Responsible AI research from arXiv, ranked by citations from
Semantic Scholar (
Allen AI ), and enriched with key takeaways
Ursula Challita, Henrik A. Ryden, Hugo Tullberg
Artificial intelligence (AI) powered wireless networks promise to revolutionize the conventional operation and structure of current networks from network design to infrastructure management, cost reduction, and user performance improvement. Empowering future networks with AI functionalities will enable a shift from reactive/incident driven operations to proactive/data-driven operations. This paper provides an overview on the integration of AI functionalities in 5G and beyond networks. Key factors for successful AI integration such as data, security, and explainable AI are highlighted. We also summarize the various types of network intelligence as well as machine learning based air interface in future networks. Use case examples for the application of AI to the wireless domain are then summarized. We highlight on applications to the physical layer, mobility management, wireless security, and localization.
David Leslie
Innovations in data science and AI/ML have a central role to play in supporting global efforts to combat COVID-19. The versatility of AI/ML technologies enables scientists and technologists to address an impressively broad range of biomedical, epidemiological, and socioeconomic challenges. This wide-reaching scientific capacity, however, also raises a diverse array of ethical challenges. The need for researchers to act quickly and globally in tackling SARS-CoV-2 demands unprecedented practices of open research and responsible data sharing at a time when innovation ecosystems are hobbled by proprietary protectionism, inequality, and a lack of public trust. Moreover, societally impactful interventions like digital contact tracing are raising fears of surveillance creep and are challenging widely held commitments to privacy, autonomy, and civil liberties. Prepandemic concerns that data-driven innovations may function to reinforce entrenched dynamics of societal inequity have likewise intensified given the disparate impact of the virus on vulnerable social groups and the life-and-death consequences of biased and discriminatory public health outcomes. To address these concerns, I offer five steps that need to be taken to encourage responsible research and innovation. These provide a practice-based path to responsible AI/ML design and discovery centered on open, accountable, equitable, and democratically governed processes and products. When taken from the start, these steps will not only enhance the capacity of innovators to tackle COVID-19 responsibly, they will, more broadly, help to better equip the data science and AI/ML community to cope with future pandemics and to support a more humane, rational, and just society.
Amanda Askell, Miles Brundage, Gillian Hadfield
In this paper, we argue that competitive pressures could incentivize AI companies to underinvest in ensuring their systems are safe, secure, and have a positive social impact. Ensuring that AI systems are developed responsibly may therefore require preventing and solving collective action problems between companies. We note that there are several key factors that improve the prospects for cooperation in collective action problems. We use this to identify strategies to improve the prospects for industry cooperation on the responsible development of AI.
Georgios Feretzakis, Vassilios S. Verykios
Large Language Models (LLMs) have transformed natural language processing (NLP) by enabling robust text generation and understanding. However, their deployment in sensitive domains like healthcare, finance, and legal services raises critical concerns about privacy and data security. This paper proposes a comprehensive framework for embedding trust mechanisms into LLMs to dynamically control the disclosure of sensitive information. The framework integrates three core components: User Trust Profiling, Information Sensitivity Detection, and Adaptive Output Control. By leveraging techniques such as Role-Based Access Control (RBAC), Attribute-Based Access Control (ABAC), Named Entity Recognition (NER), contextual analysis, and privacy-preserving methods like differential privacy, the system ensures that sensitive information is disclosed appropriately based on the user's trust level. By focusing on balancing data utility and privacy, the proposed solution offers a novel approach to securely deploying LLMs in high-risk environments. Future work will focus on testing this framework across various domains to evaluate its effectiveness in managing sensitive data while maintaining system efficiency.
Mohammad Hasan, Mohammad Shahriar Rahman, Helge Janicke +1
As the use of Blockchain for digital payments continues to rise in popularity, it also becomes susceptible to various malicious attacks. Successfully detecting anomalies within Blockchain transactions is essential for bolstering trust in digital payments. However, the task of anomaly detection in Blockchain transaction data is challenging due to the infrequent occurrence of illicit transactions. Although several studies have been conducted in the field, a limitation persists: the lack of explanations for the model's predictions. This study seeks to overcome this limitation by integrating eXplainable Artificial Intelligence (XAI) techniques and anomaly rules into tree-based ensemble classifiers for detecting anomalous Bitcoin transactions. The Shapley Additive exPlanation (SHAP) method is employed to measure the contribution of each feature, and it is compatible with ensemble models. Moreover, we present rules for interpreting whether a Bitcoin transaction is anomalous or not. Additionally, we have introduced an under-sampling algorithm named XGBCLUS, designed to balance anomalous and non-anomalous transaction data. This algorithm is compared against other commonly used under-sampling and over-sampling techniques. Finally, the outcomes of various tree-based single classifiers are compared with those of stacking and voting ensemble classifiers. Our experimental results demonstrate that: (i) XGBCLUS enhances TPR and ROC-AUC scores compared to state-of-the-art under-sampling and over-sampling techniques, and (ii) our proposed ensemble classifiers outperform traditional single tree-based machine learning classifiers in terms of accuracy, TPR, and FPR scores.
