Research Papers

Ensuring fairness is critical when applying artificial intelligence to high-stakes domains such as healthcare, where predictive models trained on imbalanced and demographically skewed data risk exacerbating existing disparities. Federated learning (FL) enables privacy-preserving collaboration across institutions, but remains vulnerable to both algorithmic bias and subgroup imbalance - particularly when multiple sensitive attributes intersect. We propose FedIDA (Fed erated Learning for Imbalance and D isparity A wareness), a framework-agnostic method that combines fairness-aware regularization with group-conditional oversampling. FedIDA supports multiple sensitive attributes and heterogeneous data distributions without altering the convergence behavior of the underlying FL algorithm. We provide theoretical analysis establishing fairness improvement bounds using Lipschitz continuity and concentration inequalities, and show that FedIDA reduces the variance of fairness metrics across test sets. Empirical results on both benchmark and real-world clinical datasets confirm that FedIDA consistently improves fairness while maintaining competitive predictive performance, demonstrating its effectiveness for equitable and privacy-preserving modeling in healthcare. The source code is available on GitHub.

Large Language Models (LLMs) are increasingly used not only to generate text but also to evaluate it, raising urgent questions about whether their judgments are consistent, unbiased, and robust to framing effects. In this study, we systematically examine inter- and intra-model agreement across four state-of-the-art LLMs (OpenAI o3-mini, Deepseek Reasoner, xAI Grok 2, and Mistral) tasked with evaluating 4,800 narrative statements on 24 different topics of social, political, and public health relevance, for a total of 192,000 assessments. We manipulate the disclosed source of each statement to assess how attribution to either another LLM or a human author of specified nationality affects evaluation outcomes. We find that, in the blind condition, different LLMs display a remarkably high degree of inter- and intra-model agreement across topics. However, this alignment breaks down when source framing is introduced. Here we show that attributing statements to Chinese individuals systematically lowers agreement scores across all models, and in particular for Deepseek Reasoner. Our findings reveal that framing effects can deeply affect text evaluation, with significant implications for the integrity, neutrality, and fairness of LLM-mediated information systems.

See What I Mean? CUE: A Cognitive Model of Understanding Explanations

Tobias Labarta, Nhi Hoang, Katharina Weitz +3

As machine learning systems increasingly inform critical decisions, the need for human-understandable explanations grows. Current evaluations of Explainable AI (XAI) often prioritize technical fidelity over cognitive accessibility which critically affects users, in particular those with visual impairments. We propose CUE, a model for Cognitive Understanding of Explanations, linking explanation properties to cognitive sub-processes: legibility (perception), readability (comprehension), and interpretability (interpretation). In a study (N=455) testing heatmaps with varying colormaps (BWR, Cividis, Coolwarm), we found comparable task performance but lower confidence/effort for visually impaired users. Unlike expected, these gaps were not mitigated and sometimes worsened by accessibility-focused color maps like Cividis. These results challenge assumptions about perceptual optimization and support the need for adaptive XAI interfaces. They also validate CUE by demonstrating that altering explanation legibility affects understandability. We contribute: (1) a formalized cognitive model for explanation understanding, (2) an integrated definition of human-centered explanation properties, and (3) empirical evidence motivating accessible, user-tailored XAI.

The issue of fairness in decision-making is a critical one, especially given the variety of stakeholder demands for differing and mutually incompatible versions of fairness. Adopting a strategic interaction of perspectives provides an alternative to enforcing a singular standard of fairness. We present a web-based software application, FairPlay, that enables multiple stakeholders to debias datasets collaboratively. With FairPlay, users can negotiate and arrive at a mutually acceptable outcome without a universally agreed-upon theory of fairness. In the absence of such a tool, reaching a consensus would be highly challenging due to the lack of a systematic negotiation process and the inability to modify and observe changes. We have conducted user studies that demonstrate the success of FairPlay, as users could reach a consensus within about five rounds of gameplay, illustrating the application's potential for enhancing fairness in AI systems.

