Responsible AI research from arXiv, ranked by citations from
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Allen AI ), and enriched with key takeaways
4,071 papers in 1 topic
Clemens Seibold, Anna Hilsmann, Peter Eisert
The task of detecting morphed face images has become highly relevant in recent years to ensure the security of automatic verification systems based on facial images, e.g. automated border control gates. Detection methods based on Deep Neural Networks (DNN) have been shown to be very suitable to this end. However, they do not provide transparency in the decision making and it is not clear how they distinguish between genuine and morphed face images. This is particularly relevant for systems intended to assist a human operator, who should be able to understand the reasoning. In this paper, we tackle this problem and present Focused Layer-wise Relevance Propagation (FLRP). This framework explains to a human inspector on a precise pixel level, which image regions are used by a Deep Neural Network to distinguish between a genuine and a morphed face image. Additionally, we propose another framework to objectively analyze the quality of our method and compare FLRP to other DNN interpretability methods. This evaluation framework is based on removing detected artifacts and analyzing the influence of these changes on the decision of the DNN. Especially, if the DNN is uncertain in its decision or even incorrect, FLRP performs much better in highlighting visible artifacts compared to other methods.
Eyke Hüllermeier
Principles of analogical reasoning have recently been applied in the context of machine learning, for example to develop new methods for classification and preference learning. In this paper, we argue that, while analogical reasoning is certainly useful for constructing new learning algorithms with high predictive accuracy, is is arguably not less interesting from an interpretability and explainability point of view. More specifically, we take the view that an analogy-based approach is a viable alternative to existing approaches in the realm of explainable AI and interpretable machine learning, and that analogy-based explanations of the predictions produced by a machine learning algorithm can complement similarity-based explanations in a meaningful way. To corroborate these claims, we outline the basic idea of an analogy-based explanation and illustrate its potential usefulness by means of some examples.
Arjun R Akula, Sinisa Todorovic, Joyce Y Chai +1
This paper presents an explainable AI (XAI) system that provides explanations for its predictions. The system consists of two key components -- namely, the prediction And-Or graph (AOG) model for recognizing and localizing concepts of interest in input data, and the XAI model for providing explanations to the user about the AOG's predictions. In this work, we focus on the XAI model specified to interact with the user in natural language, whereas the AOG's predictions are considered given and represented by the corresponding parse graphs (pg's) of the AOG. Our XAI model takes pg's as input and provides answers to the user's questions using the following types of reasoning: direct evidence (e.g., detection scores), part-based inference (e.g., detected parts provide evidence for the concept asked), and other evidences from spatio-temporal context (e.g., constraints from the spatio-temporal surround). We identify several correlations between user's questions and the XAI answers using Youtube Action dataset.
R. Teal Witter, Yurong Liu, Christopher Musco
With origins in game theory, probabilistic values like Shapley values, Banzhaf values, and semi-values have emerged as a central tool in explainable AI. They are used for feature attribution, data attribution, data valuation, and more. Since exact computation can require exponential time, research has focused on efficient approximation methods using two techniques: Monte Carlo sampling and linear regression formulations. In this work, we present a new way of combining both of these techniques. Our approach is more flexible than prior algorithms, allowing for linear regression to be replaced with any function family whose probabilistic values can be computed efficiently. This allows us to harness the accuracy of tree-based models like XGBoost; with cross-fitting, the method also produces unbiased estimates. From experiments across eight datasets, we find that our methods give state-of-the-art performance for estimating probabilistic values. For Shapley values, the error of our methods can be $11\times$ lower than Permutation SHAP (the most popular Monte Carlo method), $6.5\times$ lower than Kernel SHAP (the most popular linear regression method), and $3.4\times$ lower than Leverage SHAP (the prior state-of-the-art Shapley value estimator). For more general probabilistic values, we can obtain error $390\times$ lower than the best estimator from prior work.