Johannes Kruse, Benjamin Schäfer, Dirk Witthaut
Stable operation of the electrical power system requires the power grid frequency to stay within strict operational limits. With millions of consumers and thousands of generators connected to a power grid, detailed human-build models can no longer capture the full dynamics of this complex system. Modern machine learning algorithms provide a powerful alternative for system modelling and prediction, but the intrinsic black-box character of many models impedes scientific insights and poses severe security risks. Here, we show how eXplainable AI (XAI) alleviates these problems by revealing critical dependencies and influences on the power grid frequency. We accurately predict frequency stability indicators (such as RoCoF and Nadir) for three major European synchronous areas and identify key features that determine the power grid stability. Load ramps, specific generation ramps but also prices and forecast errors are central to understand and stabilize the power grid.
Vibeke Binz Vallevik, Aleksandar Babic, Serena Elizabeth Marshall +7
Ensuring safe adoption of AI tools in healthcare hinges on access to sufficient data for training, testing and validation. In response to privacy concerns and regulatory requirements, using synthetic data has been suggested. Synthetic data is created by training a generator on real data to produce a dataset with similar statistical properties. Competing metrics with differing taxonomies for quality evaluation have been suggested, resulting in a complex landscape. Optimising quality entails balancing considerations that make the data fit for use, yet relevant dimensions are left out of existing frameworks. We performed a comprehensive literature review on the use of quality evaluation metrics on SD within the scope of tabular healthcare data and SD made using deep generative methods. Based on this and the collective team experiences, we developed a conceptual framework for quality assurance. The applicability was benchmarked against a practical case from the Dutch National Cancer Registry. We present a conceptual framework for quality assurance of SD for AI applications in healthcare that aligns diverging taxonomies, expands on common quality dimensions to include the dimensions of Fairness and Carbon footprint, and proposes stages necessary to support real-life applications. Building trust in synthetic data by increasing transparency and reducing the safety risk will accelerate the development and uptake of trustworthy AI tools for the benefit of patients. Despite the growing emphasis on algorithmic fairness and carbon footprint, these metrics were scarce in the literature review. The overwhelming focus was on statistical similarity using distance metrics while sequential logic detection was scarce. A consensus-backed framework that includes all relevant quality dimensions can provide assurance for safe and responsible real-life applications of SD.
Fazl Barez, Tingchen Fu, Ameya Prabhu +16
As AI systems become more capable, widely deployed, and increasingly autonomous in critical areas such as cybersecurity, biological research, and healthcare, ensuring their safety and alignment with human values is paramount. Machine unlearning -- the ability to selectively forget or suppress specific types of knowledge -- has shown promise for privacy and data removal tasks, which has been the primary focus of existing research. More recently, its potential application to AI safety has gained attention. In this paper, we identify key limitations that prevent unlearning from serving as a comprehensive solution for AI safety, particularly in managing dual-use knowledge in sensitive domains like cybersecurity and chemical, biological, radiological, and nuclear (CBRN) safety. In these contexts, information can be both beneficial and harmful, and models may combine seemingly harmless information for harmful purposes -- unlearning this information could strongly affect beneficial uses. We provide an overview of inherent constraints and open problems, including the broader side effects of unlearning dangerous knowledge, as well as previously unexplored tensions between unlearning and existing safety mechanisms. Finally, we investigate challenges related to evaluation, robustness, and the preservation of safety features during unlearning. By mapping these limitations and open challenges, we aim to guide future research toward realistic applications of unlearning within a broader AI safety framework, acknowledging its limitations and highlighting areas where alternative approaches may be required.
