-world text datasets demonstrate that XAIFooler significantly outperforms all baselines by large margins in its ability to manipulate LIME's explanations with high semantic preservability.

Indecipherable black boxes are common in machine learning (ML), but applications increasingly require explainable artificial intelligence (XAI). The core of XAI is to establish transparent and interpretable data-driven algorithms. This work provides concrete tools for XAI in situations where prior knowledge must be encoded and untrustworthy inferences flagged. We use the "learn to optimize" (L2O) methodology wherein each inference solves a data-driven optimization problem. Our L2O models are straightforward to implement, directly encode prior knowledge, and yield theoretical guarantees (e.g. satisfaction of constraints). We also propose use of interpretable certificates to verify whether model inferences are trustworthy. Numerical examples are provided in the applications of dictionary-based signal recovery, CT imaging, and arbitrage trading of cryptoassets. Code and additional documentation can be found at https://xai-l2o.research.typal.academy.

Effectiveness and interpretability are two essential properties for trustworthy AI systems. Most recent studies in visual reasoning are dedicated to improving the accuracy of predicted answers, and less attention is paid to explaining the rationales behind the decisions. As a result, they commonly take advantage of spurious biases instead of actually reasoning on the visual-textual data, and have yet developed the capability to explain their decision making by considering key information from both modalities. This paper aims to close the gap from three distinct perspectives: first, we define a new type of multi-modal explanations that explain the decisions by progressively traversing the reasoning process and grounding keywords in the images. We develop a functional program to sequentially execute different reasoning steps and construct a new dataset with 1,040,830 multi-modal explanations. Second, we identify the critical need to tightly couple important components across the visual and textual modalities for explaining the decisions, and propose a novel explanation generation method that explicitly models the pairwise correspondence between words and regions of interest. It improves the visual grounding capability by a considerable margin, resulting in enhanced interpretability and reasoning performance. Finally, with our new data and method, we perform extensive analyses to study the effectiveness of our explanation under different settings, including multi-task learning and transfer learning. Our code and data are available at https://github.com/szzexpoi/rex.

Research into the explanation of machine learning models, i.e., explainable AI (XAI), has seen a commensurate exponential growth alongside deep artificial neural networks throughout the past decade. For historical reasons, explanation and trust have been intertwined. However, the focus on trust is too narrow, and has led the research community astray from tried and true empirical methods that produced more defensible scientific knowledge about people and explanations. To address this, we contribute a practical path forward for researchers in the XAI field. We recommend researchers focus on the utility of machine learning explanations instead of trust. We outline five broad use cases where explanations are useful and, for each, we describe pseudo-experiments that rely on objective empirical measurements and falsifiable hypotheses. We believe that this experimental rigor is necessary to contribute to scientific knowledge in the field of XAI.

AI safety: state of the field through quantitative lens

Mislav Juric, Agneza Sandic, Mario Brcic

Last decade has seen major improvements in the performance of artificial intelligence which has driven wide-spread applications. Unforeseen effects of such mass-adoption has put the notion of AI safety into the public eye. AI safety is a relatively new field of research focused on techniques for building AI beneficial for humans. While there exist survey papers for the field of AI safety, there is a lack of a quantitative look at the research being conducted. The quantitative aspect gives a data-driven insight about the emerging trends, knowledge gaps and potential areas for future research. In this paper, bibliometric analysis of the literature finds significant increase in research activity since 2015. Also, the field is so new that most of the technical issues are open, including: explainability with its long-term utility, and value alignment which we have identified as the most important long-term research topic. Equally, there is a severe lack of research into concrete policies regarding AI. As we expect AI to be the one of the main driving forces of changes in society, AI safety is the field under which we need to decide the direction of humanity's future.

Although deep reinforcement learning agents have produced impressive results in many domains, their decision making is difficult to explain to humans. To address this problem, past work has mainly focused on explaining why an action was chosen in a given state. A different type of explanation that is useful is a counterfactual, which deals with "what if?" scenarios. In this work, we introduce the concept of a counterfactual state to help humans gain a better understanding of what would need to change (minimally) in an Atari game image for the agent to choose a different action. We introduce a novel method to create counterfactual states from a generative deep learning architecture. In addition, we evaluate the effectiveness of counterfactual states on human participants who are not machine learning experts. Our user study results suggest that our generated counterfactual states are useful in helping non-expert participants gain a better understanding of an agent's decision making process.

Life satisfaction is a crucial facet of human well-being. Hence, research on life satisfaction is incumbent for understanding how individuals experience their lives and influencing interventions targeted at enhancing mental health and well-being. Life satisfaction has traditionally been measured using analog, complicated, and frequently error-prone methods. These methods raise questions concerning validation and propagation. However, this study demonstrates the potential for machine learning algorithms to predict life satisfaction with a high accuracy of 93.80% and a 73.00% macro F1-score. The dataset comes from a government survey of 19000 people aged 16-64 years in Denmark. Using feature learning techniques, 27 significant questions for assessing contentment were extracted, making the study highly reproducible, simple, and easily interpretable. Furthermore, clinical and biomedical large language models (LLMs) were explored for predicting life satisfaction by converting tabular data into natural language sentences through mapping and adding meaningful counterparts, achieving an accuracy of 93.74% and macro F1-score of 73.21%. It was found that life satisfaction prediction is more closely related to the biomedical domain than the clinical domain. Ablation studies were also conducted to understand the impact of data resampling and feature selection techniques on model performance. Moreover, the correlation between primary determinants with different age brackets was analyzed, and it was found that health condition is the most important determinant across all ages. This study demonstrates how machine learning, large language models and XAI can jointly contribute to building trust and understanding in using AI to investigate human behavior, with significant ramifications for academics and professionals working to quantify and comprehend subjective well-being.

