Responsible AI research from arXiv, ranked by citations from
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1,281 papers in 1 topic
Kaustubh Shivshankar Shejole, Pushpak Bhattacharyya
Stereotypes are known to have very harmful effects, making their detection critically important. However, current research predominantly focuses on detecting and evaluating stereotypical biases, thereby leaving the study of stereotypes in its early stages. Our study revealed that many works have failed to clearly distinguish between stereotypes and stereotypical biases, which has significantly slowed progress in advancing research in this area. Stereotype and Anti-stereotype detection is a problem that requires social knowledge; hence, it is one of the most difficult areas in Responsible AI. This work investigates this task, where we propose a five-tuple definition and provide precise terminologies disentangling stereotypes, anti-stereotypes, stereotypical bias, and general bias. We provide a conceptual framework grounded in social psychology for reliable detection. We identify key shortcomings in existing benchmarks for this task of stereotype and anti-stereotype detection. To address these gaps, we developed StereoDetect, a well curated, definition-aligned benchmark dataset designed for this task. We show that sub-10B language models and GPT-4o frequently misclassify anti-stereotypes and fail to recognize neutral overgeneralizations. We demonstrate StereoDetect's effectiveness through multiple qualitative and quantitative comparisons with existing benchmarks and models fine-tuned on them. The dataset and code is available at https://github.com/KaustubhShejole/StereoDetect.
Nicholas Sukiennik, Haoyu Wang, Zailin Zeng +2
An increasing reliance on recommender systems has led to concerns about the creation of filter bubbles on social media, especially on short video platforms like TikTok. However, their formation is still not entirely understood due to the complex dynamics between recommendation algorithms and user feedback. In this paper, we aim to shed light on these dynamics using a large language model-based simulation framework. Our work employs real-world short-video data containing rich video content information and detailed user-agents to realistically simulate the recommendation-feedback cycle. Through large-scale simulations, we demonstrate that LLMs can replicate real-world user-recommender interactions, uncovering key mechanisms driving filter bubble formation. We identify critical factors, such as demographic features and category attraction that exacerbate content homogenization. To mitigate this, we design and test interventions including various cold-start and feedback weighting strategies, showing measurable reductions in filter bubble effects. Our framework enables rapid prototyping of recommendation strategies, offering actionable solutions to enhance content diversity in real-world systems. Furthermore, we analyze how LLM-inherent biases may propagate through recommendations, proposing safeguards to promote equity for vulnerable groups, such as women and low-income populations. By examining the interplay between recommendation and LLM agents, this work advances a deeper understanding of algorithmic bias and provides practical tools to promote inclusive digital spaces.
Akito Nakanishi, Yukie Sano, Geng Liu +1
In recent years, Large Language Models have attracted growing interest for their significant potential, though concerns have rapidly emerged regarding unsafe behaviors stemming from inherent stereotypes and biases. Most research on stereotypes in LLMs has primarily relied on indirect evaluation setups, in which models are prompted to select between pairs of sentences associated with particular social groups. Recently, direct evaluation methods have emerged, examining open-ended model responses to overcome limitations of previous approaches, such as annotator biases. Most existing studies have focused on English-centric LLMs, whereas research on non-English models, particularly Japanese, remains sparse, despite the growing development and adoption of these models. This study examines the safety of Japanese LLMs when responding to stereotype-triggering prompts in direct setups. We constructed 3,612 prompts by combining 301 social group terms, categorized by age, gender, and other attributes, with 12 stereotype-inducing templates in Japanese. Responses were analyzed from three foundational models trained respectively on Japanese, English, and Chinese language. Our findings reveal that LLM-jp, a Japanese native model, exhibits the lowest refusal rate and is more likely to generate toxic and negative responses compared to other models. Additionally, prompt format significantly influence the output of all models, and the generated responses include exaggerated reactions toward specific social groups, varying across models. These findings underscore the insufficient ethical safety mechanisms in Japanese LLMs and demonstrate that even high-accuracy models can produce biased outputs when processing Japanese-language prompts. We advocate for improving safety mechanisms and bias mitigation strategies in Japanese LLMs, contributing to ongoing discussions on AI ethics beyond linguistic boundaries.
Santiago González-Silot, Andrés Montoro-Montarroso, Eugenio Martínez Cámara +1
The automatic detection of disinformation presents a significant challenge in the field of natural language processing. This task addresses a multifaceted societal and communication issue, which needs approaches that extend beyond the identification of general linguistic patterns through data-driven algorithms. In this research work, we hypothesise that text classification methods are not able to capture the nuances of disinformation and they often ground their decision in superfluous features. Hence, we apply a post-hoc explainability method (SHAP, SHapley Additive exPlanations) to identify spurious elements with high impact on the classification models. Our findings show that non-informative elements (e.g., URLs and emoticons) should be removed and named entities (e.g., Rwanda) should be pseudo-anonymized before training to avoid models' bias and increase their generalization capabilities. We evaluate this methodology with internal dataset and external dataset before and after applying extended data preprocessing and named entity replacement. The results show that our proposal enhances on average the performance of a disinformation classification method with external test data in 65.78% without a significant decrease of the internal test performance.