Alessandro Gambetti, Qiwei Han, Hong Shen +1
Explainable Artificial Intelligence (XAI) is essential for the transparency and clinical adoption of Clinical Decision Support Systems (CDSS). However, the real-world effectiveness of existing XAI methods remains limited and is inconsistently evaluated. This study conducts a systematic PRISMA-guided survey of 31 human-centered evaluations (HCE) of XAI applied to CDSS, classifying them by XAI methodology, evaluation design, and adoption barrier. Our findings reveal that most existing studies employ post-hoc, model-agnostic approaches such as SHAP and Grad-CAM, typically assessed through small-scale clinician studies. The results show that over 80% of the studies adopt post-hoc, model-agnostic approaches such as SHAP and Grad-CAM, and that clinician sample sizes remain below 25 participants. The findings indicate that explanations generally improve clinician trust and diagnostic confidence, but frequently increase cognitive load and exhibit misalignment with domain reasoning processes. To bridge these gaps, we propose a stakeholder-centric evaluation framework that integrates socio-technical principles and human-computer interaction to guide the future development of clinically viable and trustworthy XAI-based CDSS.
Luis M. Lopez-Ramos, Florian Leiser, Aditya Rastogi +6
The joint implementation of federated learning (FL) and explainable artificial intelligence (XAI) could allow training models from distributed data and explaining their inner workings while preserving essential aspects of privacy. Toward establishing the benefits and tensions associated with their interplay, this scoping review maps the publications that jointly deal with FL and XAI, focusing on publications that reported an interplay between FL and model interpretability or post-hoc explanations. Out of the 37 studies meeting our criteria, only one explicitly and quantitatively analyzed the influence of FL on model explanations, revealing a significant research gap. The aggregation of interpretability metrics across FL nodes created generalized global insights at the expense of node-specific patterns being diluted. Several studies proposed FL algorithms incorporating explanation methods to safeguard the learning process against defaulting or malicious nodes. Studies using established FL libraries or following reporting guidelines are a minority. More quantitative research and structured, transparent practices are needed to fully understand their mutual impact and under which conditions it happens.
Fardin Jalil Piran, Zhiling Chen, Mohsen Imani +1
Federated Learning (FL) has become a key method for preserving data privacy in Internet of Things (IoT) environments, as it trains Machine Learning (ML) models locally while transmitting only model updates. Despite this design, FL remains susceptible to threats such as model inversion and membership inference attacks, which can reveal private training data. Differential Privacy (DP) techniques are often introduced to mitigate these risks, but simply injecting DP noise into black-box ML models can compromise accuracy, particularly in dynamic IoT contexts, where continuous, lifelong learning leads to excessive noise accumulation. To address this challenge, we propose Federated HyperDimensional computing with Privacy-preserving (FedHDPrivacy), an eXplainable Artificial Intelligence (XAI) framework that integrates neuro-symbolic computing and DP. Unlike conventional approaches, FedHDPrivacy actively monitors the cumulative noise across learning rounds and adds only the additional noise required to satisfy privacy constraints. In a real-world application for monitoring manufacturing machining processes, FedHDPrivacy maintains high performance while surpassing standard FL frameworks - Federated Averaging (FedAvg), Federated Proximal (FedProx), Federated Normalized Averaging (FedNova), and Federated Optimization (FedOpt) - by up to 37%. Looking ahead, FedHDPrivacy offers a promising avenue for further enhancements, such as incorporating multimodal data fusion.
Malte Esders, Thomas Schnake, Jonas Lederer +4
While machine learning (ML) models have been able to achieve unprecedented accuracies across various prediction tasks in quantum chemistry, it is now apparent that accuracy on a test set alone is not a guarantee for robust chemical modeling such as stable molecular dynamics (MD). To go beyond accuracy, we use explainable artificial intelligence (XAI) techniques to develop a general analysis framework for atomic interactions and apply it to the SchNet and PaiNN neural network models. We compare these interactions with a set of fundamental chemical principles to understand how well the models have learned the underlying physicochemical concepts from the data. We focus on the strength of the interactions for different atomic species, how predictions for intensive and extensive quantum molecular properties are made, and analyze the decay and many-body nature of the interactions with interatomic distance. Models that deviate too far from known physical principles produce unstable MD trajectories, even when they have very high energy and force prediction accuracy. We also suggest further improvements to the ML architectures to better account for the polynomial decay of atomic interactions.
