Responsible AI research from arXiv, ranked by citations from
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Allen AI ), and enriched with key takeaways
3,349 papers in 1 topic
Aidan O'Gara, Gabriel Kulp, Will Hodgkins +7
Advancements in AI capabilities, driven in large part by scaling up computing resources used for AI training, have created opportunities to address major global challenges but also pose risks of misuse. Hardware-enabled mechanisms (HEMs) can support responsible AI development by enabling verifiable reporting of key properties of AI training activities such as quantity of compute used, training cluster configuration or location, as well as policy enforcement. Such tools can promote transparency and improve security, while addressing privacy and intellectual property concerns. Based on insights from an interdisciplinary workshop, we identify open questions regarding potential implementation approaches, emphasizing the need for further research to ensure robust, scalable solutions.
Afroja Akther, Ayesha Arobee, Abdullah Al Adnan +3
As artificial intelligence (AI) systems become increasingly complex and autonomous, concerns over transparency and accountability have intensified. The "black box" problem in AI decision-making limits stakeholders' ability to understand, trust, and verify outcomes, particularly in high-stakes sectors such as healthcare, finance, and autonomous systems. Blockchain technology, with its decentralized, immutable, and transparent characteristics, presents a potential solution to enhance AI transparency and auditability. This paper explores the integration of blockchain with AI to improve decision traceability, data provenance, and model accountability. By leveraging blockchain as an immutable record-keeping system, AI decision-making can become more interpretable, fostering trust among users and regulatory compliance. However, challenges such as scalability, integration complexity, and computational overhead must be addressed to fully realize this synergy. This study discusses existing research, proposes a framework for blockchain-enhanced AI transparency, and highlights practical applications, benefits, and limitations. The findings suggest that blockchain could be a foundational technology for ensuring AI systems remain accountable, ethical, and aligned with regulatory standards.
Yugin Tan, Kai Xin Soh, Renwen Zhang +4
In social service, administrative burdens and decision-making challenges often hinder practitioners from performing effective casework. Generative AI (GenAI) offers significant potential to streamline these tasks, yet exacerbates concerns about overreliance, algorithmic bias, and loss of identity within the profession. We explore these issues through a two-stage participatory design study. We conducted formative co-design workshops (\textit{n=27}) to create a prototype GenAI tool, followed by contextual inquiry sessions with practitioners (\textit{n=24}) using the tool with real case data. We reveal opportunities for AI integration in documentation, assessment, and worker supervision, while highlighting risks related to GenAI limitations, skill retention, and client safety. Drawing comparisons with GenAI tools in other fields, we discuss design and usage guidelines for such tools in social service practice.
Sonja Rattay, Ville Vakkuri, Marco Rozendaal +1
A plethora of toolkits, checklists, and workshops have been developed to bridge the well-documented gap between AI ethics principles and practice. Yet little is known about effects of such interventions on practitioners. We conducted an ethnographic investigation in a major European city organization that developed and works to integrate an ethics toolkit into city operations. We find that the integration of ethics tools by technical teams destabilises their boundaries, roles, and mandates around responsibilities and decisions. This lead to emotional discomfort and feelings of vulnerability, which neither toolkit designers nor the organization had accounted for. We leverage the concept of moral stress to argue that this affective experience is a core challenge to the successful integration of ethics tools in technical practice. Even in this best case scenario, organisational structures were not able to deal with moral stress that resulted from attempts to implement responsible technology development practices.