Rishabh Agrawal
Few-shot learning (FSL) enables machine learning models to generalize effectively with minimal labeled data, making it crucial for data-scarce domains such as healthcare, robotics, and natural language processing. Despite its potential, FSL faces challenges including sensitivity to initialization, difficulty in adapting to diverse domains, and vulnerability to noisy datasets. To address these issues, this paper introduces Adaptive Few-Shot Learning (AFSL), a framework that integrates advancements in meta-learning, domain alignment, noise resilience, and multi-modal integration. AFSL consists of four key modules: a Dynamic Stability Module for performance consistency, a Contextual Domain Alignment Module for domain adaptation, a Noise-Adaptive Resilience Module for handling noisy data, and a Multi-Modal Fusion Module for integrating diverse modalities. This work also explores strategies such as task-aware data augmentation, semi-supervised learning, and explainable AI techniques to enhance the applicability and robustness of FSL. AFSL provides scalable, reliable, and impactful solutions for real-world, high-stakes domains.
Abdulaziz Ahmed, Mohammad Saleem, Mohammed Alzeen +5
Importance: Emergency department (ED) returns for mental health conditions pose a major healthcare burden, with 24-27% of patients returning within 30 days. Traditional machine learning models for predicting these returns often lack interpretability for clinical use. Objective: To assess whether integrating large language models (LLMs) with machine learning improves predictive accuracy and clinical interpretability of ED mental health return risk models. Methods: This retrospective cohort study analyzed 42,464 ED visits for 27,904 unique mental health patients at an academic medical center in the Deep South from January 2018 to December 2022. Main Outcomes and Measures: Two primary outcomes were evaluated: (1) 30-day ED return prediction accuracy and (2) model interpretability using a novel LLM-enhanced framework integrating SHAP (SHapley Additive exPlanations) values with clinical knowledge. Results: For chief complaint classification, LLaMA 3 (8B) with 10-shot learning outperformed traditional models (accuracy: 0.882, F1-score: 0.86). In SDoH classification, LLM-based models achieved 0.95 accuracy and 0.96 F1-score, with Alcohol, Tobacco, and Substance Abuse performing best (F1: 0.96-0.89), while Exercise and Home Environment showed lower performance (F1: 0.70-0.67). The LLM-based interpretability framework achieved 99% accuracy in translating model predictions into clinically relevant explanations. LLM-extracted features improved XGBoost AUC from 0.74 to 0.76 and AUC-PR from 0.58 to 0.61. Conclusions and Relevance: Integrating LLMs with machine learning models yielded modest but consistent accuracy gains while significantly enhancing interpretability through automated, clinically relevant explanations. This approach provides a framework for translating predictive analytics into actionable clinical insights.
Wentao Xu, Yile Yan, Yuqi Zhu
Recent advances in Large Language Models (LLMs) have enabled human-like responses across various tasks, raising questions about their ethical decision-making capabilities and potential biases. This study systematically evaluates how nine popular LLMs (both open-source and closed-source) respond to ethical dilemmas involving protected attributes. Across 50,400 trials spanning single and intersectional attribute combinations in four dilemma scenarios (protective vs. harmful), we assess models' ethical preferences, sensitivity, stability, and clustering patterns. Results reveal significant biases in protected attributes in all models, with differing preferences depending on model type and dilemma context. Notably, open-source LLMs show stronger preferences for marginalized groups and greater sensitivity in harmful scenarios, while closed-source models are more selective in protective situations and tend to favor mainstream groups. We also find that ethical behavior varies across dilemma types: LLMs maintain consistent patterns in protective scenarios but respond with more diverse and cognitively demanding decisions in harmful ones. Furthermore, models display more pronounced ethical tendencies under intersectional conditions than in single-attribute settings, suggesting that complex inputs reveal deeper biases. These findings highlight the need for multi-dimensional, context-aware evaluation of LLMs' ethical behavior and offer a systematic evaluation and approach to understanding and addressing fairness in LLM decision-making.
