Research Papers

Higher-Order Explanations of Graph Neural Networks via Relevant Walks

Thomas Schnake, Oliver Eberle, Jonas Lederer +4

Graph Neural Networks (GNNs) are a popular approach for predicting graph structured data. As GNNs tightly entangle the input graph into the neural network structure, common explainable AI approaches are not applicable. To a large extent, GNNs have remained black-boxes for the user so far. In this paper, we show that GNNs can in fact be naturally explained using higher-order expansions, i.e. by identifying groups of edges that jointly contribute to the prediction. Practically, we find that such explanations can be extracted using a nested attribution scheme, where existing techniques such as layer-wise relevance propagation (LRP) can be applied at each step. The output is a collection of walks into the input graph that are relevant for the prediction. Our novel explanation method, which we denote by GNN-LRP, is applicable to a broad range of graph neural networks and lets us extract practically relevant insights on sentiment analysis of text data, structure-property relationships in quantum chemistry, and image classification.

The Shapley value has become popular in the Explainable AI (XAI) literature, thanks, to a large extent, to a solid theoretical foundation, including four "favourable and fair" axioms for attribution in transferable utility games. The Shapley value is provably the only solution concept satisfying these axioms. In this paper, we introduce the Shapley value and draw attention to its recent uses as a feature selection tool. We call into question this use of the Shapley value, using simple, abstract "toy" counterexamples to illustrate that the axioms may work against the goals of feature selection. From this, we develop a number of insights that are then investigated in concrete simulation settings, with a variety of Shapley value formulations, including SHapley Additive exPlanations (SHAP) and Shapley Additive Global importancE (SAGE).

Human-centered Explainable AI: Towards a Reflective Sociotechnical Approach

Upol Ehsan, Mark O. Riedl

Explanations--a form of post-hoc interpretability--play an instrumental role in making systems accessible as AI continues to proliferate complex and sensitive sociotechnical systems. In this paper, we introduce Human-centered Explainable AI (HCXAI) as an approach that puts the human at the center of technology design. It develops a holistic understanding of "who" the human is by considering the interplay of values, interpersonal dynamics, and the socially situated nature of AI systems. In particular, we advocate for a reflective sociotechnical approach. We illustrate HCXAI through a case study of an explanation system for non-technical end-users that shows how technical advancements and the understanding of human factors co-evolve. Building on the case study, we lay out open research questions pertaining to further refining our understanding of "who" the human is and extending beyond 1-to-1 human-computer interactions. Finally, we propose that a reflective HCXAI paradigm-mediated through the perspective of Critical Technical Practice and supplemented with strategies from HCI, such as value-sensitive design and participatory design--not only helps us understand our intellectual blind spots, but it can also open up new design and research spaces.

Quantus: An Explainable AI Toolkit for Responsible Evaluation of Neural Network Explanations and Beyond

Anna Hedström, Leander Weber, Dilyara Bareeva +5

The evaluation of explanation methods is a research topic that has not yet been explored deeply, however, since explainability is supposed to strengthen trust in artificial intelligence, it is necessary to systematically review and compare explanation methods in order to confirm their correctness. Until now, no tool with focus on XAI evaluation exists that exhaustively and speedily allows researchers to evaluate the performance of explanations of neural network predictions. To increase transparency and reproducibility in the field, we therefore built Quantus -- a comprehensive, evaluation toolkit in Python that includes a growing, well-organised collection of evaluation metrics and tutorials for evaluating explainable methods. The toolkit has been thoroughly tested and is available under an open-source license on PyPi (or on https://github.com/understandable-machine-intelligence-lab/Quantus/).