Debesh Jha, Gorkem Durak, Abhijit Das +33
The emergence of foundational models represents a paradigm shift in medical imaging, offering extraordinary capabilities in disease detection, diagnosis, and treatment planning. These large-scale artificial intelligence systems, trained on extensive multimodal and multi-center datasets, demonstrate remarkable versatility across diverse medical applications. However, their integration into clinical practice presents complex ethical challenges that extend beyond technical performance metrics. This study examines the critical ethical considerations at the intersection of healthcare and artificial intelligence. Patient data privacy remains a fundamental concern, particularly given these models' requirement for extensive training data and their potential to inadvertently memorize sensitive information. Algorithmic bias poses a significant challenge in healthcare, as historical disparities in medical data collection may perpetuate or exacerbate existing healthcare inequities across demographic groups. The complexity of foundational models presents significant challenges regarding transparency and explainability in medical decision-making. We propose a comprehensive ethical framework that addresses these challenges while promoting responsible innovation. This framework emphasizes robust privacy safeguards, systematic bias detection and mitigation strategies, and mechanisms for maintaining meaningful human oversight. By establishing clear guidelines for development and deployment, we aim to harness the transformative potential of foundational models while preserving the fundamental principles of medical ethics and patient-centered care.
Junlin Hou, Jilan Xu, Hao Chen
The black-box nature of deep learning models has raised concerns about their interpretability for successful deployment in real-world clinical applications. To address the concerns, eXplainable Artificial Intelligence (XAI) aims to provide clear and understandable explanations of the decision-making process. In the medical domain, concepts such as attributes of lesions or abnormalities serve as key evidence for deriving diagnostic results. Existing concept-based models mainly depend on concepts that appear independently and require fine-grained concept annotations such as bounding boxes. However, a medical image usually contains multiple concepts, and the fine-grained concept annotations are difficult to acquire. In this paper, we aim to interpret representations in deep neural networks by aligning the axes of the latent space with known concepts of interest. We propose a novel Concept-Attention Whitening (CAW) framework for interpretable skin lesion diagnosis. CAW is comprised of a disease diagnosis branch and a concept alignment branch. In the former branch, we train a convolutional neural network (CNN) with an inserted CAW layer to perform skin lesion diagnosis. The CAW layer decorrelates features and aligns image features to conceptual meanings via an orthogonal matrix. In the latter branch, the orthogonal matrix is calculated under the guidance of the concept attention mask. We particularly introduce a weakly-supervised concept mask generator that only leverages coarse concept labels for filtering local regions that are relevant to certain concepts, improving the optimization of the orthogonal matrix. Extensive experiments on two public skin lesion diagnosis datasets demonstrated that CAW not only enhanced interpretability but also maintained a state-of-the-art diagnostic performance.
Ekramul Haque, Kamrul Hasan, Imtiaz Ahmed +2
In the dynamic and ever-changing domain of Unmanned Aerial Vehicles (UAVs), the utmost importance lies in guaranteeing resilient and lucid security measures. This study highlights the necessity of implementing a Zero Trust Architecture (ZTA) to enhance the security of unmanned aerial vehicles (UAVs), hence departing from conventional perimeter defences that may expose vulnerabilities. The Zero Trust Architecture (ZTA) paradigm requires a rigorous and continuous process of authenticating all network entities and communications. The accuracy of our methodology in detecting and identifying unmanned aerial vehicles (UAVs) is 84.59\%. This is achieved by utilizing Radio Frequency (RF) signals within a Deep Learning framework, a unique method. Precise identification is crucial in Zero Trust Architecture (ZTA), as it determines network access. In addition, the use of eXplainable Artificial Intelligence (XAI) tools such as SHapley Additive exPlanations (SHAP) and Local Interpretable Model-agnostic Explanations (LIME) contributes to the improvement of the model's transparency and interpretability. Adherence to Zero Trust Architecture (ZTA) standards guarantees that the classifications of unmanned aerial vehicles (UAVs) are verifiable and comprehensible, enhancing security within the UAV field.
Thu Nguyen, Alessandro Canossa, Jichen Zhu
Despite its technological breakthroughs, eXplainable Artificial Intelligence (XAI) research has limited success in producing the {\em effective explanations} needed by users. In order to improve XAI systems' usability, practical interpretability, and efficacy for real users, the emerging area of {\em Explainable Interfaces} (EIs) focuses on the user interface and user experience design aspects of XAI. This paper presents a systematic survey of 53 publications to identify current trends in human-XAI interaction and promising directions for EI design and development. This is among the first systematic survey of EI research.
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