Tianhao Li, Tianyu Zeng, Yujia Zheng +6
Deep learning-based medical image segmentation models, such as U-Net, rely on high-quality annotated datasets to achieve accurate predictions. However, the increasing use of generative models for synthetic data augmentation introduces potential risks, particularly in the absence of rigorous quality control. In this paper, we investigate the impact of synthetic MRI data on the robustness and segmentation accuracy of U-Net models for brain tumor segmentation. Specifically, we generate synthetic T1-contrast-enhanced (T1-Ce) MRI scans using a GAN-based model with a shared encoding-decoding framework and shortest-path regularization. To quantify the effect of synthetic data contamination, we train U-Net models on progressively "poisoned" datasets, where synthetic data proportions range from 16.67% to 83.33%. Experimental results on a real MRI validation set reveal a significant performance degradation as synthetic data increases, with Dice coefficients dropping from 0.8937 (33.33% synthetic) to 0.7474 (83.33% synthetic). Accuracy and sensitivity exhibit similar downward trends, demonstrating the detrimental effect of synthetic data on segmentation robustness. These findings underscore the importance of quality control in synthetic data integration and highlight the risks of unregulated synthetic augmentation in medical image analysis. Our study provides critical insights for the development of more reliable and trustworthy AI-driven medical imaging systems.
Philip Moreira Tomei, Rupal Jain, Matija Franklin
This paper argues that market governance mechanisms should be considered a key approach in the governance of artificial intelligence (AI), alongside traditional regulatory frameworks. While current governance approaches have predominantly focused on regulation, we contend that market-based mechanisms offer effective incentives for responsible AI development. We examine four emerging vectors of market governance: insurance, auditing, procurement, and due diligence, demonstrating how these mechanisms can affirm the relationship between AI risk and financial risk while addressing capital allocation inefficiencies. While we do not claim that market forces alone can adequately protect societal interests, we maintain that standardised AI disclosures and market mechanisms can create powerful incentives for safe and responsible AI development. This paper urges regulators, economists, and machine learning researchers to investigate and implement market-based approaches to AI governance.
Julia Barnett, Kimon Kieslich, Natali Helberger +1
The potential for negative impacts of AI has rapidly become more pervasive around the world, and this has intensified a need for responsible AI governance. While many regulatory bodies endorse risk-based approaches and a multitude of risk mitigation practices are proposed by companies and academic scholars, these approaches are commonly expert-centered and thus lack the inclusion of a significant group of stakeholders. Ensuring that AI policies align with democratic expectations requires methods that prioritize the voices and needs of those impacted. In this work we develop a participative and forward-looking approach to inform policy-makers and academics that grounds the needs of lay stakeholders at the forefront and enriches the development of risk mitigation strategies. Our approach (1) maps potential mitigation and prevention strategies of negative AI impacts that assign responsibility to various stakeholders, (2) explores the importance and prioritization thereof in the eyes of laypeople, and (3) presents these insights in policy fact sheets, i.e., a digestible format for informing policy processes. We emphasize that this approach is not targeted towards replacing policy-makers; rather our aim is to present an informative method that enriches mitigation strategies and enables a more participatory approach to policy development.
Akshit Achara, Anshuman Chhabra
AI Safety Moderation (ASM) classifiers are designed to moderate content on social media platforms and to serve as guardrails that prevent Large Language Models (LLMs) from being fine-tuned on unsafe inputs. Owing to their potential for disparate impact, it is crucial to ensure that these classifiers: (1) do not unfairly classify content belonging to users from minority groups as unsafe compared to those from majority groups and (2) that their behavior remains robust and consistent across similar inputs. In this work, we thus examine the fairness and robustness of four widely-used, closed-source ASM classifiers: OpenAI Moderation API, Perspective API, Google Cloud Natural Language (GCNL) API, and Clarifai API. We assess fairness using metrics such as demographic parity and conditional statistical parity, comparing their performance against ASM models and a fair-only baseline. Additionally, we analyze robustness by testing the classifiers' sensitivity to small and natural input perturbations. Our findings reveal potential fairness and robustness gaps, highlighting the need to mitigate these issues in future versions of these models.
