Responsible AI research from arXiv, ranked by citations from
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6,810 papers
Nadisha-Marie Aliman, Leon Kester, Roman Yampolskiy
In the last years, AI safety gained international recognition in the light of heterogeneous safety-critical and ethical issues that risk overshadowing the broad beneficial impacts of AI. In this context, the implementation of AI observatory endeavors represents one key research direction. This paper motivates the need for an inherently transdisciplinary AI observatory approach integrating diverse retrospective and counterfactual views. We delineate aims and limitations while providing hands-on-advice utilizing concrete practical examples. Distinguishing between unintentionally and intentionally triggered AI risks with diverse socio-psycho-technological impacts, we exemplify a retrospective descriptive analysis followed by a retrospective counterfactual risk analysis. Building on these AI observatory tools, we present near-term transdisciplinary guidelines for AI safety. As further contribution, we discuss differentiated and tailored long-term directions through the lens of two disparate modern AI safety paradigms. For simplicity, we refer to these two different paradigms with the terms artificial stupidity (AS) and eternal creativity (EC) respectively. While both AS and EC acknowledge the need for a hybrid cognitive-affective approach to AI safety and overlap with regard to many short-term considerations, they differ fundamentally in the nature of multiple envisaged long-term solution patterns. By compiling relevant underlying contradistinctions, we aim to provide future-oriented incentives for constructive dialectics in practical and theoretical AI safety research.
Alberto Barbado, Óscar Corcho
Identifying anomalies in the fuel consumption of the vehicles of a fleet is a crucial aspect for optimizing consumption and reduce costs. However, this information alone is insufficient, since fleet operators need to know the causes behind anomalous fuel consumption. We combine unsupervised anomaly detection techniques, domain knowledge and interpretable Machine Learning models for explaining potential causes of abnormal fuel consumption in terms of feature relevance. The explanations are used for generating recommendations about fuel optimization, that are adjusted according to two different user profiles: fleet managers and fleet operators. Results are evaluated over real-world data from telematics devices connected to diesel and petrol vehicles from different types of industrial fleets. We measure the proposal regarding model performance, and using Explainable AI metrics that compare the explanations in terms of representativeness, fidelity, stability, contrastiveness and consistency with apriori beliefs. The potential fuel reductions that can be achieved is round 35%.
Rosario Cammarota, Matthias Schunter, Anand Rajan +26
In this work, we provide an industry research view for approaching the design, deployment, and operation of trustworthy Artificial Intelligence (AI) inference systems. Such systems provide customers with timely, informed, and customized inferences to aid their decision, while at the same time utilizing appropriate security protection mechanisms for AI models. Additionally, such systems should also use Privacy-Enhancing Technologies (PETs) to protect customers' data at any time. To approach the subject, we start by introducing current trends in AI inference systems. We continue by elaborating on the relationship between Intellectual Property (IP) and private data protection in such systems. Regarding the protection mechanisms, we survey the security and privacy building blocks instrumental in designing, building, deploying, and operating private AI inference systems. For example, we highlight opportunities and challenges in AI systems using trusted execution environments combined with more recent advances in cryptographic techniques to protect data in use. Finally, we outline areas of further development that require the global collective attention of industry, academia, and government researchers to sustain the operation of trustworthy AI inference systems.
Bhavya Ghai, Q. Vera Liao, Yunfeng Zhang +1
Social biases based on gender, race, etc. have been shown to pollute machine learning (ML) pipeline predominantly via biased training datasets. Crowdsourcing, a popular cost-effective measure to gather labeled training datasets, is not immune to the inherent social biases of crowd workers. To ensure such social biases aren't passed onto the curated datasets, it's important to know how biased each crowd worker is. In this work, we propose a new method based on counterfactual fairness to quantify the degree of inherent social bias in each crowd worker. This extra information can be leveraged together with individual worker responses to curate a less biased dataset.