Trustworthy AI: A Computational Perspective

Haochen Liu, Yiqi Wang, Wenqi Fan +6

In the past few decades, artificial intelligence (AI) technology has experienced swift developments, changing everyone's daily life and profoundly altering the course of human society. The intention of developing AI is to benefit humans, by reducing human labor, bringing everyday convenience to human lives, and promoting social good. However, recent research and AI applications show that AI can cause unintentional harm to humans, such as making unreliable decisions in safety-critical scenarios or undermining fairness by inadvertently discriminating against one group. Thus, trustworthy AI has attracted immense attention recently, which requires careful consideration to avoid the adverse effects that AI may bring to humans, so that humans can fully trust and live in harmony with AI technologies. Recent years have witnessed a tremendous amount of research on trustworthy AI. In this survey, we present a comprehensive survey of trustworthy AI from a computational perspective, to help readers understand the latest technologies for achieving trustworthy AI. Trustworthy AI is a large and complex area, involving various dimensions. In this work, we focus on six of the most crucial dimensions in achieving trustworthy AI: (i) Safety & Robustness, (ii) Non-discrimination & Fairness, (iii) Explainability, (iv) Privacy, (v) Accountability & Auditability, and (vi) Environmental Well-Being. For each dimension, we review the recent related technologies according to a taxonomy and summarize their applications in real-world systems. We also discuss the accordant and conflicting interactions among different dimensions and discuss potential aspects for trustworthy AI to investigate in the future.

AI Safety Gridworlds

Jan Leike, Miljan Martic, Victoria Krakovna +5

We present a suite of reinforcement learning environments illustrating various safety properties of intelligent agents. These problems include safe interruptibility, avoiding side effects, absent supervisor, reward gaming, safe exploration, as well as robustness to self-modification, distributional shift, and adversaries. To measure compliance with the intended safe behavior, we equip each environment with a performance function that is hidden from the agent. This allows us to categorize AI safety problems into robustness and specification problems, depending on whether the performance function corresponds to the observed reward function. We evaluate A2C and Rainbow, two recent deep reinforcement learning agents, on our environments and show that they are not able to solve them satisfactorily.

As AI is increasingly being adopted into application solutions, the challenge of supporting interaction with humans is becoming more apparent. Partly this is to support integrated working styles, in which humans and intelligent systems cooperate in problem-solving, but also it is a necessary step in the process of building trust as humans migrate greater responsibility to such systems. The challenge is to find effective ways to communicate the foundations of AI-driven behaviour, when the algorithms that drive it are far from transparent to humans. In this paper we consider the opportunities that arise in AI planning, exploiting the model-based representations that form a familiar and common basis for communication with users, while acknowledging the gap between planning algorithms and human problem-solving.

Detecting Emergent Intersectional Biases: Contextualized Word Embeddings Contain a Distribution of Human-like Biases

Wei Guo, Aylin Caliskan

With the starting point that implicit human biases are reflected in the statistical regularities of language, it is possible to measure biases in English static word embeddings. State-of-the-art neural language models generate dynamic word embeddings dependent on the context in which the word appears. Current methods measure pre-defined social and intersectional biases that appear in particular contexts defined by sentence templates. Dispensing with templates, we introduce the Contextualized Embedding Association Test (CEAT), that can summarize the magnitude of overall bias in neural language models by incorporating a random-effects model. Experiments on social and intersectional biases show that CEAT finds evidence of all tested biases and provides comprehensive information on the variance of effect magnitudes of the same bias in different contexts. All the models trained on English corpora that we study contain biased representations. Furthermore, we develop two methods, Intersectional Bias Detection (IBD) and Emergent Intersectional Bias Detection (EIBD), to automatically identify the intersectional biases and emergent intersectional biases from static word embeddings in addition to measuring them in contextualized word embeddings. We present the first algorithmic bias detection findings on how intersectional group members are strongly associated with unique emergent biases that do not overlap with the biases of their constituent minority identities. IBD and EIBD achieve high accuracy when detecting the intersectional and emergent biases of African American females and Mexican American females. Our results indicate that biases at the intersection of race and gender associated with members of multiple minority groups, such as African American females and Mexican American females, have the highest magnitude across all neural language models.

