Research Papers

Towards a Grounded Dialog Model for Explainable Artificial Intelligence

Prashan Madumal, Tim Miller, Frank Vetere +1

To generate trust with their users, Explainable Artificial Intelligence (XAI) systems need to include an explanation model that can communicate the internal decisions, behaviours and actions to the interacting humans. Successful explanation involves both cognitive and social processes. In this paper we focus on the challenge of meaningful interaction between an explainer and an explainee and investigate the structural aspects of an explanation in order to propose a human explanation dialog model. We follow a bottom-up approach to derive the model by analysing transcripts of 398 different explanation dialog types. We use grounded theory to code and identify key components of which an explanation dialog consists. We carry out further analysis to identify the relationships between components and sequences and cycles that occur in a dialog. We present a generalized state model obtained by the analysis and compare it with an existing conceptual dialog model of explanation.

Explainable AI (XAI) is a rapidly growing domain with a myriad of proposed methods as well as metrics aiming to evaluate their efficacy. However, current studies are often of limited scope, examining only a handful of XAI methods and ignoring underlying design parameters for performance, such as the model architecture or the nature of input data. Moreover, they often rely on one or a few metrics and neglect thorough validation, increasing the risk of selection bias and ignoring discrepancies among metrics. These shortcomings leave practitioners confused about which method to choose for their problem. In response, we introduce LATEC, a large-scale benchmark that critically evaluates 17 prominent XAI methods using 20 distinct metrics. We systematically incorporate vital design parameters like varied architectures and diverse input modalities, resulting in 7,560 examined combinations. Through LATEC, we showcase the high risk of conflicting metrics leading to unreliable rankings and consequently propose a more robust evaluation scheme. Further, we comprehensively evaluate various XAI methods to assist practitioners in selecting appropriate methods aligning with their needs. Curiously, the emerging top-performing method, Expected Gradients, is not examined in any relevant related study. LATEC reinforces its role in future XAI research by publicly releasing all 326k saliency maps and 378k metric scores as a (meta-)evaluation dataset. The benchmark is hosted at: https://github.com/IML-DKFZ/latec.

This paper presents a curriculum, "AI Literacy for All," to promote an interdisciplinary understanding of AI, its socio-technical implications, and its practical applications for all levels of education. With the rapid evolution of artificial intelligence (AI), there is a need for AI literacy that goes beyond the traditional AI education curriculum. AI literacy has been conceptualized in various ways, including public literacy, competency building for designers, conceptual understanding of AI concepts, and domain-specific upskilling. Most of these conceptualizations were established before the public release of Generative AI (Gen-AI) tools like ChatGPT. AI education has focused on the principles and applications of AI through a technical lens that emphasizes the mastery of AI principles, the mathematical foundations underlying these technologies, and the programming and mathematical skills necessary to implement AI solutions. In AI Literacy for All, we emphasize a balanced curriculum that includes technical and non-technical learning outcomes to enable a conceptual understanding and critical evaluation of AI technologies in an interdisciplinary socio-technical context. The paper presents four pillars of AI literacy: understanding the scope and technical dimensions of AI, learning how to interact with Gen-AI in an informed and responsible way, the socio-technical issues of ethical and responsible AI, and the social and future implications of AI. While it is important to include all learning outcomes for AI education in a Computer Science major, the learning outcomes can be adjusted for other learning contexts, including, non-CS majors, high school summer camps, the adult workforce, and the public. This paper advocates for a shift in AI literacy education to offer a more interdisciplinary socio-technical approach as a pathway to broaden participation in AI.

The rapid advancement of large language models (LLMs) has significantly impacted various domains, including healthcare and biomedicine. However, the phenomenon of hallucination, where LLMs generate outputs that deviate from factual accuracy or context, poses a critical challenge, especially in high-stakes domains. This paper conducts a scoping study of existing techniques for mitigating hallucinations in knowledge-based task in general and especially for medical domains. Key methods covered in the paper include Retrieval-Augmented Generation (RAG)-based techniques, iterative feedback loops, supervised fine-tuning, and prompt engineering. These techniques, while promising in general contexts, require further adaptation and optimization for the medical domain due to its unique demands for up-to-date, specialized knowledge and strict adherence to medical guidelines. Addressing these challenges is crucial for developing trustworthy AI systems that enhance clinical decision-making and patient safety as well as accuracy of biomedical scientific research.

