Responsible AI research from arXiv, ranked by citations from
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4,071 papers in 1 topic
Vivian Lai, Samuel Carton, Chenhao Tan
Machine learning models are increasingly integrated into societally critical applications such as recidivism prediction and medical diagnosis, thanks to their superior predictive power. In these applications, however, full automation is often not desired due to ethical and legal concerns. The research community has thus ventured into developing interpretable methods that explain machine predictions. While these explanations are meant to assist humans in understanding machine predictions and thereby allowing humans to make better decisions, this hypothesis is not supported in many recent studies. To improve human decision-making with AI assistance, we propose future directions for closing the gap between the efficacy of explanations and improvement in human performance.
Juliana Jansen Ferreira, Mateus de Souza Monteiro
As Artificial Intelligence (AI) technology gets more intertwined with every system, people are using AI to make decisions on their everyday activities. In simple contexts, such as Netflix recommendations, or in more complex context like in judicial scenarios, AI is part of people's decisions. People make decisions and usually, they need to explain their decision to others or in some matter. It is particularly critical in contexts where human expertise is central to decision-making. In order to explain their decisions with AI support, people need to understand how AI is part of that decision. When considering the aspect of fairness, the role that AI has on a decision-making process becomes even more sensitive since it affects the fairness and the responsibility of those people making the ultimate decision. We have been exploring an evidence-based explanation design approach to 'tell the story of a decision'. In this position paper, we discuss our approach for AI systems using fairness sensitive cases in the literature.
Markus Quade, Thomas Isele, Markus Abel
Recently, the term explainable AI became known as an approach to produce models from artificial intelligence which allow interpretation. Since a long time, there are models of symbolic regression in use that are perfectly explainable and mathematically tractable: in this contribution we demonstrate how to use symbolic regression methods to infer the optimal control of a dynamical system given one or several optimization criteria, or cost functions. In previous publications, network control was achieved by automatized machine learning control using genetic programming. Here, we focus on the subsequent analysis of the analytical expressions which result from the machine learning. In particular, we use AUTO to analyze the stability properties of the controlled oscillator system which served as our model. As a result, we show that there is a considerable advantage of explainable models over less accessible neural networks.
Mihir Chauhan, Mohammad Abuzar Shaikh, Sargur N. Srihari
Deep learning system have drawback that their output is not accompanied with ex-planation. In a domain such as forensic handwriting verification it is essential to provideexplanation to jurors. The goal of handwriting verification is to find a measure of confi-dence whether the given handwritten samples are written by the same or different writer.We propose a method to generate explanations for the confidence provided by convolu-tional neural network (CNN) which maps the input image to 15 annotations (features)provided by experts. Our system comprises of: (1) Feature learning network (FLN),a differentiable system, (2) Inference module for providing explanations. Furthermore,inference module provides two types of explanations: (a) Based on cosine similaritybetween categorical probabilities of each feature, (b) Based on Log-Likelihood Ratio(LLR) using directed probabilistic graphical model. We perform experiments using acombination of feature learning network (FLN) and each inference module. We evaluateour system using XAI-AND dataset, containing 13700 handwritten samples and 15 cor-responding expert examined features for each sample. The dataset is released for publicuse and the methods can be extended to provide explanations on other verification taskslike face verification and bio-medical comparison. This dataset can serve as the basis and benchmark for future research in explanation based handwriting verification. The code is available on github.
Damiano Fornasiere, Mirko Bronzi, Spencer Kitts +3
We provide evidence that language models can detect, localize and, to a degree, verbalize the difference between a-semantic perturbations applied to their activations. More precisely, we either (a) apply dropout or (b) add Gaussian noise to them, at a target sentence. We then ask a multiple-choice question such as "Which of the previous sentences was perturbed?" or "Which perturbation was applied?". We test eight models from the Gemma, Llama, Mistral, Olmo, Qwen and Seed families, with sizes between 8B and 36B, all of which can easily detect and localize the perturbations, often with perfect accuracy. To investigate the mechanisms, we find that Olmo models develop this capacity during pre-training, and we rule out the hypothesis that perturbed sentences simply have lower log-likelihood. Notably, the zero-shot accuracy of Qwen3-32B and Qwen3.8-27B in identifying which perturbation was applied correlates with the perturbation strength. While this task proves hard for the remaining models, most of them can learn, when taught in context, to distinguish between dropout and Gaussian noise. Interestingly, Qwen3-32B and Qwen3.8-27B learn worse when supervised with wrong labels, again suggesting a prior towards the correct ones. Because dropout is used as a training-regularization technique, while Gaussian noise is sometimes added during inference, we discuss the possibility of a data-agnostic "training awareness" signal and the implications for AI safety.