Xiao Ma, Taylor W. Brown
As Artificial Intelligence (AI) plays an ever-expanding role in sociotechnical systems, it is important to articulate the relationships between humans and AI. However, the scholarly communities studying human-AI relationships -- including but not limited to social computing, machine learning, science and technology studies, and other social sciences -- are divided by the perspectives that define them. These perspectives vary both by their focus on humans or AI, and in the micro/macro lenses through which they approach subjects. These differences inhibit the integration of findings, and thus impede science and interdisciplinarity. In this position paper, we propose the development of a framework AI-Mediated Exchange Theory (AI-MET) to bridge these divides. As an extension to Social Exchange Theory (SET) in the social sciences, AI-MET views AI as influencing human-to-human relationships via a taxonomy of mediation mechanisms. We list initial ideas of these mechanisms, and show how AI-MET can be used to help human-AI research communities speak to one another.
Nadisha-Marie Aliman, Leon Kester
Being a complex subject of major importance in AI Safety research, value alignment has been studied from various perspectives in the last years. However, no final consensus on the design of ethical utility functions facilitating AI value alignment has been achieved yet. Given the urgency to identify systematic solutions, we postulate that it might be useful to start with the simple fact that for the utility function of an AI not to violate human ethical intuitions, it trivially has to be a model of these intuitions and reflect their variety $ - $ whereby the most accurate models pertaining to human entities being biological organisms equipped with a brain constructing concepts like moral judgements, are scientific models. Thus, in order to better assess the variety of human morality, we perform a transdisciplinary analysis applying a security mindset to the issue and summarizing variety-relevant background knowledge from neuroscience and psychology. We complement this information by linking it to augmented utilitarianism as a suitable ethical framework. Based on that, we propose first practical guidelines for the design of approximate ethical goal functions that might better capture the variety of human moral judgements. Finally, we conclude and address future possible challenges.
Vahid Behzadan, Arslan Munir, Roman V. Yampolskiy
The complexity of dynamics in AI techniques is already approaching that of complex adaptive systems, thus curtailing the feasibility of formal controllability and reachability analysis in the context of AI safety. It follows that the envisioned instances of Artificial General Intelligence (AGI) will also suffer from challenges of complexity. To tackle such issues, we propose the modeling of deleterious behaviors in AI and AGI as psychological disorders, thereby enabling the employment of psychopathological approaches to analysis and control of misbehaviors. Accordingly, we present a discussion on the feasibility of the psychopathological approaches to AI safety, and propose general directions for research on modeling, diagnosis, and treatment of psychological disorders in AGI.
Witold Oleszkiewicz, Peter Kairouz, Karol Piczak +2
State-of-the-art machine learning algorithms can be fooled by carefully crafted adversarial examples. As such, adversarial examples present a concrete problem in AI safety. In this work we turn the tables and ask the following question: can we harness the power of adversarial examples to prevent malicious adversaries from learning identifying information from data while allowing non-malicious entities to benefit from the utility of the same data? For instance, can we use adversarial examples to anonymize biometric dataset of faces while retaining usefulness of this data for other purposes, such as emotion recognition? To address this question, we propose a simple yet effective method, called Siamese Generative Adversarial Privatizer (SGAP), that exploits the properties of a Siamese neural network to find discriminative features that convey identifying information. When coupled with a generative model, our approach is able to correctly locate and disguise identifying information, while minimally reducing the utility of the privatized dataset. Extensive evaluation on a biometric dataset of fingerprints and cartoon faces confirms usefulness of our simple yet effective method.
Cheng Yang, Jiaxuan Lu, Haiyuan Wan +2
The chemical reaction recommendation is to select proper reaction condition parameters for chemical reactions, which is pivotal to accelerating chemical science. With the rapid development of large language models (LLMs), there is growing interest in leveraging their reasoning and planning capabilities for reaction condition recommendation. Despite their success, existing methods rarely explain the rationale behind the recommended reaction conditions, limiting their utility in high-stakes scientific workflows. In this work, we propose ChemMAS, a multi-agent system that reframes condition prediction as an evidence-based reasoning task. ChemMAS decomposes the task into mechanistic grounding, multi-channel recall, constraint-aware agentic debate, and rationale aggregation. Each decision is backed by interpretable justifications grounded in chemical knowledge and retrieved precedents. Experiments show that ChemMAS achieves 20-35% gains over domain-specific baselines and outperforms general-purpose LLMs by 10-15% in Top-1 accuracy, while offering falsifiable, human-trustable rationales, which establishes a new paradigm for explainable AI in scientific discovery.
