Responsible AI research from arXiv, ranked by citations from
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Allen AI ), and enriched with key takeaways
6,810 papers
Andrew J. Lohn
Test, Evaluation, Verification, and Validation (TEVV) for Artificial Intelligence (AI) is a challenge that threatens to limit the economic and societal rewards that AI researchers have devoted themselves to producing. A central task of TEVV for AI is estimating brittleness, where brittleness implies that the system functions well within some bounds and poorly outside of those bounds. This paper argues that neither of those criteria are certain of Deep Neural Networks. First, highly touted AI successes (eg. image classification and speech recognition) are orders of magnitude more failure-prone than are typically certified in critical systems even within design bounds (perfectly in-distribution sampling). Second, performance falls off only gradually as inputs become further Out-Of-Distribution (OOD). Enhanced emphasis is needed on designing systems that are resilient despite failure-prone AI components as well as on evaluating and improving OOD performance in order to get AI to where it can clear the challenging hurdles of TEVV and certification.
Kristijonas Cyras, Ramamurthy Badrinath, Swarup Kumar Mohalik +5
As a field of AI, Machine Reasoning (MR) uses largely symbolic means to formalize and emulate abstract reasoning. Studies in early MR have notably started inquiries into Explainable AI (XAI) -- arguably one of the biggest concerns today for the AI community. Work on explainable MR as well as on MR approaches to explainability in other areas of AI has continued ever since. It is especially potent in modern MR branches, such as argumentation, constraint and logic programming, planning. We hereby aim to provide a selective overview of MR explainability techniques and studies in hopes that insights from this long track of research will complement well the current XAI landscape. This document reports our work in-progress on MR explainability.
Farhad Shakerin, Gopal Gupta
We focus on the problem of inducing logic programs that explain models learned by the support vector machine (SVM) algorithm. The top-down sequential covering inductive logic programming (ILP) algorithms (e.g., FOIL) apply hill-climbing search using heuristics from information theory. A major issue with this class of algorithms is getting stuck in a local optimum. In our new approach, however, the data-dependent hill-climbing search is replaced with a model-dependent search where a globally optimal SVM model is trained first, then the algorithm looks into support vectors as the most influential data points in the model, and induces a clause that would cover the support vector and points that are most similar to that support vector. Instead of defining a fixed hypothesis search space, our algorithm makes use of SHAP, an example-specific interpreter in explainable AI, to determine a relevant set of features. This approach yields an algorithm that captures SVM model's underlying logic and outperforms %GG: the FOIL algorithm --> other ILP algorithms other ILP algorithms in terms of the number of induced clauses and classification evaluation metrics. This paper is under consideration for publication in the journal of "Theory and practice of logic programming".
Abhishek Gupta, Camylle Lanteigne, Sara Kingsley
In a world increasingly dominated by AI applications, an understudied aspect is the carbon and social footprint of these power-hungry algorithms that require copious computation and a trove of data for training and prediction. While profitable in the short-term, these practices are unsustainable and socially extractive from both a data-use and energy-use perspective. This work proposes an ESG-inspired framework combining socio-technical measures to build eco-socially responsible AI systems. The framework has four pillars: compute-efficient machine learning, federated learning, data sovereignty, and a LEEDesque certificate. Compute-efficient machine learning is the use of compressed network architectures that show marginal decreases in accuracy. Federated learning augments the first pillar's impact through the use of techniques that distribute computational loads across idle capacity on devices. This is paired with the third pillar of data sovereignty to ensure the privacy of user data via techniques like use-based privacy and differential privacy. The final pillar ties all these factors together and certifies products and services in a standardized manner on their environmental and social impacts, allowing consumers to align their purchase with their values.
Satya M. Muddamsetty, Mohammad N. S. Jahromi, Thomas B. Moeslund
A new brand of technical artificial intelligence ( Explainable AI ) research has focused on trying to open up the 'black box' and provide some explainability. This paper presents a novel visual explanation method for deep learning networks in the form of a saliency map that can effectively localize entire object regions. In contrast to the current state-of-the art methods, the proposed method shows quite promising visual explanations that can gain greater trust of human expert. Both quantitative and qualitative evaluations are carried out on both general and clinical data sets to confirm the effectiveness of the proposed method.
Lindsay Sanneman, Julie A. Shah
Recent advances in artificial intelligence (AI) and robotics have drawn attention to the need for AI systems and robots to be understandable to human users. The explainable AI (XAI) and explainable robots literature aims to enhance human understanding and human-robot team performance by providing users with necessary information about AI and robot behavior. Simultaneously, the human factors literature has long addressed important considerations that contribute to human performance, including human trust in autonomous systems. In this paper, drawing from the human factors literature, we discuss three important trust-related considerations for the design of explainable robot systems: the bases of trust, trust calibration, and trust specificity. We further detail existing and potential metrics for assessing trust in robotic systems based on explanations provided by explainable robots.
