Responsible AI research from arXiv, ranked by citations from
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1,281 papers in 1 topic
Santhosh G S, Akshay Govind S, Gokul S Krishnan +2
Large Language Models (LLMs) have gained significant traction across critical domains owing to their impressive contextual understanding and generative capabilities. However, their increasing deployment in high stakes applications necessitates rigorous evaluation of embedded biases, particularly in culturally diverse contexts like India where existing embedding-based bias assessment methods often fall short in capturing nuanced stereotypes. We propose an evaluation framework based on a encoder trained using contrastive learning that captures fine-grained bias through embedding similarity. We also introduce a novel dataset - IndiCASA (IndiBias-based Contextually Aligned Stereotypes and Anti-stereotypes) comprising 2,575 human-validated sentences spanning five demographic axes: caste, gender, religion, disability, and socioeconomic status. Our evaluation of multiple open-weight LLMs reveals that all models exhibit some degree of stereotypical bias, with disability related biases being notably persistent, and religion bias generally lower likely due to global debiasing efforts demonstrating the need for fairer model development.
Maedeh Zarvandi, Michael Timothy, Theresa Wasserer +1
Self-supervised learning (SSL) learns representations from massive unlabeled data, yet the resulting models typically operate as black boxes, necessitating domain-specific explanations. We introduce KREPES, a unified framework to analytically interpret the learned representations of SSL objectives, including SimCLR, BYOL, and VICReg. By bridging empirical neural tangent kernel approximations of neural networks with the Representer Theorem for kernels, we express the learned latent space directly via "Representer Landmarks", which are the representations of influential unlabeled training examples. We introduce novel metrics, "Sample-Specific Influence Score", "Concept-Conditioned Influence Score" and "Feature Alignment Gap", to quantify the transparency of the learned representations. KREPES enables direct audit of the latent space without supervision, for example, revealing an algorithmic bias in the Adult-1M dataset where SSL uses demographic proxies for income. Finally, to ensure scalability to benchmarks with 1M+ samples (ImageNet-1K, Adult-1M), KREPES introduces a novel Nyström approximation-based analytical inference framework for SSL objectives.
Abdul Rahman, Bumshik Lee
Osteoporosis silently erodes skeletal integrity worldwide; however, early detection through imaging can prevent most fragility fractures. Artificial intelligence (AI) methods now mine routine Dual-energy X-ray Absorptiometry (DXA), X-ray, Computed Tomography (CT), and Magnetic Resonance Imaging (MRI) scans for subtle, clinically actionable markers, but the literature is fragmented. This survey unifies the field through a tri-axial framework that couples imaging modalities with clinical tasks and AI methodologies (classical machine learning, convolutional neural networks (CNNs), transformers, self-supervised learning, and explainable AI). Following a concise clinical and technical primer, we detail our Preferred Reporting Items for Systematic Reviews and Meta-Analyses (PRISMA)-guided search strategy, introduce the taxonomy via a roadmap figure, and synthesize cross-study insights on data scarcity, external validation, and interpretability. By identifying emerging trends, open challenges, and actionable research directions, this review provides AI scientists, medical imaging researchers, and musculoskeletal clinicians with a clear compass to accelerate rigorous, patient-centered innovation in osteoporosis care. The project page of this survey can also be found on Github.
Alicia E. Boyd
As the field of artificial intelligence (AI) and machine learning (ML) continues to prioritize fairness and the concern for historically marginalized communities, the importance of intersectionality in AI research has gained significant recognition. However, few studies provide practical guidance on how researchers can effectively incorporate intersectionality into critical praxis. In response, this paper presents a comprehensive framework grounded in critical reflexivity as intersectional praxis. Operationalizing intersectionality within the AI/DS (Artificial Intelligence/Data Science) pipeline, Quantitative Intersectional Data (QUINTA) is introduced as a methodological paradigm that challenges conventional and superficial research habits, particularly in data-centric processes, to identify and mitigate negative impacts such as the inadvertent marginalization caused by these practices. The framework centers researcher reflexivity to call attention to the AI researchers' power in creating and analyzing AI/DS artifacts through data-centric approaches. To illustrate the effectiveness of QUINTA, we provide a reflexive AI/DS researcher demonstration utilizing the \#metoo movement as a case study. Note: This paper was accepted as a poster presentation at Equity and Access in Algorithms, Mechanisms, and Optimization (EAAMO) Conference in 2023.
