Responsible AI research from arXiv, ranked by citations from
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6,810 papers
Tingting Zhu, Nic Dunkley, Joachim Behar +2
With the rapid increase in volume of time series medical data available through wearable devices, there is a need to employ automated algorithms to label data. Examples of labels include interventions, changes in activity (e.g. sleep) and changes in physiology (e.g. arrhythmias). However, automated algorithms tend to be unreliable resulting in lower quality care. Expert annotations are scarce, expensive, and prone to significant inter- and intra-observer variance. To address these problems, a Bayesian Continuous-valued Label Aggregator(BCLA) is proposed to provide a reliable estimation of label aggregation while accurately infer the precision and bias of each algorithm. The BCLA was applied to QT interval (pro-arrhythmic indicator) estimation from the electrocardiogram using labels from the 2006 PhysioNet/Computing in Cardiology Challenge database. It was compared to the mean, median, and a previously proposed Expectation Maximization (EM) label aggregation approaches. While accurately predicting each labelling algorithm's bias and precision, the root-mean-square error of the BCLA was 11.78$\pm$0.63ms, significantly outperforming the best Challenge entry (15.37$\pm$2.13ms) as well as the EM, mean, and median voting strategies (14.76$\pm$0.52ms, 17.61$\pm$0.55ms, and 14.43$\pm$0.57ms respectively with $p<0.0001$).
Qi Yang, Marlo Ongpin, Sergey Nikolenko +2
The opaqueness of modern digital advertising, exemplified by platforms such as Meta Ads, raises concerns regarding their autonomous control over audience targeting, pricing structures, and ad relevancy assessments. Locked in their leading positions by network effects, ``Metas and Googles of the world'' attract countless advertisers who rely on intuition, with billions of dollars lost on ineffective social media ads. The platforms' algorithms use huge amounts of data unavailable to advertisers, and the algorithms themselves are opaque as well. This lack of transparency hinders the advertisers' ability to make informed decisions and necessitates efforts to promote transparency, standardize industry metrics, and strengthen regulatory frameworks. In this work, we propose novel ways to assist marketers in optimizing their advertising strategies via machine learning techniques designed to analyze and evaluate content, in particular, predict the click-through rates (CTR) of novel advertising content. Another important problem is that large volumes of data available in the competitive landscape, e.g., competitors' ads, impede the ability of marketers to derive meaningful insights. This leads to a pressing need for a novel approach that would allow us to summarize and comprehend complex data. Inspired by the success of ChatGPT in bridging the gap between large language models (LLMs) and a broader non-technical audience, we propose a novel system that facilitates marketers in data interpretation, called SODA, that merges LLMs with explainable AI, enabling better human-AI collaboration with an emphasis on the domain of digital marketing and advertising. By combining LLMs and explainability features, in particular modern text-image models, we aim to improve the synergy between human marketers and AI systems.
Pir Bakhsh Khokhar, Viviana Pentangelo, Fabio Palomba +1
Diabetes mellitus (DM) is a global health issue of significance that must be diagnosed as early as possible and managed well. This study presents a framework for diabetes prediction using Machine Learning (ML) models, complemented with eXplainable Artificial Intelligence (XAI) tools, to investigate both the predictive accuracy and interpretability of the predictions from ML models. Data Preprocessing is based on the Synthetic Minority Oversampling Technique (SMOTE) and feature scaling used on the Diabetes Binary Health Indicators dataset to deal with class imbalance and variability of clinical features. The ensemble model provided high accuracy, with a test accuracy of 92.50% and an ROC-AUC of 0.975. BMI, Age, General Health, Income, and Physical Activity were the most influential predictors obtained from the model explanations. The results of this study suggest that ML combined with XAI is a promising means of developing accurate and computationally transparent tools for use in healthcare systems.
Melissa Kazemi Rad, Huy Nghiem, Andy Luo +3
Large Language Models (LLMs) have demonstrated powerful capabilities that render them valuable in different applications, including conversational AI products. It is paramount to ensure the security and reliability of these products by mitigating their vulnerabilities towards malicious user interactions, which can lead to the exposure of great risks and reputational repercussions. In this work, we present a comprehensive study on the efficacy of fine-tuning and aligning Chain-of-Thought (CoT) responses of different LLMs that serve as input moderation guardrails. We systematically explore various tuning methods by leveraging a small set of training data to adapt these models as proxy defense mechanisms to detect malicious inputs and provide a reasoning for their verdicts, thereby preventing the exploitation of conversational agents. We rigorously evaluate the efficacy and robustness of different tuning strategies to generalize across diverse adversarial and malicious query types. Our experimental results outline the potential of alignment processes tailored to a varied range of harmful input queries, even with constrained data resources. These techniques significantly enhance the safety of conversational AI systems and provide a feasible framework for deploying more secure and trustworthy AI-driven interactions.
