Responsible AI research from arXiv, ranked by citations from
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Allen AI ), and enriched with key takeaways
6,810 papers
Thomas King, Sergio Vinciguerra
Understanding how faults nucleate and grow is a critical problem in earthquake science and hazard assessment. This study examines fault development in Alzo granite under triaxial pressures ranging from 5 to 40 MPa by applying a Time Delay Neural Network (TDNN) to multi-parameter acoustic emission (AE) data. The TDNN integrates waveform-derived attributes, including peak delay and scattering attenuation, with occurrence-based metrics such as time distributions, Gutenberg-Richter b-values, and spatial fractal dimensions, to characterize the transition from distributed microcracking to localised faulting. Optimised via genetic algorithms, the TDNN dynamically weights these parameters, enabling accurate characterisation of fault growth stages. Our results delineate three distinct phases of fault evolution: nucleation of random microcracks indicated by changes in elastic wave scattering, initiation of fault growth reflected in evolving AE spatial and magnitude distributions, and fault coalescence marked by exponential increases in peak delay and b-value shifts. The model predicts the timing and magnitude of stress drops across varying pressures and failure mechanisms, from axial splitting to shear localisation, providing deeper insights into fault mechanics through explainable AI models.
Carina Newen, Luca Hinkamp, Maria Ntonti +1
From uncertainty quantification to real-world object detection, we recognize the importance of machine learning algorithms, particularly in safety-critical domains such as autonomous driving or medical diagnostics. In machine learning, ambiguous data plays an important role in various machine learning domains. Optical illusions present a compelling area of study in this context, as they offer insight into the limitations of both human and machine perception. Despite this relevance, optical illusion datasets remain scarce. In this work, we introduce a novel dataset of optical illusions featuring intermingled animal pairs designed to evoke perceptual ambiguity. We identify generalizable visual concepts, particularly gaze direction and eye cues, as subtle yet impactful features that significantly influence model accuracy. By confronting models with perceptual ambiguity, our findings underscore the importance of concepts in visual learning and provide a foundation for studying bias and alignment between human and machine vision. To make this dataset useful for general purposes, we generate optical illusions systematically with different concepts discussed in our bias mitigation section. The dataset is accessible in Kaggle via https://kaggle.com/datasets/693bf7c6dd2cb45c8a863f9177350c8f9849a9508e9d50526e2ffcc5559a8333. Our source code can be found at https://github.com/KDD-OpenSource/Ambivision.git.
Joe O'Brien, Jeremy Dolan, Jay Kim +5
Our survey of 53 specialists across 105 AI reliability and security research areas identifies the most promising research prospects to guide strategic AI R&D investment. As companies are seeking to develop AI systems with broadly human-level capabilities, research on reliability and security is urgently needed to ensure AI's benefits can be safely and broadly realized and prevent severe harms. This study is the first to quantify expert priorities across a comprehensive taxonomy of AI safety and security research directions and to produce a data-driven ranking of their potential impact. These rankings may support evidence-based decisions about how to effectively deploy resources toward AI reliability and security research.
Vanessa Utz
As generative AI systems become widely adopted, they enable unprecedented creation levels of synthetic data across text, images, audio, and video modalities. While research has addressed the energy consumption of model training and inference, a critical sustainability challenge remains understudied: digital waste. This term refers to stored data that consumes resources without serving a specific (and/or immediate) purpose. This paper presents this terminology in the AI context and introduces digital waste as an ethical imperative within (generative) AI development, positioning environmental sustainability as core for responsible innovation. Drawing from established digital resource management approaches, we examine how other disciplines manage digital waste and identify transferable approaches for the AI community. We propose specific recommendations encompassing re-search directions, technical interventions, and cultural shifts to mitigate the environmental consequences of in-definite data storage. By expanding AI ethics beyond immediate concerns like bias and privacy to include inter-generational environmental justice, this work contributes to a more comprehensive ethical framework that considers the complete lifecycle impact of generative AI systems.