Sarahana Shrestha, Aparna S. Varde, Pankaj Lal
This study deploys methods in explainable artificial intelligence (XAI), e.g. decision trees and Pearson's correlation coefficient (PCC), to investigate electricity usage in multiple locales. It addresses the vital issue of energy burden, i.e. total amount spent on energy divided by median household income. Socio-demographic data is analyzed with energy features, especially using decision trees and PCC, providing explainable predictors on factors affecting energy burden. Based on the results of the analysis, a pilot energy equity web portal is designed along with a novel energy burden calculator. Leveraging XAI, this portal (with its calculator) serves as a prototype information system that can offer tailored actionable advice to multiple energy stakeholders. The ultimate goal of this study is to promote greater energy equity through the adaptation of XAI methods for energy-related analysis with suitable recommendations.
Betty Mayeku, Sandra Hummel, Parisa Memarmoshrefi
Machine Unlearning (MU) has emerged as a promising approach to addressing persistent challenges in Machine Learning (ML) systems. By enabling the selective removal of learned data, MU introduces protective, corrective, and adaptive capabilities that are central to advancing Responsible and Adaptive AI. However, despite its growing prominence in other domains, MU remains underexplored within education, a sector uniquely characterized by sensitive learner data, dynamic environments, and the high-stakes implications of algorithmic decision-making. This paper examines the potential of MU as both a mechanism for operationalizing Responsible AI principles and a foundation for Adaptive AI in ML-driven educational systems. Drawing on a structured review of 42 peer-reviewed studies, the paper analyzes key MU mechanisms and technical variants, and how they contribute to the practical realization of Responsible and Adaptive AI. Four core intervention domains where MU demonstrates significant promise are identified: privacy protection, resilience to adversarial or corrupted data, fairness through bias mitigation, and adaptability to evolving contexts. Furthermore, MU interventions are mapped to the technical, ethical, and pedagogical challenges inherent in educational AI. This mapping illustrates the role of MU as a strategic mechanism for enhancing compliance, reinforcing ethical safeguards, and supporting adaptability by ensuring that models remain flexible, maintainable, and contextually relevant over time. As a conceptual contribution, the paper introduces MU4RAAI, a reference architecture integrating MU within Responsible and Adaptive AI frameworks for educational contexts. MU is thus positioned not merely as a data deletion process but as a transformative approach for ensuring that educational AI systems remain ethical, adaptive, and trustworthy.
Chanhou Lou
Traditional fair use can no longer respond to the challenges posed by generative AI. Drawing on a comparative analysis of China's Ultraman and the U.S. cases Bartz v. Anthropic and Kadrey v. Meta, this article proposes "Develop-Fair Use" (DFU). DFU treats AI fair use (AIFU) not as a fixed exception but as a dynamic tool of judicial balancing that shifts analysis from closed scenarios to an evaluative rule for open-ended contexts. The judicial focus moves from formal classification of facts to a substantive balancing of competition in relevant markets. Although China and the U.S. follow different paths, both reveal this logic: Ultraman, by articulating a "four-context analysis," creates institutional space for AI industry development; the debate over the fourth factor, market impact, in the two U.S. cases, especially Kadrey's "market dilution" claim, expands review from substitution in copyright markets to wider industrial competition. The core of DFU is to recognize and balance the tension in relevant markets between an emerging AI industry that invokes fair use to build its markets and a publishing industry that develops markets, including one for "training licenses," to resist fair use. The boundary of fair use is therefore not a product of pure legal deduction but a case-specific factual judgment grounded in evolving market realities. This approach aims both to trim excess copyright scope and to remedy shortfalls in market competition.
Marco N. Bochernitsan, Rodrigo C. Barros, Lucas S. Kupssinskü
Achieving fairness in text-to-image generation demands mitigating social biases without compromising visual fidelity, a challenge critical to responsible AI. Current fairness evaluation procedures for text-to-image models rely on qualitative judgment or narrow comparisons, which limit the capacity to assess both fairness and utility in these models and prevent reproducible assessment of debiasing methods. Existing approaches typically employ ad-hoc, human-centered visual inspections that are both error-prone and difficult to replicate. We propose a method for evaluating fairness and utility in text-to-image models using Pareto-optimal frontiers across hyperparametrization of debiasing methods. Our method allows for comparison between distinct text-to-image models, outlining all configurations that optimize fairness for a given utility and vice-versa. To illustrate our evaluation method, we use Normalized Shannon Entropy and ClipScore for fairness and utility evaluation, respectively. We assess fairness and utility in Stable Diffusion, Fair Diffusion, SDXL, DeCoDi, and FLUX text-to-image models. Our method shows that most default hyperparameterizations of the text-to-image model are dominated solutions in the fairness-utility space, and it is straightforward to find better hyperparameters.