Takayuki Miura, Satoshi Hasegawa, Toshiki Shibahara
The advance of explainable artificial intelligence, which provides reasons for its predictions, is expected to accelerate the use of deep neural networks in the real world like Machine Learning as a Service (MLaaS) that returns predictions on queried data with the trained model. Deep neural networks deployed in MLaaS face the threat of model extraction attacks. A model extraction attack is an attack to violate intellectual property and privacy in which an adversary steals trained models in a cloud using only their predictions. In particular, a data-free model extraction attack has been proposed recently and is more critical. In this attack, an adversary uses a generative model instead of preparing input data. The feasibility of this attack, however, needs to be studied since it requires more queries than that with surrogate datasets. In this paper, we propose MEGEX, a data-free model extraction attack against a gradient-based explainable AI. In this method, an adversary uses the explanations to train the generative model and reduces the number of queries to steal the model. Our experiments show that our proposed method reconstructs high-accuracy models -- 0.97$\times$ and 0.98$\times$ the victim model accuracy on SVHN and CIFAR-10 datasets given 2M and 20M queries, respectively. This implies that there is a trade-off between the interpretability of models and the difficulty of stealing them.
Abhishek Kumar, Tristan Braud, Sasu Tarkoma +1
The era of pervasive computing has resulted in countless devices that continuously monitor users and their environment, generating an abundance of user behavioural data. Such data may support improving the quality of service, but may also lead to adverse usages such as surveillance and advertisement. In parallel, Artificial Intelligence (AI) systems are being applied to sensitive fields such as healthcare, justice, or human resources, raising multiple concerns on the trustworthiness of such systems. Trust in AI systems is thus intrinsically linked to ethics, including the ethics of algorithms, the ethics of data, or the ethics of practice. In this paper, we formalise the requirements of trustworthy AI systems through an ethics perspective. We specifically focus on the aspects that can be integrated into the design and development of AI systems. After discussing the state of research and the remaining challenges, we show how a concrete use-case in smart cities can benefit from these methods.
Yanjie Li, Bin Xie, Songtao Guo +2
Benefiting from the rapid development of deep learning, 2D and 3D computer vision applications are deployed in many safe-critical systems, such as autopilot and identity authentication. However, deep learning models are not trustworthy enough because of their limited robustness against adversarial attacks. The physically realizable adversarial attacks further pose fatal threats to the application and human safety. Lots of papers have emerged to investigate the robustness and safety of deep learning models against adversarial attacks. To lead to trustworthy AI, we first construct a general threat model from different perspectives and then comprehensively review the latest progress of both 2D and 3D adversarial attacks. We extend the concept of adversarial examples beyond imperceptive perturbations and collate over 170 papers to give an overview of deep learning model robustness against various adversarial attacks. To the best of our knowledge, we are the first to systematically investigate adversarial attacks for 3D models, a flourishing field applied to many real-world applications. In addition, we examine physical adversarial attacks that lead to safety violations. Last but not least, we summarize present popular topics, give insights on challenges, and shed light on future research on trustworthy AI.
Lan-Huong Nguyen, Van-Linh Nguyen, Ren-Hung Hwang +4
Many nations are promoting the green transition in the energy sector to attain neutral carbon emissions by 2050. Smart Grid 2.0 (SG2) is expected to explore data-driven analytics and enhance communication technologies to improve the efficiency and sustainability of distributed renewable energy systems. These features are beyond smart metering and electric surplus distribution in conventional smart grids. Given the high dependence on communication networks to connect distributed microgrids in SG2, potential cascading failures of connectivity can cause disruption to data synchronization to the remote control systems. This paper reviews security threats and defense tactics for three stakeholders: power grid operators, communication network providers, and consumers. Through the survey, we found that SG2's stakeholders are particularly vulnerable to substation attacks/vandalism, malware/ransomware threats, blockchain vulnerabilities and supply chain breakdowns. Furthermore, incorporating artificial intelligence (AI) into autonomous energy management in distributed energy resources of SG2 creates new challenges. Accordingly, adversarial samples and false data injection on electricity reading and measurement sensors at power plants can fool AI-powered control functions and cause messy error-checking operations in energy storage, wrong energy estimation in electric vehicle charging, and even fraudulent transactions in peer-to-peer energy trading models. Scalable blockchain-based models, physical unclonable function, interoperable security protocols, and trustworthy AI models designed for managing distributed microgrids in SG2 are typical promising protection models for future research.