Towards Human-centered Explainable AI: A Survey of User Studies for Model Explanations

Yao Rong, Tobias Leemann, Thai-trang Nguyen +6

Explainable AI (XAI) is widely viewed as a sine qua non for ever-expanding AI research. A better understanding of the needs of XAI users, as well as human-centered evaluations of explainable models are both a necessity and a challenge. In this paper, we explore how HCI and AI researchers conduct user studies in XAI applications based on a systematic literature review. After identifying and thoroughly analyzing 97core papers with human-based XAI evaluations over the past five years, we categorize them along the measured characteristics of explanatory methods, namely trust, understanding, usability, and human-AI collaboration performance. Our research shows that XAI is spreading more rapidly in certain application domains, such as recommender systems than in others, but that user evaluations are still rather sparse and incorporate hardly any insights from cognitive or social sciences. Based on a comprehensive discussion of best practices, i.e., common models, design choices, and measures in user studies, we propose practical guidelines on designing and conducting user studies for XAI researchers and practitioners. Lastly, this survey also highlights several open research directions, particularly linking psychological science and human-centered XAI.

Automated Rationale Generation: A Technique for Explainable AI and its Effects on Human Perceptions

Upol Ehsan, Pradyumna Tambwekar, Larry Chan +2

Automated rationale generation is an approach for real-time explanation generation whereby a computational model learns to translate an autonomous agent's internal state and action data representations into natural language. Training on human explanation data can enable agents to learn to generate human-like explanations for their behavior. In this paper, using the context of an agent that plays Frogger, we describe (a) how to collect a corpus of explanations, (b) how to train a neural rationale generator to produce different styles of rationales, and (c) how people perceive these rationales. We conducted two user studies. The first study establishes the plausibility of each type of generated rationale and situates their user perceptions along the dimensions of confidence, humanlike-ness, adequate justification, and understandability. The second study further explores user preferences between the generated rationales with regard to confidence in the autonomous agent, communicating failure and unexpected behavior. Overall, we find alignment between the intended differences in features of the generated rationales and the perceived differences by users. Moreover, context permitting, participants preferred detailed rationales to form a stable mental model of the agent's behavior.

Large Language Models to Identify Social Determinants of Health in Electronic Health Records

Marco Guevara, Shan Chen, Spencer Thomas +11

Social determinants of health (SDoH) have an important impact on patient outcomes but are incompletely collected from the electronic health records (EHR). This study researched the ability of large language models to extract SDoH from free text in EHRs, where they are most commonly documented, and explored the role of synthetic clinical text for improving the extraction of these scarcely documented, yet extremely valuable, clinical data. 800 patient notes were annotated for SDoH categories, and several transformer-based models were evaluated. The study also experimented with synthetic data generation and assessed for algorithmic bias. Our best-performing models were fine-tuned Flan-T5 XL (macro-F1 0.71) for any SDoH, and Flan-T5 XXL (macro-F1 0.70). The benefit of augmenting fine-tuning with synthetic data varied across model architecture and size, with smaller Flan-T5 models (base and large) showing the greatest improvements in performance (delta F1 +0.12 to +0.23). Model performance was similar on the in-hospital system dataset but worse on the MIMIC-III dataset. Our best-performing fine-tuned models outperformed zero- and few-shot performance of ChatGPT-family models for both tasks. These fine-tuned models were less likely than ChatGPT to change their prediction when race/ethnicity and gender descriptors were added to the text, suggesting less algorithmic bias (p<0.05). At the patient-level, our models identified 93.8% of patients with adverse SDoH, while ICD-10 codes captured 2.0%. Our method can effectively extracted SDoH information from clinic notes, performing better compare to GPT zero- and few-shot settings. These models could enhance real-world evidence on SDoH and aid in identifying patients needing social support.

We propose a framework for interactive and explainable machine learning that enables users to (1) understand machine learning models; (2) diagnose model limitations using different explainable AI methods; as well as (3) refine and optimize the models. Our framework combines an iterative XAI pipeline with eight global monitoring and steering mechanisms, including quality monitoring, provenance tracking, model comparison, and trust building. To operationalize the framework, we present explAIner, a visual analytics system for interactive and explainable machine learning that instantiates all phases of the suggested pipeline within the commonly used TensorBoard environment. We performed a user-study with nine participants across different expertise levels to examine their perception of our workflow and to collect suggestions to fill the gap between our system and framework. The evaluation confirms that our tightly integrated system leads to an informed machine learning process while disclosing opportunities for further extensions.