Mary Nusrat, Sarfuddin Bhuiyan, Gahangir Hossain
The escalating complexity of modern cyber threats demands innovative approaches to security education that transcend traditional pedagogical methods. Conventional training paradigms often fail to engage learners meaningfully or develop the intuitive reasoning necessary for effective threat recognition. This paper introduces an interactive educational framework that reimagines cybersecurity awareness through the lens of a structured guessing game. Our approach integrates explainable artificial intelligence (XAI) principles with reinforcement learning to create a dynamic learning environment where users discover cybersecurity concepts through guided inquiry. The proposed system employs a policy-based reinforcement learning agent that assumes the role of a knowledgeable questioner, systematically narrowing down user-described security scenarios until it can both identify the underlying threat and provide transparent reasoning for its conclusion. By framing security education as an interactive dialogue, we transform passive knowledge acquisition into active discovery. We present the complete system architecture, detail the underlying algorithmic foundations, and demonstrate practical application through comprehensive case studies examining diverse attack vectors including the Cyber Kill Chain, phishing campaigns, ransomware outbreaks, and web application vulnerabilities. This work represents a significant departure from static security training methodologies, offering a personalized and game-based approach to cybersecurity education.
Helena Löfström, Tuwe Löfström, Anders Hjort +1
This paper surveys uncertainty-aware explainable artificial intelligence (UAXAI), examining how uncertainty is incorporated into explanatory pipelines and how such methods are evaluated. Across the literature, three recurring approaches to uncertainty quantification emerge (Bayesian, Monte Carlo, and Conformal methods), alongside distinct strategies for integrating uncertainty into explanations: assessing trustworthiness, constraining models or explanations, and explicitly communicating uncertainty. Evaluation practices remain fragmented and largely model centered, with limited attention to users and inconsistent reporting of reliability properties (e.g., calibration, coverage, explanation stability). Recent work leans towards calibration, distribution free techniques and recognizes explainer variability as a central concern. We argue that progress in UAXAI requires unified evaluation principles that link uncertainty propagation, robustness, and human decision-making, and highlight counterfactual and calibration approaches as promising avenues for aligning interpretability with reliability.
Tanjim Taharat Aurpa
Mathematical text understanding is a challenging task due to the presence of specialized entities and complex relationships between them. This study formulates mathematical problem interpretation as a Mathematical Entity Relation Extraction (MERE) task, where operands are treated as entities and operators as their relationships. Transformer-based models are applied to automatically extract these relations from mathematical text, with Bidirectional Encoder Representations from Transformers (BERT) achieving the best performance, reaching an accuracy of 99.39%. To enhance transparency and trust in the model's predictions, Explainable Artificial Intelligence (XAI) is incorporated using Shapley Additive Explanations (SHAP). The explainability analysis reveals how specific textual and mathematical features influence relation prediction, providing insights into feature importance and model behavior. By combining transformer-based learning, a task-specific dataset, and explainable modeling, this work offers an effective and interpretable framework for MERE, supporting future applications in automated problem solving, knowledge graph construction, and intelligent educational systems.
Anna Bair, Yixuan Even Xu, Mingjie Sun +1
Large language models (LLMs) exhibit a wide range of capabilities, including mathematical reasoning, code generation, and linguistic behaviors. We show that Transformer architectures contain small subsets of attention heads that are necessary for certain capabilities. Zeroing out as few as five task-specific heads can degrade performance by up to $60\%$ on standard benchmarks measuring the capability of interest, while largely preserving performance on unrelated tasks. We introduce a compressed sensing-based method that exploits the sparsity of these heads to identify them via strategic knockouts and a small number of model evaluations. We validate these findings across Llama and Qwen models ranging from 1B to 14B parameters and a diverse set of capabilities including mathematical abilities and code generation, revealing a modular organization in which specialized capabilities are dependent on sparse, functionally distinct components. Overall, our results suggest that capability localization is a general organizational principle of Transformer language models, with implications for interpretability, model editing, and AI safety. Code is released at https://github.com/locuslab/llm-components.