Tin Trung Nguyen, Jiannan Xu, Zora Che +6
Although popularized AI fairness metrics, e.g., demographic parity, have uncovered bias in AI-assisted decision-making outcomes, they do not consider how much effort one has spent to get to where one is today in the input feature space. However, the notion of effort is important in how Philosophy and humans understand fairness. We propose a philosophy-informed approach to conceptualize and evaluate Effort-aware Fairness (EaF), grounded in the concept of Force, which represents the temporal trajectory of predictive features coupled with inertia. Besides theoretical formulation, our empirical contributions include: (1) a pre-registered human subjects experiment, which shows that for both stages of the (individual) fairness evaluation process, people consider the temporal trajectory of a predictive feature more than its aggregate value; (2) pipelines to compute Effort-aware Individual/Group Fairness in the criminal justice and personal finance contexts. Our work may enable AI model auditors to uncover and potentially correct unfair decisions against individuals who have spent significant efforts to improve but are still stuck with systemic disadvantages outside their control.
Zichuan Yang, Yongzhi Wang
Medical image classification is critical for clinical decision-making, yet demands for accuracy, interpretability, and generalizability remain challenging. This paper introduces EVM-Fusion, an Explainable Vision Mamba architecture featuring a novel Neural Algorithmic Fusion (NAF) mechanism for multi-organ medical image classification. EVM-Fusion leverages a multipath design, where DenseNet and U-Net based pathways, enhanced by Vision Mamba (Vim) modules, operate in parallel with a traditional feature pathway. These diverse features are dynamically integrated via a two-stage fusion process: cross-modal attention followed by the iterative NAF block, which learns an adaptive fusion algorithm. Intrinsic explainability is embedded through path-specific spatial attention, Vim Δ-value maps, traditional feature SE-attention, and cross-modal attention weights. Experiments on a diverse 9-class multi-organ medical image dataset demonstrate EVM-Fusion's strong classification performance, achieving 99.75% test accuracy and provide multi-faceted insights into its decision-making process, highlighting its potential for trustworthy AI in medical diagnostics.
Juliett Suárez Ferreira, Marija Slavkovik, Jorge Casillas
Algorithmic decision-making systems sometimes produce errors or skewed predictions toward a particular group, leading to unfair results. Debiasing practices, applied at different stages of the development of such systems, occasionally introduce new forms of unfairness or exacerbate existing inequalities. We focus on post-processing techniques that modify algorithmic predictions to achieve fairness in classification tasks, examining the unintended consequences of these interventions. To address this challenge, we develop a set of measures that quantify the disparity in the flips applied to the solution in the post-processing stage. The proposed measures will help practitioners: (1) assess the proportionality of the debiasing strategy used, (2) have transparency to explain the effects of the strategy in each group, and (3) based on those results, analyze the possibility of the use of some other approaches for bias mitigation or to solve the problem. We introduce a methodology for applying the proposed metrics during the post-processing stage and illustrate its practical application through an example. This example demonstrates how analyzing the proportionality of the debiasing strategy complements traditional fairness metrics, providing a deeper perspective to ensure fairer outcomes across all groups.
Jonathan Bennion, Shaona Ghosh, Mantek Singh +1
Various AI safety datasets have been developed to measure LLMs against evolving interpretations of harm. Our evaluation of five recently published open-source safety benchmarks reveals distinct semantic clusters using UMAP dimensionality reduction and kmeans clustering (silhouette score: 0.470). We identify six primary harm categories with varying benchmark representation. GretelAI, for example, focuses heavily on privacy concerns, while WildGuardMix emphasizes self-harm scenarios. Significant differences in prompt length distribution suggests confounds to data collection and interpretations of harm as well as offer possible context. Our analysis quantifies benchmark orthogonality among AI benchmarks, allowing for transparency in coverage gaps despite topical similarities. Our quantitative framework for analyzing semantic orthogonality across safety benchmarks enables more targeted development of datasets that comprehensively address the evolving landscape of harms in AI use, however that is defined in the future.
