Research Papers

AI Safety is an emerging area of critical importance to the safe adoption and deployment of AI systems. With the rapid proliferation of AI and especially with the recent advancement of Generative AI (or GAI), the technology ecosystem behind the design, development, adoption, and deployment of AI systems has drastically changed, broadening the scope of AI Safety to address impacts on public safety and national security. In this paper, we propose a novel architectural framework for understanding and analyzing AI Safety; defining its characteristics from three perspectives: Trustworthy AI, Responsible AI, and Safe AI. We provide an extensive review of current research and advancements in AI safety from these perspectives, highlighting their key challenges and mitigation approaches. Through examples from state-of-the-art technologies, particularly Large Language Models (LLMs), we present innovative mechanism, methodologies, and techniques for designing and testing AI safety. Our goal is to promote advancement in AI safety research, and ultimately enhance people's trust in digital transformation.

The current prevalence of conspiracy theories on the internet is a significant issue, tackled by many computational approaches. However, these approaches fail to recognize the relevance of distinguishing between texts which contain a conspiracy theory and texts which are simply critical and oppose mainstream narratives. Furthermore, little attention is usually paid to the role of inter-group conflict in oppositional narratives. We contribute by proposing a novel topic-agnostic annotation scheme that differentiates between conspiracies and critical texts, and that defines span-level categories of inter-group conflict. We also contribute with the multilingual XAI-DisInfodemics corpus (English and Spanish), which contains a high-quality annotation of Telegram messages related to COVID-19 (5,000 messages per language). We also demonstrate the feasibility of an NLP-based automatization by performing a range of experiments that yield strong baseline solutions. Finally, we perform an analysis which demonstrates that the promotion of intergroup conflict and the presence of violence and anger are key aspects to distinguish between the two types of oppositional narratives, i.e., conspiracy vs. critical.

Heterogeneous Graph Neural Networks with Post-hoc Explanations for Multi-modal and Explainable Land Use Inference

Xuehao Zhai, Junqi Jiang, Adam Dejl +4

Urban land use inference is a critically important task that aids in city planning and policy-making. Recently, the increased use of sensor and location technologies has facilitated the collection of multi-modal mobility data, offering valuable insights into daily activity patterns. Many studies have adopted advanced data-driven techniques to explore the potential of these multi-modal mobility data in land use inference. However, existing studies often process samples independently, ignoring the spatial correlations among neighbouring objects and heterogeneity among different services. Furthermore, the inherently low interpretability of complex deep learning methods poses a significant barrier in urban planning, where transparency and extrapolability are crucial for making long-term policy decisions. To overcome these challenges, we introduce an explainable framework for inferring land use that synergises heterogeneous graph neural networks (HGNs) with Explainable AI techniques, enhancing both accuracy and explainability. The empirical experiments demonstrate that the proposed HGNs significantly outperform baseline graph neural networks for all six land-use indicators, especially in terms of 'office' and 'sustenance'. As explanations, we consider feature attribution and counterfactual explanations. The analysis of feature attribution explanations shows that the symmetrical nature of the `residence' and 'work' categories predicted by the framework aligns well with the commuter's 'work' and 'recreation' activities in London. The analysis of the counterfactual explanations reveals that variations in node features and types are primarily responsible for the differences observed between the predicted land use distribution and the ideal mixed state. These analyses demonstrate that the proposed HGNs can suitably support urban stakeholders in their urban planning and policy-making.

SVARM-IQ: Efficient Approximation of Any-order Shapley Interactions through Stratification

Patrick Kolpaczki, Maximilian Muschalik, Fabian Fumagalli +2

Addressing the limitations of individual attribution scores via the Shapley value (SV), the field of explainable AI (XAI) has recently explored intricate interactions of features or data points. In particular, extensions of the SV, such as the Shapley Interaction Index (SII), have been proposed as a measure to still benefit from the axiomatic basis of the SV. However, similar to the SV, their exact computation remains computationally prohibitive. Hence, we propose with SVARM-IQ a sampling-based approach to efficiently approximate Shapley-based interaction indices of any order. SVARM-IQ can be applied to a broad class of interaction indices, including the SII, by leveraging a novel stratified representation. We provide non-asymptotic theoretical guarantees on its approximation quality and empirically demonstrate that SVARM-IQ achieves state-of-the-art estimation results in practical XAI scenarios on different model classes and application domains.