Ajay Kumar Shrestha, Ankur Barthwal, Molly Campbell +4
This systematic literature review investigates perceptions, concerns, and expectations of young digital citizens regarding privacy in artificial intelligence (AI) systems, focusing on social media platforms, educational technology, gaming systems, and recommendation algorithms. Using a rigorous methodology, the review started with 2,000 papers, narrowed down to 552 after initial screening, and finally refined to 108 for detailed analysis. Data extraction focused on privacy concerns, data-sharing practices, the balance between privacy and utility, trust factors in AI, transparency expectations, and strategies to enhance user control over personal data. Findings reveal significant privacy concerns among young users, including a perceived lack of control over personal information, potential misuse of data by AI, and fears of data breaches and unauthorized access. These issues are worsened by unclear data collection practices and insufficient transparency in AI applications. The intention to share data is closely associated with perceived benefits and data protection assurances. The study also highlights the role of parental mediation and the need for comprehensive education on data privacy. Balancing privacy and utility in AI applications is crucial, as young digital citizens value personalized services but remain wary of privacy risks. Trust in AI is significantly influenced by transparency, reliability, predictable behavior, and clear communication about data usage. Strategies to improve user control over personal data include access to and correction of data, clear consent mechanisms, and robust data protection assurances. The review identifies research gaps and suggests future directions, such as longitudinal studies, multicultural comparisons, and the development of ethical AI frameworks. The findings have significant implications for policy development and educational initiatives
Yedi Zhang, Yufan Cai, Xinyue Zuo +9
Large Language Models (LLMs) have emerged as a transformative AI paradigm, profoundly influencing daily life through their exceptional language understanding and contextual generation capabilities. Despite their remarkable performance, LLMs face a critical challenge: the propensity to produce unreliable outputs due to the inherent limitations of their learning-based nature. Formal methods (FMs), on the other hand, are a well-established computation paradigm that provides mathematically rigorous techniques for modeling, specifying, and verifying the correctness of systems. FMs have been extensively applied in mission-critical software engineering, embedded systems, and cybersecurity. However, the primary challenge impeding the deployment of FMs in real-world settings lies in their steep learning curves, the absence of user-friendly interfaces, and issues with efficiency and adaptability. This position paper outlines a roadmap for advancing the next generation of trustworthy AI systems by leveraging the mutual enhancement of LLMs and FMs. First, we illustrate how FMs, including reasoning and certification techniques, can help LLMs generate more reliable and formally certified outputs. Subsequently, we highlight how the advanced learning capabilities and adaptability of LLMs can significantly enhance the usability, efficiency, and scalability of existing FM tools. Finally, we show that unifying these two computation paradigms -- integrating the flexibility and intelligence of LLMs with the rigorous reasoning abilities of FMs -- has transformative potential for the development of trustworthy AI software systems. We acknowledge that this integration has the potential to enhance both the trustworthiness and efficiency of software engineering practices while fostering the development of intelligent FM tools capable of addressing complex yet real-world challenges.
Abdullah Fajar, Setiadi Yazid, Indra Budi
Phishing attacks remain a persistent threat to online security, demanding robust detection methods. This study investigates the use of machine learning to identify phishing URLs, emphasizing the crucial role of feature selection and model interpretability for improved performance. Employing Recursive Feature Elimination, the research pinpointed key features like "length_url," "time_domain_activation" and "Page_rank" as strong indicators of phishing attempts. The study evaluated various algorithms, including CatBoost, XGBoost, and Explainable Boosting Machine, assessing their robustness and scalability. XGBoost emerged as highly efficient in terms of runtime, making it well-suited for large datasets. CatBoost, on the other hand, demonstrated resilience by maintaining high accuracy even with reduced features. To enhance transparency and trustworthiness, Explainable AI techniques, such as SHAP, were employed to provide insights into feature importance. The study's findings highlight that effective feature selection and model interpretability can significantly bolster phishing detection systems, paving the way for more efficient and adaptable defenses against evolving cyber threats
Christina P. Walker, Daniel S. Schiff, Kaylyn Jackson Schiff
This article presents the Political Deepfakes Incidents Database (PDID), a collection of politically-salient deepfakes, encompassing synthetically-created videos, images, and less-sophisticated `cheapfakes.' The project is driven by the rise of generative AI in politics, ongoing policy efforts to address harms, and the need to connect AI incidents and political communication research. The database contains political deepfake content, metadata, and researcher-coded descriptors drawn from political science, public policy, communication, and misinformation studies. It aims to help reveal the prevalence, trends, and impact of political deepfakes, such as those featuring major political figures or events. The PDID can benefit policymakers, researchers, journalists, fact-checkers, and the public by providing insights into deepfake usage, aiding in regulation, enabling in-depth analyses, supporting fact-checking and trust-building efforts, and raising awareness of political deepfakes. It is suitable for research and application on media effects, political discourse, AI ethics, technology governance, media literacy, and countermeasures.