This study developed an accurate artificial intelligence model for predicting future height in children and adolescents using anthropometric and body composition data from the GP Cohort Study (588,546 measurements from 96,485 children aged 7-18). The model incorporated anthropometric measures, body composition, standard deviation scores, and growth velocity parameters, with performance evaluated using RMSE, MAE, and MAPE. Results showed high accuracy with males achieving average RMSE, MAE, and MAPE of 2.51 cm, 1.74 cm, and 1.14%, and females showing 2.28 cm, 1.68 cm, and 1.13%, respectively. Explainable AI approaches identified height SDS, height velocity, and soft lean mass velocity as crucial predictors. The model generated personalized growth curves by estimating individual-specific height trajectories, offering a robust tool for clinical decision support, early identification of growth disorders, and optimization of growth outcomes.

A Systematic Decade Review of Trip Route Planning with Travel Time Estimation based on User Preferences and Behavior

Nikil Jayasuriya, Deshan Sumanathilaka

This paper systematically explores the advancements in adaptive trip route planning and travel time estimation (TTE) through Artificial Intelligence (AI). With the increasing complexity of urban transportation systems, traditional navigation methods often struggle to accommodate dynamic user preferences, real-time traffic conditions, and scalability requirements. This study explores the contributions of established AI techniques, including Machine Learning (ML), Reinforcement Learning (RL), and Graph Neural Networks (GNNs), alongside emerging methodologies like Meta-Learning, Explainable AI (XAI), Generative AI, and Federated Learning. In addition to highlighting these innovations, the paper identifies critical challenges such as ethical concerns, computational scalability, and effective data integration, which must be addressed to advance the field. The paper concludes with recommendations for leveraging AI to build efficient, transparent, and sustainable navigation systems.

Achieving Socio-Economic Parity through the Lens of EU AI Act

Arjun Roy, Stavroula Rizou, Symeon Papadopoulos +1

Unfair treatment and discrimination are critical ethical concerns in AI systems, particularly as their adoption expands across diverse domains. Addressing these challenges, the recent introduction of the EU AI Act establishes a unified legal framework to ensure legal certainty for AI innovation and investment while safeguarding public interests, such as health, safety, fundamental rights, democracy, and the rule of law (Recital 8). The Act encourages stakeholders to initiate dialogue on existing AI fairness notions to address discriminatory outcomes of AI systems. However, these notions often overlook the critical role of Socio-Economic Status (SES), inadvertently perpetuating biases that favour the economically advantaged. This is concerning, given that principles of equalization advocate for equalizing resources or opportunities to mitigate disadvantages beyond an individual's control. While provisions for discrimination are laid down in the AI Act, specialized directions should be broadened, particularly in addressing economic disparities perpetuated by AI systems. In this work, we explore the limitations of popular AI fairness notions using a real-world dataset (Adult), highlighting their inability to address SES-driven disparities. To fill this gap, we propose a novel fairness notion, Socio-Economic Parity (SEP), which incorporates SES and promotes positive actions for underprivileged groups while accounting for factors within an individual's control, such as working hours, which can serve as a proxy for effort. We define a corresponding fairness measure and optimize a model constrained by SEP to demonstrate practical utility. Our results show the effectiveness of SEP in mitigating SES-driven biases. By analyzing the AI Act alongside our method, we lay a foundation for aligning AI fairness with SES factors while ensuring legal compliance.

Clinical trial eligibility matching is a critical yet often labor-intensive and error-prone step in medical research, as it ensures that participants meet precise criteria for safe and reliable study outcomes. Recent advances in Natural Language Processing (NLP) have shown promise in automating and improving this process by rapidly analyzing large volumes of unstructured clinical text and structured electronic health record (EHR) data. In this paper, we present a systematic overview of current NLP methodologies applied to clinical trial eligibility screening, focusing on data sources, annotation practices, machine learning approaches, and real-world implementation challenges. A comprehensive literature search (spanning Google Scholar, Mendeley, and PubMed from 2015 to 2024) yielded high-quality studies, each demonstrating the potential of techniques such as rule-based systems, named entity recognition, contextual embeddings, and ontology-based normalization to enhance patient matching accuracy. While results indicate substantial improvements in screening efficiency and precision, limitations persist regarding data completeness, annotation consistency, and model scalability across diverse clinical domains. The review highlights how explainable AI and standardized ontologies can bolster clinician trust and broaden adoption. Looking ahead, further research into advanced semantic and temporal representations, expanded data integration, and rigorous prospective evaluations is necessary to fully realize the transformative potential of NLP in clinical trial recruitment.