Survey on AI Ethics: A Socio-technical Perspective

Dave Mbiazi, Meghana Bhange, Maryam Babaei +3

The past decade has observed a significant advancement in AI with deep learning-based models being deployed in diverse scenarios, including safety-critical applications. As these AI systems become deeply embedded in our societal infrastructure, the repercussions of their decisions and actions have significant consequences, making the ethical implications of AI deployment highly relevant and essential. The ethical concerns associated with AI are multifaceted, including challenging issues of fairness, privacy and data protection, responsibility and accountability, safety and robustness, transparency and explainability, and environmental impact. These principles together form the foundations of ethical AI considerations that concern every stakeholder in the AI system lifecycle. In light of the present ethical and future x-risk concerns, governments have shown increasing interest in establishing guidelines for the ethical deployment of AI. This work unifies the current and future ethical concerns of deploying AI into society. While we acknowledge and appreciate the technical surveys for each of the ethical principles concerned, in this paper, we aim to provide a comprehensive overview that not only addresses each principle from a technical point of view but also discusses them from a social perspective.

Deep Learning of neural networks has gained prominence in multiple life-critical applications like medical diagnoses and autonomous vehicle accident investigations. However, concerns about model transparency and biases persist. Explainable methods are viewed as the solution to address these challenges. In this study, we introduce the Occlusion Sensitivity Analysis with Deep Feature Augmentation Subspace (OSA-DAS), a novel perturbation-based interpretability approach for computer vision. While traditional perturbation methods make only use of occlusions to explain the model predictions, OSA-DAS extends standard occlusion sensitivity analysis by enabling the integration with diverse image augmentations. Distinctly, our method utilizes the output vector of a DNN to build low-dimensional subspaces within the deep feature vector space, offering a more precise explanation of the model prediction. The structural similarity between these subspaces encompasses the influence of diverse augmentations and occlusions. We test extensively on the ImageNet-1k, and our class- and model-agnostic approach outperforms commonly used interpreters, setting it apart in the realm of explainable AI.

A Framework for Automated Measurement of Responsible AI Harms in Generative AI Applications

Ahmed Magooda, Alec Helyar, Kyle Jackson +14

We present a framework for the automated measurement of responsible AI (RAI) metrics for large language models (LLMs) and associated products and services. Our framework for automatically measuring harms from LLMs builds on existing technical and sociotechnical expertise and leverages the capabilities of state-of-the-art LLMs, such as GPT-4. We use this framework to run through several case studies investigating how different LLMs may violate a range of RAI-related principles. The framework may be employed alongside domain-specific sociotechnical expertise to create measurements for new harm areas in the future. By implementing this framework, we aim to enable more advanced harm measurement efforts and further the responsible use of LLMs.

Cardiovascular diseases remain the leading global cause of mortality. Age is an important covariate whose effect is most easily investigated in a healthy cohort to properly distinguish the former from disease-related changes. Traditionally, most of such insights have been drawn from the analysis of electrocardiogram (ECG) feature changes in individuals as they age. However, these features, while informative, may potentially obscure underlying data relationships. In this paper we present the following contributions: (1) We employ a deep-learning model and a tree-based model to analyze ECG data from a robust dataset of healthy individuals across varying ages in both raw signals and ECG feature format. (2) We use explainable AI methods to identify the most discriminative ECG features across age groups.(3) Our analysis with tree-based classifiers reveals age-related declines in inferred breathing rates and identifies notably high SDANN values as indicative of elderly individuals, distinguishing them from younger adults. (4) Furthermore, the deep-learning model underscores the pivotal role of the P-wave in age predictions across all age groups, suggesting potential changes in the distribution of different P-wave types with age. These findings shed new light on age-related ECG changes, offering insights that transcend traditional feature-based approaches.