This article examines the promising prospects and potential hurdles associated with the development of MentorAI, a conceptual AI-driven mentorship platform for professional growth yet to be actualized. The article explores the essential characteristics and technological underpinnings required for the successful creation and efficacy of the MentorAI platform in providing tailored mentorship experiences. The article highlights the transformative potential of MentorAI on various dimensions of professional growth, such as boosting career progression, nurturing skill development, and supporting a balanced work-life environment for professionals. MentorAI, through its AI-based approach, aspires to offer real-time guidance, resources, and assistance customized to each individual's specific needs and goals. Furthermore, the article examines the core technologies crucial to MentorAI's operation, including artificial intelligence, machine learning, and natural language comprehension. These technologies will empower the platform to process user inputs, deliver context-sensitive responses, and dynamically adjust to user preferences and objectives. The deployment of MentorAI presents potential challenges and ethical concerns, as with any groundbreaking technology. The article outlines critical issues like data protection, security, algorithmic bias, and moral quandaries concerning substituting human mentors with AI systems. Addressing these challenges proactively and deliberately is vital to ensure a positive impact on users.

The Deep learning (DL) models for diagnosing breast cancer from mammographic images often operate as "black boxes", making it difficult for healthcare professionals to trust and understand their decision-making processes. The study presents an integrated framework combining Convolutional Neural Networks (CNNs) and Explainable Artificial Intelligence (XAI) for the enhanced diagnosis of breast cancer using the CBIS-DDSM dataset. The methodology encompasses an elaborate data preprocessing pipeline and advanced data augmentation techniques to counteract dataset limitations and transfer learning using pre-trained networks such as VGG-16, Inception-V3 and ResNet was employed. A focal point of our study is the evaluation of XAI's effectiveness in interpreting model predictions, highlighted by utilizing the Hausdorff measure to assess the alignment between AI-generated explanations and expert annotations quantitatively. This approach is critical for XAI in promoting trustworthiness and ethical fairness in AI-assisted diagnostics. The findings from our research illustrate the effective collaboration between CNNs and XAI in advancing diagnostic methods for breast cancer, thereby facilitating a more seamless integration of advanced AI technologies within clinical settings. By enhancing the interpretability of AI driven decisions, this work lays the groundwork for improved collaboration between AI systems and medical practitioners, ultimately enriching patient care. Furthermore, the implications of our research extended well beyond the current methodologies. It encourages further research into how to combine multimodal data and improve AI explanations to meet the needs of clinical practice.

This study explores the complexities of integrating Artificial Intelligence (AI) into Autonomous Vehicles (AVs), examining the challenges introduced by AI components and the impact on testing procedures, focusing on some of the essential requirements for trustworthy AI. Topics addressed include the role of AI at various operational layers of AVs, the implications of the EU's AI Act on AVs, and the need for new testing methodologies for Advanced Driver Assistance Systems (ADAS) and Automated Driving Systems (ADS). The study also provides a detailed analysis on the importance of cybersecurity audits, the need for explainability in AI decision-making processes and protocols for assessing the robustness and ethical behaviour of predictive systems in AVs. The paper identifies significant challenges and suggests future directions for research and development of AI in AV technology, highlighting the need for multidisciplinary expertise.

As artificial intelligence transforms a wide range of sectors and drives innovation, it also introduces complex challenges concerning ethics, transparency, bias, and fairness. The imperative for integrating Responsible AI (RAI) principles within governance frameworks is paramount to mitigate these emerging risks. While there are many solutions for AI governance, significant questions remain about their effectiveness in practice. Addressing this knowledge gap, this paper aims to examine the existing literature on AI Governance. The focus of this study is to analyse the literature to answer key questions: WHO is accountable for AI systems' governance, WHAT elements are being governed, WHEN governance occurs within the AI development life cycle, and HOW it is executed through various mechanisms like frameworks, tools, standards, policies, or models. Employing a systematic literature review methodology, a rigorous search and selection process has been employed. This effort resulted in the identification of 61 relevant articles on the subject of AI Governance. Out of the 61 studies analysed, only 5 provided complete responses to all questions. The findings from this review aid research in formulating more holistic and comprehensive Responsible AI (RAI) governance frameworks. This study highlights important role of AI governance on various levels specially organisational in establishing effective and responsible AI practices. The findings of this study provides a foundational basis for future research and development of comprehensive governance models that align with RAI principles.