Jiannan Xu, Gujie Li, Jane Yi Jiang
As artificial intelligence (AI) tools become widely adopted, large language models (LLMs) are increasingly involved on both sides of decision-making processes, ranging from hiring to content moderation. This dual adoption raises a critical question: do LLMs systematically favor content that resembles their own outputs? Prior research in computer science has identified self-preference bias -- the tendency of LLMs to favor their own generated content -- but its real-world implications have not been empirically evaluated. We focus on the hiring context, where job applicants often rely on LLMs to refine resumes, while employers deploy them to screen those same resumes. Using a large-scale controlled resume correspondence experiment, we find that LLMs consistently prefer resumes generated by themselves over those written by humans or produced by alternative models, even when content quality is controlled. The bias against human-written resumes is particularly substantial, with self-preference bias ranging from 67% to 82% across major commercial and open-source models. To assess labor market impact, we simulate realistic hiring pipelines across 24 occupations. These simulations show that candidates using the same LLM as the evaluator are 23% to 60% more likely to be shortlisted than equally qualified applicants submitting human-written resumes, with the largest disadvantages observed in business-related fields such as sales and accounting. We further demonstrate that this bias can be reduced by more than 50% through simple interventions targeting LLMs' self-recognition capabilities. These findings highlight an emerging but previously overlooked risk in AI-assisted decision making and call for expanded frameworks of AI fairness that address not only demographic-based disparities, but also biases in AI-AI interactions.
Jiayu Zheng, Lingxin Hao, Kelun Lu +13
This study explores how college students interact with generative AI (ChatGPT-4) during educational quizzes, focusing on reliance and predictors of AI adoption. Conducted at the early stages of ChatGPT implementation, when students had limited familiarity with the tool, this field study analyzed 315 student-AI conversations during a brief, quiz-based scenario across various STEM courses. A novel four-stage reliance taxonomy was introduced to capture students' reliance patterns, distinguishing AI competence, relevance, adoption, and students' final answer correctness. Three findings emerged. First, students exhibited overall low reliance on AI and many of them could not effectively use AI for learning. Second, negative reliance patterns often persisted across interactions, highlighting students' difficulty in effectively shifting strategies after unsuccessful initial experiences. Third, certain behavioral metrics strongly predicted AI reliance, highlighting potential behavioral mechanisms to explain AI adoption. The study's findings underline critical implications for ethical AI integration in education and the broader field. It emphasizes the need for enhanced onboarding processes to improve student's familiarity and effective use of AI tools. Furthermore, AI interfaces should be designed with reliance-calibration mechanisms to enhance appropriate reliance. Ultimately, this research advances understanding of AI reliance dynamics, providing foundational insights for ethically sound and cognitively enriching AI practices.
Chi-Ching Hsu, Gaëtan Frusque, Florent Forest +3
Commercial high-voltage circuit breaker (CB) condition monitoring systems rely on directly observable physical parameters such as gas filling pressure with pre-defined thresholds. While these parameters are crucial, they only cover a small subset of malfunctioning mechanisms and usually can be monitored only if the CB is disconnected from the grid. To facilitate online condition monitoring while CBs remain connected, non-intrusive measurement techniques such as vibration or acoustic signals are necessary. Currently, CB condition monitoring studies using these signals typically utilize supervised methods for fault diagnostics, where ground-truth fault types are known due to artificially introduced faults in laboratory settings. This supervised approach is however not feasible in real-world applications, where fault labels are unavailable. In this work, we propose a novel unsupervised fault detection and segmentation framework for CBs based on vibration and acoustic signals. This framework can detect deviations from the healthy state. The explainable artificial intelligence (XAI) approach is applied to the detected faults for fault diagnostics. The specific contributions are: (1) we propose an integrated unsupervised fault detection and segmentation framework that is capable of detecting faults and clustering different faults with only healthy data required during training (2) we provide an unsupervised explainability-guided fault diagnostics approach using XAI to offer domain experts potential indications of the aged or faulty components, achieving fault diagnostics without the prerequisite of ground-truth fault labels. These contributions are validated using an experimental dataset from a high-voltage CB under healthy and artificially introduced fault conditions, contributing to more reliable CB system operation.
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