International Institutions for Advanced AI

Lewis Ho, Joslyn Barnhart, Robert Trager +8

International institutions may have an important role to play in ensuring advanced AI systems benefit humanity. International collaborations can unlock AI's ability to further sustainable development, and coordination of regulatory efforts can reduce obstacles to innovation and the spread of benefits. Conversely, the potential dangerous capabilities of powerful and general-purpose AI systems create global externalities in their development and deployment, and international efforts to further responsible AI practices could help manage the risks they pose. This paper identifies a set of governance functions that could be performed at an international level to address these challenges, ranging from supporting access to frontier AI systems to setting international safety standards. It groups these functions into four institutional models that exhibit internal synergies and have precedents in existing organizations: 1) a Commission on Frontier AI that facilitates expert consensus on opportunities and risks from advanced AI, 2) an Advanced AI Governance Organization that sets international standards to manage global threats from advanced models, supports their implementation, and possibly monitors compliance with a future governance regime, 3) a Frontier AI Collaborative that promotes access to cutting-edge AI, and 4) an AI Safety Project that brings together leading researchers and engineers to further AI safety research. We explore the utility of these models and identify open questions about their viability.

To realize the potential benefits and mitigate potential risks of AI, it is necessary to develop a framework of governance that conforms to ethics and fundamental human values. Although several organizations have issued guidelines and ethical frameworks for trustworthy AI, without a mediating governance structure, these ethical principles will not translate into practice. In this paper, we propose a multilevel governance approach that involves three groups of interdependent stakeholders: governments, corporations, and citizens. We examine their interrelationships through dimensions of trust, such as competence, integrity, and benevolence. The levels of governance combined with the dimensions of trust in AI provide practical insights that can be used to further enhance user experiences and inform public policy related to AI.

Explainable Artificial Intelligence (XAI) aims to provide insights into the decision-making process of AI models, allowing users to understand their results beyond their decisions. A significant goal of XAI is to improve the performance of AI models by providing explanations for their decision-making processes. However, most XAI literature focuses on how to explain an AI system, while less attention has been given to how XAI methods can be exploited to improve an AI system. In this work, a set of well-known XAI methods typically used with Machine Learning (ML) classification tasks are investigated to verify if they can be exploited, not just to provide explanations but also to improve the performance of the model itself. To this aim, two strategies to use the explanation to improve a classification system are reported and empirically evaluated on three datasets: Fashion-MNIST, CIFAR10, and STL10. Results suggest that explanations built by Integrated Gradients highlight input features that can be effectively used to improve classification performance.

SketchXAI: A First Look at Explainability for Human Sketches

Zhiyu Qu, Yulia Gryaditskaya, Ke Li +3

This paper, for the very first time, introduces human sketches to the landscape of XAI (Explainable Artificial Intelligence). We argue that sketch as a ``human-centred'' data form, represents a natural interface to study explainability. We focus on cultivating sketch-specific explainability designs. This starts by identifying strokes as a unique building block that offers a degree of flexibility in object construction and manipulation impossible in photos. Following this, we design a simple explainability-friendly sketch encoder that accommodates the intrinsic properties of strokes: shape, location, and order. We then move on to define the first ever XAI task for sketch, that of stroke location inversion SLI. Just as we have heat maps for photos, and correlation matrices for text, SLI offers an explainability angle to sketch in terms of asking a network how well it can recover stroke locations of an unseen sketch. We offer qualitative results for readers to interpret as snapshots of the SLI process in the paper, and as GIFs on the project page. A minor but interesting note is that thanks to its sketch-specific design, our sketch encoder also yields the best sketch recognition accuracy to date while having the smallest number of parameters. The code is available at \url{https://sketchxai.github.io}.