Research Papers

Commercial high-voltage circuit breaker (CB) condition monitoring systems rely on directly observable physical parameters such as gas filling pressure with pre-defined thresholds. While these parameters are crucial, they only cover a small subset of malfunctioning mechanisms and usually can be monitored only if the CB is disconnected from the grid. To facilitate online condition monitoring while CBs remain connected, non-intrusive measurement techniques such as vibration or acoustic signals are necessary. Currently, CB condition monitoring studies using these signals typically utilize supervised methods for fault diagnostics, where ground-truth fault types are known due to artificially introduced faults in laboratory settings. This supervised approach is however not feasible in real-world applications, where fault labels are unavailable. In this work, we propose a novel unsupervised fault detection and segmentation framework for CBs based on vibration and acoustic signals. This framework can detect deviations from the healthy state. The explainable artificial intelligence (XAI) approach is applied to the detected faults for fault diagnostics. The specific contributions are: (1) we propose an integrated unsupervised fault detection and segmentation framework that is capable of detecting faults and clustering different faults with only healthy data required during training (2) we provide an unsupervised explainability-guided fault diagnostics approach using XAI to offer domain experts potential indications of the aged or faulty components, achieving fault diagnostics without the prerequisite of ground-truth fault labels. These contributions are validated using an experimental dataset from a high-voltage CB under healthy and artificially introduced fault conditions, contributing to more reliable CB system operation.

Unifying VXAI: A Systematic Review and Framework for the Evaluation of Explainable AI

David Dembinsky, Adriano Lucieri, Stanislav Frolov +3

Modern AI systems frequently rely on opaque black-box models, most notably Deep Neural Networks, whose performance stems from complex architectures with millions of learned parameters. While powerful, their complexity poses a major challenge to trustworthiness, particularly due to a lack of transparency. Explainable AI (XAI) addresses this issue by providing human-understandable explanations of model behavior. However, to ensure their usefulness and trustworthiness, such explanations must be rigorously evaluated. Despite the growing number of XAI methods, the field lacks standardized evaluation protocols and consensus on appropriate metrics. To address this gap, we conduct a systematic literature review following the Preferred Reporting Items for Systematic Reviews and Meta-Analyses (PRISMA) guidelines and introduce a unified framework for the eValuation of XAI (VXAI). We identify 362 relevant publications and aggregate their contributions into 41 functionally similar metric groups. In addition, we propose a three-dimensional categorization scheme spanning explanation type, evaluation contextuality, and explanation quality desiderata. Our framework provides the most comprehensive and structured overview of VXAI to date. It supports systematic metric selection, promotes comparability across methods, and offers a flexible foundation for future extensions.

Humanizing LLMs: A Survey of Psychological Measurements with Tools, Datasets, and Human-Agent Applications

Wenhan Dong, Yuemeng Zhao, Zhen Sun +10

As large language models (LLMs) are increasingly used in human-centered tasks, assessing their psychological traits is crucial for understanding their social impact and ensuring trustworthy AI alignment. While existing reviews have covered some aspects of related research, several important areas have not been systematically discussed, including detailed discussions of diverse psychological tests, LLM-specific psychological datasets, and the applications of LLMs with psychological traits. To address this gap, we systematically review six key dimensions of applying psychological theories to LLMs: (1) assessment tools; (2) LLM-specific datasets; (3) evaluation metrics (consistency and stability); (4) empirical findings; (5) personality simulation methods; and (6) LLM-based behavior simulation. Our analysis highlights both the strengths and limitations of current methods. While some LLMs exhibit reproducible personality patterns under specific prompting schemes, significant variability remains across tasks and settings. Recognizing methodological challenges such as mismatches between psychological tools and LLMs' capabilities, as well as inconsistencies in evaluation practices, this study aims to propose future directions for developing more interpretable, robust, and generalizable psychological assessment frameworks for LLMs.

Exact Computation of Any-Order Shapley Interactions for Graph Neural Networks

Maximilian Muschalik, Fabian Fumagalli, Paolo Frazzetto +5

Albeit the ubiquitous use of Graph Neural Networks (GNNs) in machine learning (ML) prediction tasks involving graph-structured data, their interpretability remains challenging. In explainable artificial intelligence (XAI), the Shapley Value (SV) is the predominant method to quantify contributions of individual features to a ML model's output. Addressing the limitations of SVs in complex prediction models, Shapley Interactions (SIs) extend the SV to groups of features. In this work, we explain single graph predictions of GNNs with SIs that quantify node contributions and interactions among multiple nodes. By exploiting the GNN architecture, we show that the structure of interactions in node embeddings are preserved for graph prediction. As a result, the exponential complexity of SIs depends only on the receptive fields, i.e. the message-passing ranges determined by the connectivity of the graph and the number of convolutional layers. Based on our theoretical results, we introduce GraphSHAP-IQ, an efficient approach to compute any-order SIs exactly. GraphSHAP-IQ is applicable to popular message passing techniques in conjunction with a linear global pooling and output layer. We showcase that GraphSHAP-IQ substantially reduces the exponential complexity of computing exact SIs on multiple benchmark datasets. Beyond exact computation, we evaluate GraphSHAP-IQ's approximation of SIs on popular GNN architectures and compare with existing baselines. Lastly, we visualize SIs of real-world water distribution networks and molecule structures using a SI-Graph.