Alun Preece, Dave Braines, Federico Cerutti +1
Central to the concept of multi-domain operations (MDO) is the utilization of an intelligence, surveillance, and reconnaissance (ISR) network consisting of overlapping systems of remote and autonomous sensors, and human intelligence, distributed among multiple partners. Realising this concept requires advancement in both artificial intelligence (AI) for improved distributed data analytics and intelligence augmentation (IA) for improved human-machine cognition. The contribution of this paper is threefold: (1) we map the coalition situational understanding (CSU) concept to MDO ISR requirements, paying particular attention to the need for assured and explainable AI to allow robust human-machine decision-making where assets are distributed among multiple partners; (2) we present illustrative vignettes for AI and IA in MDO ISR, including human-machine teaming, dense urban terrain analysis, and enhanced asset interoperability; (3) we appraise the state-of-the-art in explainable AI in relation to the vignettes with a focus on human-machine collaboration to achieve more rapid and agile coalition decision-making. The union of these three elements is intended to show the potential value of a CSU approach in the context of MDO ISR, grounded in three distinct use cases, highlighting how the need for explainability in the multi-partner coalition setting is key.
Liam Hiley, Alun Preece, Yulia Hicks
The popularity of Deep Learning for real-world applications is ever-growing. With the introduction of high performance hardware, applications are no longer limited to image recognition. With the introduction of more complex problems comes more and more complex solutions, and the increasing need for explainable AI. Deep Neural Networks for Video tasks are amongst the most complex models, with at least twice the parameters of their Image counterparts. However, explanations for these models are often ill-adapted to the video domain. The current work in explainability for video models is still overshadowed by Image techniques, while Video Deep Learning itself is quickly gaining on methods for still images. This paper seeks to highlight the need for explainability methods designed with video deep learning models, and by association spatio-temporal input in mind, by first illustrating the cutting edge for video deep learning, and then noting the scarcity of research into explanations for these methods.
Ramya Srinivasan, Ajay Chander, Pouya Pezeshkpour
Financial decisions impact our lives, and thus everyone from the regulator to the consumer is interested in fair, sound, and explainable decisions. There is increasing competitive desire and regulatory incentive to deploy AI mindfully within financial services. An important mechanism towards that end is to explain AI decisions to various stakeholders. State-of-the-art explainable AI systems mostly serve AI engineers and offer little to no value to business decision makers, customers, and other stakeholders. Towards addressing this gap, in this work we consider the scenario of explaining loan denials. We build the first-of-its-kind dataset that is representative of loan-applicant friendly explanations. We design a novel Generative Adversarial Network (GAN) that can accommodate smaller datasets, to generate user-friendly textual explanations. We demonstrate how our system can also generate explanations serving different purposes: those that help educate the loan applicants, or help them take appropriate action towards a future approval.
Tian Xu, Jiayu Zhan, Oliver G. B. Garrod +4
Deep Convolutional Neural Networks (CNNs) have been one of the most influential recent developments in computer vision, particularly for categorization. There is an increasing demand for explainable AI as these systems are deployed in the real world. However, understanding the information represented and processed in CNNs remains in most cases challenging. Within this paper, we explore the use of new information theoretic techniques developed in the field of neuroscience to enable novel understanding of how a CNN represents information. We trained a 10-layer ResNet architecture to identify 2,000 face identities from 26M images generated using a rigorously controlled 3D face rendering model that produced variations of intrinsic (i.e. face morphology, gender, age, expression and ethnicity) and extrinsic factors (i.e. 3D pose, illumination, scale and 2D translation). With our methodology, we demonstrate that unlike human's network overgeneralizes face identities even with extreme changes of face shape, but it is more sensitive to changes of texture. To understand the processing of information underlying these counterintuitive properties, we visualize the features of shape and texture that the network processes to identify faces. Then, we shed a light into the inner workings of the black box and reveal how hidden layers represent these features and whether the representations are invariant to pose. We hope that our methodology will provide an additional valuable tool for interpretability of CNNs.
Tae Wan Kim
This paper introduces the "grasp-ability test" as a "goodness" criteria by which to compare which explanation is more or less meaningful than others for users to understand the automated algorithmic data processing.
Kiarash Ahi, Saeed Valizadeh
Large Language Models (LLMs) and generative AI (GenAI) systems, such as ChatGPT, Claude, Gemini, LLaMA, Copilot, Stable Diffusion by OpenAI, Anthropic, Google, Meta, Microsoft, Stability AI, respectively, are revolutionizing cybersecurity, enabling both automated defense and sophisticated attacks. These technologies power real-time threat detection, phishing defense, secure code generation, and vulnerability exploitation at unprecedented scales. Following a rapid surge where LLM-generated malware grew to account for an estimated 50% of detected threats by 2025, up from just 2% in 2021, navigating this highly automated threat landscape in 2026 demands next-generation security frameworks. This paper presents a comprehensive survey of the beneficial and malicious applications of LLMs in cybersecurity, including zero-day detection, DevSecOps, federated learning, synthetic content analysis, and explainable AI (XAI). Drawing on a review of over 70 academic papers, industry reports, and technical documents, this work synthesizes insights from real-world case studies across platforms like Google Play Protect, Microsoft Defender, Amazon Web Services (AWS), Apple App Store, OpenAI Plugin Stores, Hugging Face Spaces, and GitHub, alongside emerging initiatives like the SAFE Framework and AI-driven anomaly detection. We conclude with practical recommendations for responsible and transparent LLM deployment and trustworthy AI, including model watermarking, adversarial defense, and cross-industry collaboration, setting a new benchmark for rigorous, holistic cybersecurity research at the intersection of AI and threat defense, and offering a roadmap for secure, scalable LLM systems that serves as a critical reference for researchers, engineers, and security leaders navigating the complex challenges of AI-driven cybersecurity.
74% published 2023+
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309
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6,810
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Excl. arXiv-only (2,998)