Colleen V. Chien, Anna Zink, Irene Y. Chen
As algorithms increasingly take on critical roles in high-stakes areas such as credit scoring, housing, and employment, civil enforcement actions have emerged as a powerful tool for countering potential discrimination. These legal actions increasingly draw on algorithmic fairness research to inform questions such as how to define and detect algorithmic discrimination. However, current algorithmic fairness research, while theoretically rigorous, often fails to address the practical needs of legal investigations. We identify and analyze 15 civil enforcement actions in the United States including regulatory enforcement, class action litigation, and individual lawsuits to identify practical challenges in algorithmic discrimination cases that machine learning research can help address. Our analysis reveals five key research gaps within existing algorithmic bias research, presenting practical opportunities for more aligned research: 1) finding an equally accurate and less discriminatory algorithm, 2) cascading algorithmic bias, 3) quantifying disparate impact, 4) navigating information barriers, and 5) handling missing protected group information. We provide specific recommendations for developing tools and methodologies that can strengthen legal action against unfair algorithms.
Hari Krishna Neupane, Bhupesh Kumar Mishra
The integration of Artificial Intelligence (AI) into healthcare systems in low-resource settings, such as Nepal and Ghana, presents transformative opportunities to improve personalized patient care, optimize resources, and address medical professional shortages. This paper presents a survey-based evaluation and insights from Nepal and Ghana, highlighting major obstacles such as data privacy, reliability, and trust issues. Quantitative and qualitative field studies reveal critical metrics, including 85% of respondents identifying ethical oversight as a key concern, and 72% emphasizing the need for localized governance structures. Building on these findings, we propose a draft Responsible AI (RAI) Framework tailored to resourceconstrained environments in these countries. Key elements of the framework include ethical guidelines, regulatory compliance mechanisms, and contextual validation approaches to mitigate bias and ensure equitable healthcare outcomes.
E. Ulises Moya-Sánchez, Abraham Sánchez-Perez, Raúl Nanclares Da Veiga +6
Diabetic Retinopathy (DR) is a leading cause of vision loss in working-age individuals. Early detection of DR can reduce the risk of vision loss by up to 95%, but a shortage of retinologists and challenges in timely examination complicate detection. Artificial Intelligence (AI) models using retinal fundus photographs (RFPs) offer a promising solution. However, adoption in clinical settings is hindered by low-quality data and biases that may lead AI systems to learn unintended features. To address these challenges, we developed RAIS-DR, a Responsible AI System for DR screening that incorporates ethical principles across the AI lifecycle. RAIS-DR integrates efficient convolutional models for preprocessing, quality assessment, and three specialized DR classification models. We evaluated RAIS-DR against the FDA-approved EyeArt system on a local dataset of 1,046 patients, unseen by both systems. RAIS-DR demonstrated significant improvements, with F1 scores increasing by 5-12%, accuracy by 6-19%, and specificity by 10-20%. Additionally, fairness metrics such as Disparate Impact and Equal Opportunity Difference indicated equitable performance across demographic subgroups, underscoring RAIS-DR's potential to reduce healthcare disparities. These results highlight RAIS-DR as a robust and ethically aligned solution for DR screening in clinical settings. The code, weights of RAIS-DR are available at https://gitlab.com/inteligencia-gubernamental-jalisco/jalisco-retinopathy with RAIL.
Benjamin J. Carroll, Jianlong Zhou, Paul F. Burke +1
As AI systems increasingly permeate everyday life, designers and developers face mounting pressure to balance innovation with ethical design choices. To date, the operationalisation of AI ethics has predominantly depended on frameworks that prescribe which ethical principles should be embedded within AI systems. However, the extent to which users value these principles remains largely unexplored in the existing literature. In a discrete choice experiment conducted in four countries, we quantify user preferences for 11 ethical principles. Our findings indicate that, while users generally prioritise privacy, justice & fairness, and transparency, their preferences exhibit significant variation based on culture and application context. Latent class analysis further revealed four distinct user cohorts, the largest of which is ethically disengaged and defers to regulatory oversight. Our findings offer (1) empirical evidence of uneven user prioritisation of AI ethics principles, (2) actionable guidance for operationalising ethics tailored to culture and context, (3) support for the development of robust regulatory mechanisms, and (4) a foundation for advancing a user-centred approach to AI ethics, motivated independently from abstract moral theory.
74% published 2023+
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