Pumpkin leaf diseases are significant threats to agricultural productivity, requiring a timely and precise diagnosis for effective management. Traditional identification methods are laborious and susceptible to human error, emphasizing the necessity for automated solutions. This study employs on the "Pumpkin Leaf Disease Dataset", that comprises of 2000 high-resolution images separated into five categories. Downy mildew, powdery mildew, mosaic disease, bacterial leaf spot, and healthy leaves. The dataset was rigorously assembled from several agricultural fields to ensure a strong representation for model training. We explored many proficient deep learning architectures, including DenseNet201, DenseNet121, DenseNet169, Xception, ResNet50, ResNet101 and InceptionResNetV2, and observed that ResNet50 performed most effectively, with an accuracy of 90.5% and comparable precision, recall, and F1-Score. We used Explainable AI (XAI) approaches like Grad-CAM, Grad-CAM++, Score-CAM, and Layer-CAM to provide meaningful representations of model decision-making processes, which improved understanding and trust in automated disease diagnostics. These findings demonstrate ResNet50's potential to revolutionize pumpkin leaf disease detection, allowing for earlier and more accurate treatments.

In rapidly urbanizing regions, designing climate-responsive urban forms is crucial for sustainable development, especially in dry arid-climates where urban morphology has a significant impact on energy consumption and environmental performance. This study advances urban morphology evaluation by combining Urban Building Energy Modeling (UBEM) with machine learning methods (ML) and Explainable AI techniques, specifically Shapley Additive Explanations (SHAP). Using Tehran's dense urban landscape as a case study, this research assesses and ranks the impact of 30 morphology parameters at the urban block level on key energy metrics (cooling, heating, and lighting demand) and environmental performance (sunlight exposure, photovoltaic generation, and Sky View Factor). Among seven ML algorithms evaluated, the XGBoost model was the most effective predictor, achieving high accuracy (R2: 0.92) and a training time of 3.64 seconds. Findings reveal that building shape, window-to-wall ratio, and commercial ratio are the most critical parameters affecting energy efficiency, while the heights and distances of neighboring buildings strongly influence cooling demand and solar access. By evaluating urban blocks with varied densities and configurations, this study offers generalizable insights applicable to other dry-arid regions. Moreover, the integration of UBEM and Explainable AI offers a scalable, data-driven framework for developing climate-responsive urban designs adaptable to high-density environments worldwide.

LLMs demand significant computational resources for both pre-training and fine-tuning, requiring distributed computing capabilities due to their large model sizes \cite{sastry2024computing}. Their complex architecture poses challenges throughout the entire AI lifecycle, from data collection to deployment and monitoring \cite{OECD_AIlifecycle}. Addressing critical AI system challenges, such as explainability, corrigibility, interpretability, and hallucination, necessitates a systematic methodology and rigorous benchmarking \cite{guldimann2024complai}. To effectively improve AI systems, we must precisely identify systemic vulnerabilities through quantitative evaluation, bolstering system trustworthiness. The enactment of the EU AI Act \cite{EUAIAct} by the European Parliament on March 13, 2024, establishing the first comprehensive EU-wide requirements for the development, deployment, and use of AI systems, further underscores the importance of tools and methodologies such as Z-Inspection. It highlights the need to enrich this methodology with practical benchmarks to effectively address the technical challenges posed by AI systems. To this end, we have launched a project that is part of the AI Safety Bulgaria initiatives \cite{AI_Safety_Bulgaria}, aimed at collecting and categorizing AI benchmarks. This will enable practitioners to identify and utilize these benchmarks throughout the AI system lifecycle.

This article presents the design of an open-API-based explainable AI (XAI) service to provide feature contribution explanations for cloud AI services. Cloud AI services are widely used to develop domain-specific applications with precise learning metrics. However, the underlying cloud AI services remain opaque on how the model produces the prediction. We argue that XAI operations are accessible as open APIs to enable the consolidation of the XAI operations into the cloud AI services assessment. We propose a design using a microservice architecture that offers feature contribution explanations for cloud AI services without unfolding the network structure of the cloud models. We can also utilize this architecture to evaluate the model performance and XAI consistency metrics showing cloud AI services trustworthiness. We collect provenance data from operational pipelines to enable reproducibility within the XAI service. Furthermore, we present the discovery scenarios for the experimental tests regarding model performance and XAI consistency metrics for the leading cloud vision AI services. The results confirm that the architecture, based on open APIs, is cloud-agnostic. Additionally, data augmentations result in measurable improvements in XAI consistency metrics for cloud AI services.