Priya T. V., Shrisha Rao
Ensuring ethical behavior in Artificial Intelligence (AI) systems amidst their increasing ubiquity and influence is a major concern the world over. The use of formal methods in AI ethics is a possible crucial approach for specifying and verifying the ethical behavior of AI systems. This paper proposes a formalization based on deontic logic to define and evaluate the ethical behavior of AI systems, focusing on system-level specifications, contributing to this important goal. It introduces axioms and theorems to capture ethical requirements related to fairness and explainability. The formalization incorporates temporal operators to reason about the ethical behavior of AI systems over time. The authors evaluate the effectiveness of this formalization by assessing the ethics of the real-world COMPAS and loan prediction AI systems. Various ethical properties of the COMPAS and loan prediction systems are encoded using deontic logical formulas, allowing the use of an automated theorem prover to verify whether these systems satisfy the defined properties. The formal verification reveals that both systems fail to fulfill certain key ethical properties related to fairness and non-discrimination, demonstrating the effectiveness of the proposed formalization in identifying potential ethical issues in real-world AI applications.
Conrad Borchers
Algorithmic bias is a pressing concern in educational data mining (EDM), as it risks amplifying inequities in learning outcomes. The Area Between ROC Curves (ABROCA) metric is frequently used to measure discrepancies in model performance across demographic groups to quantify overall model fairness. However, its skewed distribution--especially when class or group imbalances exist--makes significance testing challenging. This study investigates ABROCA's distributional properties and contributes robust methods for its significance testing. Specifically, we address (1) whether ABROCA follows any known distribution, (2) how to reliably test for algorithmic bias using ABROCA, and (3) the statistical power achievable with ABROCA-based bias assessments under typical EDM sample specifications. Simulation results confirm that ABROCA does not match standard distributions, including those suited to accommodate skewness. We propose nonparametric randomization tests for ABROCA and demonstrate that reliably detecting bias with ABROCA requires large sample sizes or substantial effect sizes, particularly in imbalanced settings. Findings suggest that ABROCA-based bias evaluations based on sample sizes common in EDM tend to be underpowered, undermining the reliability of conclusions about model fairness. By offering open-source code to simulate power and statistically test ABROCA, this paper aims to foster more reliable statistical testing in EDM research. It supports broader efforts toward replicability and equity in educational modeling.
Yue Yu, Yifang Wang, Yongjun Zhang +2
Urban segregation refers to the physical and social division of people, often driving inequalities within cities and exacerbating socioeconomic and racial tensions. While most studies focus on residential spaces, they often neglect segregation across "activity spaces" where people work, socialize, and engage in leisure. Human mobility data offers new opportunities to analyze broader segregation patterns, encompassing both residential and activity spaces, but challenges existing methods in capturing the complexity and local nuances of urban segregation. This work introduces InclusiViz, a novel visual analytics system for multi-level analysis of urban segregation, facilitating the development of targeted, data-driven interventions. Specifically, we developed a deep learning model to predict mobility patterns across social groups using environmental features, augmented with explainable AI to reveal how these features influence segregation. The system integrates innovative visualizations that allow users to explore segregation patterns from broad overviews to fine-grained detail and evaluate urban planning interventions with real-time feedback. We conducted a quantitative evaluation to validate the model's accuracy and efficiency. Two case studies and expert interviews with social scientists and urban analysts demonstrated the system's effectiveness, highlighting its potential to guide urban planning toward more inclusive cities.
Zia Qi, Brian E. Perron, Miao Wang +3
Objective: This study examines how well leading Chinese and Western large language models understand and apply Chinese social work principles, focusing on their foundational knowledge within a non-Western professional setting. We test whether the cultural context in the developing country influences model reasoning and accuracy. Method: Using a published self-study version of the Chinese National Social Work Examination (160 questions) covering jurisprudence and applied knowledge, we administered three testing conditions to eight cloud-based large language models - four Chinese and four Western. We examined their responses following official guidelines and evaluated their explanations' reasoning quality. Results: Seven models exceeded the 60-point passing threshold in both sections. Chinese models performed better in jurisprudence (median = 77.0 vs. 70.3) but slightly lower in applied knowledge (median = 65.5 vs. 67.0). Both groups showed cultural biases, particularly regarding gender equality and family dynamics. Models demonstrated strong professional terminology knowledge but struggled with culturally specific interventions. Valid reasoning in incorrect answers ranged from 16.4% to 45.0%. Conclusions: While both Chinese and Western models show foundational knowledge of Chinese social work principles, technical language proficiency does not ensure cultural competence. Chinese models demonstrate advantages in regulatory content, yet both Chinese and Western models struggle with culturally nuanced practice scenarios. These findings contribute to informing responsible AI integration into cross-cultural social work practice.
Diana Pfau, Alexander Jung
AI systems increasingly shape critical decisions across personal and societal domains. While empirical risk minimization (ERM) drives much of the AI success, it typically prioritizes accuracy over trustworthiness, often resulting in biases, opacity, and other adverse effects. This paper discusses how key requirements for trustworthy AI can be translated into design choices for the components of ERM. We hope to provide actionable guidance for building AI systems that meet emerging standards for trustworthiness of AI.
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