Evaluating Language Models on Grooming Risk Estimation Using Fuzzy Theory

Geetanjali Bihani, Tatiana Ringenberg, Julia Rayz

Encoding implicit language presents a challenge for language models, especially in high-risk domains where maintaining high precision is important. Automated detection of online child grooming is one such critical domain, where predators manipulate victims using a combination of explicit and implicit language to convey harmful intentions. While recent studies have shown the potential of Transformer language models like SBERT for preemptive grooming detection, they primarily depend on surface-level features and approximate real victim grooming processes using vigilante and law enforcement conversations. The question of whether these features and approximations are reasonable has not been addressed thus far. In this paper, we address this gap and study whether SBERT can effectively discern varying degrees of grooming risk inherent in conversations, and evaluate its results across different participant groups. Our analysis reveals that while fine-tuning aids language models in learning to assign grooming scores, they show high variance in predictions, especially for contexts containing higher degrees of grooming risk. These errors appear in cases that 1) utilize indirect speech pathways to manipulate victims and 2) lack sexually explicit content. This finding underscores the necessity for robust modeling of indirect speech acts by language models, particularly those employed by predators.

Housing and household characteristics are key determinants of social and economic well-being, yet our understanding of their interrelationships remains limited. This study addresses this knowledge gap by developing a deep contrastive learning (DCL) model to infer housing-household relationships using the American Community Survey (ACS) Public Use Microdata Sample (PUMS). More broadly, the proposed model is suitable for a class of problems where the goal is to learn joint relationships between two distinct entities without explicitly labeled ground truth data. Our proposed dual-encoder DCL approach leverages co-occurrence patterns in PUMS and introduces a bisect K-means clustering method to overcome the absence of ground truth labels. The dual-encoder DCL architecture is designed to handle the semantic differences between housing (building) and household (people) features while mitigating noise introduced by clustering. To validate the model, we generate a synthetic ground truth dataset and conduct comprehensive evaluations. The model further demonstrates its superior performance in capturing housing-household relationships in Delaware compared to state-of-the-art methods. A transferability test in North Carolina confirms its generalizability across diverse sociodemographic and geographic contexts. Finally, the post-hoc explainable AI analysis using SHAP values reveals that tenure status and mortgage information play a more significant role in housing-household matching than traditionally emphasized factors such as the number of persons and rooms.

We model Semantic Self-Verification (SSV) as the problem of determining whether a statement accurately characterizes its own semantic properties within a given interpretive framework that formalizes a challenge in AI safety and fairness: can an AI system verify that it has correctly interpreted rules intended to govern its behavior? We prove that SSV, in this specification, is NP-complete by constructing a polynomial-time reduction from 3-Satisfiability (3-SAT). Our reduction maps a 3-SAT formula to an instance of SSV involving ambiguous terms with binary interpretations and semantic constraints derived from logical clauses. This establishes that even simplified forms of semantic self-verification should face computational barriers. The NP-complete lower bound has implications for AI safety and fairness approaches that rely on semantic interpretation of instructions, including but not limited to constitutional AI, alignment via natural language, and instruction-following systems. Approaches where an AI system verify its understanding of directives may face this computational barrier. We argue that more realistic verification scenarios likely face even greater complexity.

In blockchain systems, fair transaction ordering is crucial for a trusted and regulation-compliant economic ecosystem. Unlike traditional State Machine Replication (SMR) systems, which focus solely on liveness and safety, blockchain systems also require a fairness property. This paper examines these properties and aims to eliminate algorithmic bias in transaction ordering services. We build on the notion of equal opportunity. We characterize transactions in terms of relevant and irrelevant features, requiring that the order be determined solely by the relevant ones. Specifically, transactions with identical relevant features should have an equal chance of being ordered before one another. We extend this framework to define a property where the greater the distance in relevant features between transactions, the higher the probability of prioritizing one over the other. We reveal a surprising link between equal opportunity in SMR and Differential Privacy (DP), showing that any DP mechanism can be used to ensure fairness in SMR. This connection not only enhances our understanding of the interplay between privacy and fairness in distributed computing but also opens up new opportunities for designing fair distributed protocols using well-established DP techniques.