Research Papers

In this paper we present results from a qualitative field study on explainable AI (XAI) for lay users (n = 18) who were subjected to AI cyberattacks. The study was based on a custom-built smart heating application called Squid and was conducted over seven weeks in early 2023. Squid combined a smart radiator valve installed in participant homes with a web application that implemented an AI feature known as setpoint learning, which is commonly available in consumer smart thermostats. Development of Squid followed the XAI principle of interpretability-by-design where the AI feature was implemented using a simple glass-box machine learning model with the model subsequently exposed to users via the web interface (e.g. as interactive visualisations). AI attacks on users were simulated by injecting malicious training data and by manipulating data used for model predictions. Research data consisted of semi-structured interviews, researcher field notes, participant diaries, and application logs. In our analysis we reflect on the impact of XAI on user satisfaction and user comprehension as well as its use as a tool for diagnosing AI attacks. Our results show only limited engagement with XAI features and suggest that, for Squid users, common assumptions found in the XAI literature were not aligned to reality. On the positive side, users appear to have developed better mental models of the AI feature compared to previous work, and there is evidence that users did make some use of XAI as a diagnostic tool.

Chronic Kidney Disease (CKD) is one of the widespread Chronic diseases with no known ultimo cure and high morbidity. Research demonstrates that progressive Chronic Kidney Disease (CKD) is a heterogeneous disorder that significantly impacts kidney structure and functions, eventually leading to kidney failure. With the progression of time, chronic kidney disease has moved from a life-threatening disease affecting few people to a common disorder of varying severity. The goal of this research is to visualize dominating features, feature scores, and values exhibited for early prognosis and detection of CKD using ensemble learning and explainable AI. For that, an AI-driven predictive analytics approach is proposed to aid clinical practitioners in prescribing lifestyle modifications for individual patients to reduce the rate of progression of this disease. Our dataset is collected on body vitals from individuals with CKD and healthy subjects to develop our proposed AI-driven solution accurately. In this regard, blood and urine test results are provided, and ensemble tree-based machine-learning models are applied to predict unseen cases of CKD. Our research findings are validated after lengthy consultations with nephrologists. Our experiments and interpretation results are compared with existing explainable AI applications in various healthcare domains, including CKD. The comparison shows that our developed AI models, particularly the Random Forest model, have identified more features as significant contributors than XgBoost. Interpretability (I), which measures the ratio of important to masked features, indicates that our XgBoost model achieved a higher score, specifically a Fidelity of 98\%, in this metric and naturally in the FII index compared to competing models.

Towards Understanding the Influence of Training Samples on Explanations

André Artelt, Barbara Hammer

Explainable AI (XAI) is widely used to analyze AI systems' decision-making, such as providing counterfactual explanations for recourse. When unexpected explanations occur, users may want to understand the training data properties shaping them. Under the umbrella of data valuation, first approaches have been proposed that estimate the influence of data samples on a given model. This process not only helps determine the data's value, but also offers insights into how individual, potentially noisy, or misleading examples affect a model, which is crucial for interpretable AI. In this work, we apply the concept of data valuation to the significant area of model evaluations, focusing on how individual training samples impact a model's internal reasoning rather than the predictive performance only. Hence, we introduce the novel problem of identifying training samples shaping a given explanation or related quantity, and investigate the particular case of the cost of computational recourse. We propose an algorithm to identify such influential samples and conduct extensive empirical evaluations in two case studies.

The nn2poly package provides the implementation in R of the NN2Poly method to explain and interpret feed-forward neural networks by means of polynomial representations that predict in an equivalent manner as the original network.Through the obtained polynomial coefficients, the effect and importance of each variable and their interactions on the output can be represented. This capabiltiy of capturing interactions is a key aspect usually missing from most Explainable Artificial Intelligence (XAI) methods, specially if they rely on expensive computations that can be amplified when used on large neural networks. The package provides integration with the main deep learning framework packages in R (tensorflow and torch), allowing an user-friendly application of the NN2Poly algorithm. Furthermore, nn2poly provides implementation of the required weight constraints to be used during the network training in those same frameworks. Other neural networks packages can also be used by including their weights in list format. Polynomials obtained with nn2poly can also be used to predict with new data or be visualized through its own plot method. Simulations are provided exemplifying the usage of the package alongside with a comparison with other approaches available in R to interpret neural networks.

This article uses machine learning (ML) and explainable artificial intelligence (XAI) techniques to investigate the relationship between nutritional status and mortality rates associated with Alzheimers disease (AD). The Third National Health and Nutrition Examination Survey (NHANES III) database is employed for analysis. The random forest model is selected as the base model for XAI analysis, and the Shapley Additive Explanations (SHAP) method is used to assess feature importance. The results highlight significant nutritional factors such as serum vitamin B12 and glycated hemoglobin. The study demonstrates the effectiveness of random forests in predicting AD mortality compared to other diseases. This research provides insights into the impact of nutrition on AD and contributes to a deeper understanding of disease progression.

This paper introduces the front-propagation algorithm, a novel eXplainable AI (XAI) technique designed to elucidate the decision-making logic of deep neural networks. Unlike other popular explainability algorithms such as Integrated Gradients or Shapley Values, the proposed algorithm is able to extract an accurate and consistent linear function explanation of the network in a single forward pass of the trained model. This nuance sets apart the time complexity of the front-propagation as it could be running real-time and in parallel with deployed models. We packaged this algorithm in a software called $\texttt{front-prop}$ and we demonstrate its efficacy in providing accurate linear functions with three different neural network architectures trained on publicly available benchmark datasets.