Peter Slattery, Alexander K. Saeri, Emily A. C. Grundy +7
Artificial intelligence (AI) is reshaping society, from video generation to medical diagnosis, coding agents to autonomous vehicles. Yet researchers, policymakers, and technology companies lack shared terminology for discussing AI risks. Consider "privacy": one framework uses this term to describe a model's ability to leak sensitive training data, while another uses it to mean freedom from government surveillance. Conversely, researchers have introduced "Goodhart's law," "specification gaming," "reward hacking," and "mesa-optimization" to describe the same phenomenon of AI systems optimizing for measured proxies rather than intended goals. This terminological diversity creates friction: comparing findings across studies requires mapping between frameworks, and comprehensive risk coverage requires consulting multiple taxonomies that use different organizing principles. This paper addresses this challenge by creating a comprehensive catalog of AI risks. We systematically analyzed every major AI risk framework published to date-74 frameworks containing 1,725 distinct risks-and organized them into a unified system. Our two classification systems reveal important patterns: contrary to common assumptions, human decisions cause nearly as many AI risks (38%) as the AI systems themselves (42%). The work provides practical tools for anyone working on AI safety, from developers conducting risk assessments to policymakers writing regulations to auditors evaluating AI systems. By establishing a common reference point, this repository creates the foundation for more coordinated and comprehensive approaches to managing AI's risks while realizing its benefits.
Yacine Izza, Xuanxiang Huang, Antonio Morgado +3
The uses of machine learning (ML) have snowballed in recent years. In many cases, ML models are highly complex, and their operation is beyond the understanding of human decision-makers. Nevertheless, some uses of ML models involve high-stakes and safety-critical applications. Explainable artificial intelligence (XAI) aims to help human decision-makers in understanding the operation of such complex ML models, thus eliciting trust in their operation. Unfortunately, the majority of past XAI work is based on informal approaches, that offer no guarantees of rigor. Unsurprisingly, there exists comprehensive experimental and theoretical evidence confirming that informal methods of XAI can provide human-decision makers with erroneous information. Logic-based XAI represents a rigorous approach to explainability; it is model-based and offers the strongest guarantees of rigor of computed explanations. However, a well-known drawback of logic-based XAI is the complexity of logic reasoning, especially for highly complex ML models. Recent work proposed distance-restricted explanations, i.e. explanations that are rigorous provided the distance to a given input is small enough. Distance-restricted explainability is tightly related with adversarial robustness, and it has been shown to scale for moderately complex ML models, but the number of inputs still represents a key limiting factor. This paper investigates novel algorithms for scaling up the performance of logic-based explainers when computing and enumerating ML model explanations with a large number of inputs.
Al Amin, Kamrul Hasan, Saleh Zein-Sabatto +3
The healthcare industry has been revolutionized by the convergence of Artificial Intelligence of Medical Things (AIoMT), allowing advanced data-driven solutions to improve healthcare systems. With the increasing complexity of Artificial Intelligence (AI) models, the need for Explainable Artificial Intelligence (XAI) techniques become paramount, particularly in the medical domain, where transparent and interpretable decision-making becomes crucial. Therefore, in this work, we leverage a custom XAI framework, incorporating techniques such as Local Interpretable Model-Agnostic Explanations (LIME), SHapley Additive exPlanations (SHAP), and Gradient-weighted Class Activation Mapping (Grad-Cam), explicitly designed for the domain of AIoMT. The proposed framework enhances the effectiveness of strategic healthcare methods and aims to instill trust and promote understanding in AI-driven medical applications. Moreover, we utilize a majority voting technique that aggregates predictions from multiple convolutional neural networks (CNNs) and leverages their collective intelligence to make robust and accurate decisions in the healthcare system. Building upon this decision-making process, we apply the XAI framework to brain tumor detection as a use case demonstrating accurate and transparent diagnosis. Evaluation results underscore the exceptional performance of the XAI framework, achieving high precision, recall, and F1 scores with a training accuracy of 99% and a validation accuracy of 98%. Combining advanced XAI techniques with ensemble-based deep-learning (DL) methodologies allows for precise and reliable brain tumor diagnoses as an application of AIoMT.
Md. Tanzib Hosain, Mehedi Hasan Anik, Sadman Rafi +3
Artificial Intelligence (AI) is rapidly integrating into various aspects of our daily lives, influencing decision-making processes in areas such as targeted advertising and matchmaking algorithms. As AI systems become increasingly sophisticated, ensuring their transparency and explainability becomes crucial. Functional transparency is a fundamental aspect of algorithmic decision-making systems, allowing stakeholders to comprehend the inner workings of these systems and enabling them to evaluate their fairness and accuracy. However, achieving functional transparency poses significant challenges that need to be addressed. In this paper, we propose a design for user-centered compliant-by-design transparency in transparent systems. We emphasize that the development of transparent and explainable AI systems is a complex and multidisciplinary endeavor, necessitating collaboration among researchers from diverse fields such as computer science, artificial intelligence, ethics, law, and social science. By providing a comprehensive understanding of the challenges associated with transparency in AI systems and proposing a user-centered design framework, we aim to facilitate the development of AI systems that are accountable, trustworthy, and aligned with societal values.
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