Kristin Blesch, Niklas Koenen, Jan Kapar +4
This paper proposes a method for measuring conditional feature importance via generative modeling. In explainable artificial intelligence (XAI), conditional feature importance assesses the impact of a feature on a prediction model's performance given the information of other features. Model-agnostic post hoc methods to do so typically evaluate changes in the predictive performance under on-manifold feature value manipulations. Such procedures require creating feature values that respect conditional feature distributions, which can be challenging in practice. Recent advancements in generative modeling can facilitate this. For tabular data, which may consist of both categorical and continuous features, the adversarial random forest (ARF) stands out as a generative model that can generate on-manifold data points without requiring intensive tuning efforts or computational resources, making it a promising candidate model for subroutines in XAI methods. This paper proposes cARFi (conditional ARF feature importance), a method for measuring conditional feature importance through feature values sampled from ARF-estimated conditional distributions. cARFi requires only little tuning to yield robust importance scores that can flexibly adapt for conditional or marginal notions of feature importance, including straightforward extensions to condition on feature subsets and allows for inferring the significance of feature importances through statistical tests.
Mazen Balat, Rewaa Awaad, Ahmed B. Zaky +1
This study introduces an integrated approach to recognizing Arabic Sign Language (ArSL) using state-of-the-art deep learning models such as MobileNetV3, ResNet50, and EfficientNet-B2. These models are further enhanced by explainable AI (XAI) techniques to boost interpretability. The ArSL2018 and RGB Arabic Alphabets Sign Language (AASL) datasets are employed, with EfficientNet-B2 achieving peak accuracies of 99.48\% and 98.99\%, respectively. Key innovations include sophisticated data augmentation methods to mitigate class imbalance, implementation of stratified 5-fold cross-validation for better generalization, and the use of Grad-CAM for clear model decision transparency. The proposed system not only sets new benchmarks in recognition accuracy but also emphasizes interpretability, making it suitable for applications in healthcare, education, and inclusive communication technologies.
Jamie Todd, Junqi Jiang, Aaron Russo +4
Formula One (F1) race strategy takes place in a high-pressure and fast-paced environment where split-second decisions can drastically affect race results. Two of the core decisions of race strategy are when to make pit stops (i.e. replace the cars' tyres) and which tyre compounds (hard, medium or soft, in normal conditions) to select. The optimal pit stop decisions can be determined by estimating the tyre degradation of these compounds, which in turn can be computed from the energy applied to each tyre, i.e. the tyre energy. In this work, we trained deep learning models, using the Mercedes-AMG PETRONAS F1 team's historic race data consisting of telemetry, to forecast tyre energies during races. Additionally, we fitted XGBoost, a decision tree-based machine learning algorithm, to the same dataset and compared the results, with both giving impressive performance. Furthermore, we incorporated two different explainable AI methods, namely feature importance and counterfactual explanations, to gain insights into the reasoning behind the forecasts. Our contributions thus result in an explainable, automated method which could assist F1 teams in optimising their race strategy.
Xuyin Qi, Zeyu Zhang, Aaron Berliano Handoko +11
Prostate cancer, a growing global health concern, necessitates precise diagnostic tools, with Magnetic Resonance Imaging (MRI) offering high-resolution soft tissue imaging that significantly enhances diagnostic accuracy. Recent advancements in explainable AI and representation learning have significantly improved prostate cancer diagnosis by enabling automated and precise lesion classification. However, existing explainable AI methods, particularly those based on frameworks like generative adversarial networks (GANs), are predominantly developed for natural image generation, and their application to medical imaging often leads to suboptimal performance due to the unique characteristics and complexity of medical image. To address these challenges, our paper introduces three key contributions. First, we propose ProjectedEx, a generative framework that provides interpretable, multi-attribute explanations, effectively linking medical image features to classifier decisions. Second, we enhance the encoder module by incorporating feature pyramids, which enables multiscale feedback to refine the latent space and improves the quality of generated explanations. Additionally, we conduct comprehensive experiments on both the generator and classifier, demonstrating the clinical relevance and effectiveness of ProjectedEx in enhancing interpretability and supporting the adoption of AI in medical settings. Code will be released at https://github.com/Richardqiyi/ProjectedEx
74% published 2023+
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6,810
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Excl. arXiv-only (2,998)