We introduce Discovering Conceptual Network Explanations (DCNE), a new approach for generating human-comprehensible visual explanations to enhance the interpretability of deep neural image classifiers. Our method automatically finds visual explanations that are critical for discriminating between classes. This is achieved by simultaneously optimizing three criteria: the explanations should be few, diverse, and human-interpretable. Our approach builds on the recently introduced Concept Relevance Propagation (CRP) explainability method. While CRP is effective at describing individual neuronal activations, it generates too many concepts, which impacts human comprehension. Instead, DCNE selects the few most important explanations. We introduce a new evaluation dataset centered on the challenging task of classifying birds, enabling us to compare the alignment of DCNE's explanations to those of human expert-defined ones. Compared to existing eXplainable Artificial Intelligence (XAI) methods, DCNE has a desirable trade-off between conciseness and completeness when summarizing network explanations. It produces 1/30 of CRP's explanations while only resulting in a slight reduction in explanation quality. DCNE represents a step forward in making neural network decisions accessible and interpretable to humans, providing a valuable tool for both researchers and practitioners in XAI and model alignment.

In the evolving field of Explainable AI (XAI), interpreting the decisions of deep neural networks (DNNs) in computer vision tasks is an important process. While pixel-based XAI methods focus on identifying significant pixels, existing concept-based XAI methods use pre-defined or human-annotated concepts. The recently proposed Segment Anything Model (SAM) achieved a significant step forward to prepare automatic concept sets via comprehensive instance segmentation. Building upon this, the Explain Any Concept (EAC) model emerged as a flexible method for explaining DNN decisions. EAC model is based on using a surrogate model which has one trainable linear layer to simulate the target model. In this paper, by introducing an additional nonlinear layer to the original surrogate model, we show that we can improve the performance of the EAC model. We compare our proposed approach to the original EAC model and report improvements obtained on both ImageNet and MS COCO datasets.

The classification of statements provided by individuals during police interviews is a complex and significant task within the domain of natural language processing (NLP) and legal informatics. The lack of extensive domain-specific datasets raises challenges to the advancement of NLP methods in the field. This paper aims to address some of the present challenges by introducing a novel dataset tailored for classification of statements made during police interviews, prior to court proceedings. Utilising the curated dataset for training and evaluation, we introduce a fine-tuned DistilBERT model that achieves state-of-the-art performance in distinguishing truthful from deceptive statements. To enhance interpretability, we employ explainable artificial intelligence (XAI) methods to offer explainability through saliency maps, that interpret the model's decision-making process. Lastly, we present an XAI interface that empowers both legal professionals and non-specialists to interact with and benefit from our system. Our model achieves an accuracy of 86%, and is shown to outperform a custom transformer architecture in a comparative study. This holistic approach advances the accessibility, transparency, and effectiveness of statement analysis, with promising implications for both legal practice and research.

Concerns have arisen regarding the unregulated utilization of artificial intelligence (AI) outputs, potentially leading to various societal issues. While humans routinely validate information, manually inspecting the vast volumes of AI-generated results is impractical. Therefore, automation and visualization are imperative. In this context, Explainable AI (XAI) technology is gaining prominence, aiming to streamline AI model development and alleviate the burden of explaining AI outputs to users. Simultaneously, software auto-tuning (AT) technology has emerged, aiming to reduce the man-hours required for performance tuning in numerical calculations. AT is a potent tool for cost reduction during parameter optimization and high-performance programming for numerical computing. The synergy between AT mechanisms and AI technology is noteworthy, with AI finding extensive applications in AT. However, applying AI to AT mechanisms introduces challenges in AI model explainability. This research focuses on XAI for AI models when integrated into two different processes for practical numerical computations: performance parameter tuning of accuracy-guaranteed numerical calculations and sparse iterative algorithm.

The increasing reliance on Deep Learning models, combined with their inherent lack of transparency, has spurred the development of a novel field of study known as eXplainable AI (XAI) methods. These methods seek to enhance the trust of end-users in automated systems by providing insights into the rationale behind their decisions. This paper presents a novel trust measure in XAI systems, allowing their refinement. Our proposed metric combines both performance metrics and trust indicators from an objective perspective. To validate this novel methodology, we conducted three case studies showing an improvement respect the state-of-the-art, with an increased sensitiviy to different scenarios.

Towards Transparent and Efficient Anomaly Detection in Industrial Processes through ExIFFI

Davide Frizzo, Francesco Borsatti, Alessio Arcudi +3

Anomaly Detection (AD) is crucial in industrial settings to streamline operations by detecting underlying issues. Conventional methods merely label observations as normal or anomalous, lacking crucial insights. In Industry 5.0, interpretable outcomes become desirable to enable users to understand the rational under model decisions. This paper presents the first industrial application of ExIFFI, a recent approach for fast, efficient explanations for the Extended Isolation Forest (EIF) AD method. ExIFFI is tested on four industrial datasets, demonstrating superior explanation effectiveness, computational efficiency and improved raw anomaly detection performances. ExIFFI reaches over then 90\% of average precision on all the benchmarks considered in the study and overperforms state-of-the-art Explainable Artificial Intelligence (XAI) approaches in terms of the feature selection proxy task metric which was specifically introduced to quantitatively evaluate model explanations.