This paper presents a research study on the use of Convolutional Neural Network (CNN), ResNet50, InceptionV3, EfficientNetB0 and NASNetMobile models to efficiently detect brain tumors in order to reduce the time required for manual review of the report and create an automated system for classifying brain tumors. An automated pipeline is proposed, which encompasses five models: CNN, ResNet50, InceptionV3, EfficientNetB0 and NASNetMobile. The performance of the proposed architecture is evaluated on a balanced dataset and found to yield an accuracy of 99.33% for fine-tuned InceptionV3 model. Furthermore, Explainable AI approaches are incorporated to visualize the model's latent behavior in order to understand its black box behavior. To further optimize the training process, a cost-sensitive neural network approach has been proposed in order to work with imbalanced datasets which has achieved almost 4% more accuracy than the conventional models used in our experiments. The cost-sensitive InceptionV3 (CS-InceptionV3) and CNN (CS-CNN) show a promising accuracy of 92.31% and a recall value of 1.00 respectively on an imbalanced dataset. The proposed models have shown great potential in improving tumor detection accuracy and must be further developed for application in practical solutions. We have provided the datasets and made our implementations publicly available at - https://github.com/shahariar-shibli/Explainable-Cost-Sensitive-Deep-Neural-Networks-for-Brain-Tumor-Detection-from-Brain-MRI-Images

Research into 6G networks has been initiated to support a variety of critical artificial intelligence (AI) assisted applications such as autonomous driving. In such applications, AI-based decisions should be performed in a real-time manner. These decisions include resource allocation, localization, channel estimation, etc. Considering the black-box nature of existing AI-based models, it is highly challenging to understand and trust the decision-making behavior of such models. Therefore, explaining the logic behind those models through explainable AI (XAI) techniques is essential for their employment in critical applications. This manuscript proposes a novel XAI-based channel estimation (XAI-CHEST) scheme that provides detailed reasonable interpretability of the deep learning (DL) models that are employed in doubly-selective channel estimation. The aim of the proposed XAI-CHEST scheme is to identify the relevant model inputs by inducing high noise on the irrelevant ones. As a result, the behavior of the studied DL-based channel estimators can be further analyzed and evaluated based on the generated interpretations. Simulation results show that the proposed XAI-CHEST scheme provides valid interpretations of the DL-based channel estimators for different scenarios.

Society's increasing dependence on Artificial Intelligence (AI) and AI-enabled systems require a more practical approach from software engineering (SE) executives in middle and higher-level management to improve their involvement in implementing AI ethics by making ethical requirements part of their management practices. However, research indicates that most work on implementing ethical requirements in SE management primarily focuses on technical development, with scarce findings for middle and higher-level management. We investigate this by interviewing ten Finnish SE executives in middle and higher-level management to examine how they consider and implement ethical requirements. We use ethical requirements from the European Union (EU) Trustworthy Ethics guidelines for Trustworthy AI as our reference for ethical requirements and an Agile portfolio management framework to analyze implementation. Our findings reveal a general consideration of privacy and data governance ethical requirements as legal requirements with no other consideration for ethical requirements identified. The findings also show practicable consideration of ethical requirements as technical robustness and safety for implementation as risk requirements and societal and environmental well-being for implementation as sustainability requirements. We examine a practical approach to implementing ethical requirements using the ethical risk requirements stack employing the Agile portfolio management framework.

An XAI framework for robust and transparent data-driven wind turbine power curve models

Simon Letzgus, Klaus-Robert Müller

Wind turbine power curve models translate ambient conditions into turbine power output. They are essential for energy yield prediction and turbine performance monitoring. In recent years, increasingly complex machine learning methods have become state-of-the-art for this task. Nevertheless, they frequently encounter criticism due to their apparent lack of transparency, which raises concerns regarding their performance in non-stationary environments, such as those faced by wind turbines. We, therefore, introduce an explainable artificial intelligence (XAI) framework to investigate and validate strategies learned by data-driven power curve models from operational wind turbine data. With the help of simple, physics-informed baseline models it enables an automated evaluation of machine learning models beyond standard error metrics. Alongside this novel tool, we present its efficacy for a more informed model selection. We show, for instance, that learned strategies can be meaningful indicators for a model's generalization ability in addition to test set errors, especially when only little data is available. Moreover, the approach facilitates an understanding of how decisions along the machine learning pipeline, such as data selection, pre-processing, or training parameters, affect learned strategies. In a practical example, we demonstrate the framework's utilisation to obtain more physically meaningful models, a prerequisite not only for robustness but also for insights into turbine operation by domain experts. The latter, we demonstrate in the context of wind turbine performance monitoring. Alongside this paper, we publish a Python implementation of the presented framework and hope this can guide researchers and practitioners alike toward training, selecting and utilizing more transparent and robust data-driven wind turbine power curve models.