Wiebke Hutiri, Mircea Cimpoi, Morgan Scheuerman +2
Dataset transparency is a key enabler of responsible AI, but insights into multimodal dataset attributes that impact trustworthy and ethical aspects of AI applications remain scarce and are difficult to compare across datasets. To address this challenge, we introduce Trustworthy and Ethical Dataset Indicators (TEDI) that facilitate the systematic, empirical analysis of dataset documentation. TEDI encompasses 143 fine-grained indicators that characterize trustworthy and ethical attributes of multimodal datasets and their collection processes. The indicators are framed to extract verifiable information from dataset documentation. Using TEDI, we manually annotated and analyzed over 100 multimodal datasets that include human voices. We further annotated data sourcing, size, and modality details to gain insights into the factors that shape trustworthy and ethical dimensions across datasets. We find that only a select few datasets have documented attributes and practices pertaining to consent, privacy, and harmful content indicators. The extent to which these and other ethical indicators are addressed varies based on the data collection method, with documentation of datasets collected via crowdsourced and direct collection approaches being more likely to mention them. Scraping dominates scale at the cost of ethical indicators, but is not the only viable collection method. Our approach and empirical insights contribute to increasing dataset transparency along trustworthy and ethical dimensions and pave the way for automating the tedious task of extracting information from dataset documentation in future.
Monirul Islam Mahmud
Keylogger detection involves monitoring for unusual system behaviors such as delays between typing and character display, analyzing network traffic patterns for data exfiltration. In this study, we provide a comprehensive analysis for keylogger detection with traditional machine learning models - SVC, Random Forest, Decision Tree, XGBoost, AdaBoost, Logistic Regression and Naive Bayes and advanced ensemble methods including Stacking, Blending and Voting. Moreover, feature selection approaches such as Information gain, Lasso L1 and Fisher Score are thoroughly assessed to improve predictive performance and lower computational complexity. The Keylogger Detection dataset from publicly available Kaggle website is used in this project. In addition to accuracy-based classification, this study implements the approach for model interpretation using Explainable AI (XAI) techniques namely SHAP (Global) and LIME (Local) to deliver finer explanations for how much each feature contributes in assisting or hindering the detection process. To evaluate the models result, we have used AUC score, sensitivity, Specificity, Accuracy and F1 score. The best performance was achieved by AdaBoost with 99.76% accuracy, F1 score of 0.99, 100% precision, 98.6% recall, 1.0 specificity and 0.99 of AUC that is near-perfect classification with Fisher Score.
David N. Palacio
This dissertation addresses achieving causal interpretability in Deep Learning for Software Engineering (DL4SE). While Neural Code Models (NCMs) show strong performance in automating software tasks, their lack of transparency in causal relationships between inputs and outputs limits full understanding of their capabilities. To build trust in NCMs, researchers and practitioners must explain code predictions. Associational interpretability, which identifies correlations, is often insufficient for tasks requiring intervention and change analysis. To address this, the dissertation introduces DoCode, a novel post hoc interpretability method for NCMs. DoCode uses causal inference to provide programming language-oriented explanations of model predictions. It follows a four-step pipeline: modeling causal problems using Structural Causal Models (SCMs), identifying the causal estimand, estimating effects with metrics like Average Treatment Effect (ATE), and refuting effect estimates. Its framework is extensible, with an example that reduces spurious correlations by grounding explanations in programming language properties. A case study on deep code generation across interpretability scenarios and various deep learning architectures demonstrates DoCode's benefits. Results show NCMs' sensitivity to code syntax changes and their ability to learn certain programming concepts while minimizing confounding bias. The dissertation also examines associational interpretability as a foundation, analyzing software information's causal nature using tools like COMET and TraceXplainer for traceability. It highlights the need to identify code confounders and offers practical guidelines for applying causal interpretability to NCMs, contributing to more trustworthy AI in software engineering.
Sebastian Zepf, Mark Colley
Humans have always dreamed of possessing superpowers, and the rapid development of AI-based features promises to bring these dreams (closer) to reality. However, these advancements come with significant risks. This paper advocates for challenging existing methods and approaches in design and evaluation for more responsible AI. We stimulate reflection through a futuristic user journey illustrating the AI-driven life of Edmund in 2035. Subsequently, we discuss four AI-based superpowers: extended perception, cognitive offloading, externalized memory, and enhanced presence. We then discuss implications for HCI and AI, emphasizing the need for preserving intrinsic human superpowers, identifying meaningful use cases for AI, and evaluating AI's impact on human abilities. This paper advocates for responsible and reflective AI integration and proposes a pathway towards the idea of a Human Flourishing Benchmark.
74% published 2023+
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