Graph Neural Networks (GNNs) are a powerful technique for machine learning on graph-structured data, yet they pose challenges in interpretability. Existing GNN explanation methods usually yield technical outputs, such as subgraphs and feature importance scores, that are difficult for non-data scientists to understand and thereby violate the purpose of explanations. Motivated by recent Explainable AI (XAI) research, we propose GraphXAIN, a method that generates natural language narratives explaining GNN predictions. GraphXAIN is a model- and explainer-agnostic method that uses Large Language Models (LLMs) to translate explanatory subgraphs and feature importance scores into coherent, story-like explanations of GNN decision-making processes. Evaluations on real-world datasets demonstrate GraphXAIN's ability to improve graph explanations. A survey of machine learning researchers and practitioners reveals that GraphXAIN enhances four explainability dimensions: understandability, satisfaction, convincingness, and suitability for communicating model predictions. When combined with another graph explainer method, GraphXAIN further improves trustworthiness, insightfulness, confidence, and usability. Notably, 95% of participants found GraphXAIN to be a valuable addition to the GNN explanation method. By incorporating natural language narratives, our approach serves both graph practitioners and non-expert users by providing clearer and more effective explanations.

Measuring User Understanding in Dialogue-based XAI Systems

Dimitry Mindlin, Amelie Sophie Robrecht, Michael Morasch +1

The field of eXplainable Artificial Intelligence (XAI) is increasingly recognizing the need to personalize and/or interactively adapt the explanation to better reflect users' explanation needs. While dialogue-based approaches to XAI have been proposed recently, the state-of-the-art in XAI is still characterized by what we call one-shot, non-personalized and one-way explanations. In contrast, dialogue-based systems that can adapt explanations through interaction with a user promise to be superior to GUI-based or dashboard explanations as they offer a more intuitive way of requesting information. In general, while interactive XAI systems are often evaluated in terms of user satisfaction, there are limited studies that access user's objective model understanding. This is in particular the case for dialogue-based XAI approaches. In this paper, we close this gap by carrying out controlled experiments within a dialogue framework in which we measure understanding of users in three phases by asking them to simulate the predictions of the model they are learning about. By this, we can quantify the level of (improved) understanding w.r.t. how the model works, comparing the state prior, and after the interaction. We further analyze the data to reveal patterns of how the interaction between groups with high vs. low understanding gain differ. Overall, our work thus contributes to our understanding about the effectiveness of XAI approaches.

Incorporating Explanations into Human-Machine Interfaces for Trust and Situation Awareness in Autonomous Vehicles

Shahin Atakishiyev, Mohammad Salameh, Randy Goebel

Autonomous vehicles often make complex decisions via machine learning-based predictive models applied to collected sensor data. While this combination of methods provides a foundation for real-time actions, self-driving behavior primarily remains opaque to end users. In this sense, explainability of real-time decisions is a crucial and natural requirement for building trust in autonomous vehicles. Moreover, as autonomous vehicles still cause serious traffic accidents for various reasons, timely conveyance of upcoming hazards to road users can help improve scene understanding and prevent potential risks. Hence, there is also a need to supply autonomous vehicles with user-friendly interfaces for effective human-machine teaming. Motivated by this problem, we study the role of explainable AI and human-machine interface jointly in building trust in vehicle autonomy. We first present a broad context of the explanatory human-machine systems with the "3W1H" (what, whom, when, how) approach. Based on these findings, we present a situation awareness framework for calibrating users' trust in self-driving behavior. Finally, we perform an experiment on our framework, conduct a user study on it, and validate the empirical findings with hypothesis testing.

Diffusion-based Iterative Counterfactual Explanations for Fetal Ultrasound Image Quality Assessment

Paraskevas Pegios, Manxi Lin, Nina Weng +6

Obstetric ultrasound image quality is crucial for accurate diagnosis and monitoring of fetal health. However, acquiring high-quality standard planes is difficult, influenced by the sonographer's expertise and factors like the maternal BMI or fetus dynamics. In this work, we explore diffusion-based counterfactual explainable AI to generate realistic, high-quality standard planes from low-quality non-standard ones. Through quantitative and qualitative evaluation, we demonstrate the effectiveness of our approach in generating plausible counterfactuals of increased quality. This shows future promise for enhancing training of clinicians by providing visual feedback and potentially improving standard plane quality and acquisition for downstream diagnosis and monitoring.