Across various applications, humans increasingly use black-box artificial intelligence (AI) systems without insight into these systems' reasoning. To counter this opacity, explainable AI (XAI) methods promise enhanced transparency and interpretability. While recent studies have explored how XAI affects human-AI collaboration, few have examined the potential pitfalls caused by incorrect explanations. The implications for humans can be far-reaching but have not been explored extensively. To investigate this, we ran a study (n=160) on AI-assisted decision-making in which humans were supported by XAI. Our findings reveal a misinformation effect when incorrect explanations accompany correct AI advice with implications post-collaboration. This effect causes humans to infer flawed reasoning strategies, hindering task execution and demonstrating impaired procedural knowledge. Additionally, incorrect explanations compromise human-AI team-performance during collaboration. With our work, we contribute to HCI by providing empirical evidence for the negative consequences of incorrect explanations on humans post-collaboration and outlining guidelines for designers of AI.

Industry 5.0, which focuses on human and Artificial Intelligence (AI) collaboration for performing different tasks in manufacturing, involves a higher number of robots, Internet of Things (IoTs) devices and interconnections, Augmented/Virtual Reality (AR), and other smart devices. The huge involvement of these devices and interconnection in various critical areas, such as economy, health, education and defense systems, poses several types of potential security flaws. AI itself has been proven a very effective and powerful tool in different areas of cybersecurity, such as intrusion detection, malware detection, and phishing detection, among others. Just as in many application areas, cybersecurity professionals were reluctant to accept black-box ML solutions for cybersecurity applications. This reluctance pushed forward the adoption of eXplainable Artificial Intelligence (XAI) as a tool that helps explain how decisions are made in ML-based systems. In this survey, we present a comprehensive study of different XAI-based intrusion detection systems for industry 5.0, and we also examine the impact of explainability and interpretability on Cybersecurity practices through the lens of Adversarial XIDS (Adv-XIDS) approaches. Furthermore, we analyze the possible opportunities and challenges in XAI cybersecurity systems for industry 5.0 that elicit future research toward XAI-based solutions to be adopted by high-stakes industry 5.0 applications. We believe this rigorous analysis will establish a foundational framework for subsequent research endeavors within the specified domain.

Recent advancements in deep learning have significantly improved visual quality inspection and predictive maintenance within industrial settings. However, deploying these technologies on low-resource edge devices poses substantial challenges due to their high computational demands and the inherent complexity of Explainable AI (XAI) methods. This paper addresses these challenges by introducing a novel XAI-integrated Visual Quality Inspection framework that optimizes the deployment of semantic segmentation models on low-resource edge devices. Our framework incorporates XAI and the Large Vision Language Model to deliver human-centered interpretability through visual and textual explanations to end-users. This is crucial for end-user trust and model interpretability. We outline a comprehensive methodology consisting of six fundamental modules: base model fine-tuning, XAI-based explanation generation, evaluation of XAI approaches, XAI-guided data augmentation, development of an edge-compatible model, and the generation of understandable visual and textual explanations. Through XAI-guided data augmentation, the enhanced model incorporating domain expert knowledge with visual and textual explanations is successfully deployed on mobile devices to support end-users in real-world scenarios. Experimental results showcase the effectiveness of the proposed framework, with the mobile model achieving competitive accuracy while significantly reducing model size. This approach paves the way for the broader adoption of reliable and interpretable AI tools in critical industrial applications, where decisions must be both rapid and justifiable. Our code for this work can be found at https://github.com/Analytics-Everywhere-Lab/vqixai.

Large language models can be prompted to produce text. They can also be prompted to produce "explanations" of their output. But these are not really explanations, because they do not accurately reflect the mechanical process underlying the prediction. The illusion that they reflect the reasoning process can result in significant harms. These "explanations" can be valuable, but for promoting critical thinking rather than for understanding the model. I propose a recontextualisation of these "explanations", using the term "exoplanations" to draw attention to their exogenous nature. I discuss some implications for design and technology, such as the inclusion of appropriate guardrails and responses when models are prompted to generate explanations.

Many explainable AI (XAI) techniques strive for interpretability by providing concise salient information, such as sparse linear factors. However, users either only see inaccurate global explanations, or highly-varying local explanations. We propose to provide more detailed explanations by leveraging the human cognitive capacity to accumulate knowledge by incrementally receiving more details. Focusing on linear factor explanations (factors $\times$ values = outcome), we introduce Incremental XAI to automatically partition explanations for general and atypical instances by providing Base + Incremental factors to help users read and remember more faithful explanations. Memorability is improved by reusing base factors and reducing the number of factors shown in atypical cases. In modeling, formative, and summative user studies, we evaluated the faithfulness, memorability and understandability of Incremental XAI against baseline explanation methods. This work contributes towards more usable explanation that users can better ingrain to facilitate intuitive engagement with AI.