Pablo Hidalgo, Daniel Rodriguez
In many machine learning contexts, tasks are often treated as interconnected components with the goal of leveraging knowledge transfer between them, which is the central aim of Multi-Task Learning (MTL). Consequently, this multi-task scenario requires addressing critical questions: which tasks are similar, and how and why do they exhibit similarity? In this work, we propose a multi-task similarity measure based on Explainable Artificial Intelligence (XAI) techniques, specifically Accumulated Local Effects (ALE) curves. ALE curves are compared using the Fréchet distance, weighted by the data distribution, and the resulting similarity measure incorporates the importance of each feature. The measure is applicable in both single-task learning scenarios, where each task is trained separately, and multi-task learning scenarios, where all tasks are learned simultaneously. The measure is model-agnostic, allowing the use of different machine learning models across tasks. A scaling factor is introduced to account for differences in predictive performance across tasks, and several recommendations are provided for applying the measure in complex scenarios. We validate this measure using four datasets, one synthetic dataset and three real-world datasets. The real-world datasets include a well-known Parkinson's dataset and a bike-sharing usage dataset -- both structured in tabular format -- as well as the CelebA dataset, which is used to evaluate the application of concept bottleneck encoders in a multitask learning setting. The results demonstrate that the measure aligns with intuitive expectations of task similarity across both tabular and non-tabular data, making it a valuable tool for exploring relationships between tasks and supporting informed decision-making.
Samaresh Kumar Singh, Joyjit Roy
Though Explainable AI (XAI) has made significant advancements, its inclusion in edge and IoT systems is typically ad-hoc and inefficient. Most current methods are "coupled" in such a way that they generate explanations simultaneously with model inferences. As a result, these approaches incur redundant computation, high latency and poor scalability when deployed across heterogeneous sets of edge devices. In this work we propose Explainability-as-a-Service (XaaS), a distributed architecture for treating explainability as a first-class system service (as opposed to a model-specific feature). The key innovation in our proposed XaaS architecture is that it decouples inference from explanation generation allowing edge devices to request, cache and verify explanations subject to resource and latency constraints. To achieve this, we introduce three main innovations: (1) A distributed explanation cache with a semantic similarity based explanation retrieval method which significantly reduces redundant computation; (2) A lightweight verification protocol that ensures the fidelity of both cached and newly generated explanations; and (3) An adaptive explanation engine that chooses explanation methods based upon device capability and user requirement. We evaluated the performance of XaaS on three real-world edgeAI use cases: (i) manufacturing quality control; (ii) autonomous vehicle perception; and (iii) healthcare diagnostics. Experimental results show that XaaS reduces latency by 38% while maintaining high explanation quality across three real-world deployments. Overall, this work enables the deployment of transparent and accountable AI across large scale, heterogeneous IoT systems, and bridges the gap between XAI research and edge-practicality.
Harshvardhan Saini, Yiming Tang, Dianbo Liu
Controlling emergent behavioral personas (e.g., sycophancy, hallucination) in Large Language Models (LLMs) is critical for AI safety, yet remains a persistent challenge. Existing solutions face a dilemma: manual prompt engineering is intuitive but unscalable and imprecise, while automatic optimization methods are effective but operate as "black boxes" with no interpretable connection to model internals. We propose a novel framework that adapts gradient ascent to LLMs, enabling targeted prompt discovery. In specific, we propose two methods, RESGA and SAEGA, that both optimize randomly initialized prompts to achieve better aligned representation with an identified persona direction. We introduce fluent gradient ascent to control the fluency of discovered persona steering prompts. We demonstrate RESGA and SAEGA's effectiveness across Llama 3.1, Qwen 2.5, and Gemma 3 for steering three different personas, sycophancy, hallucination, and myopic reward. Crucially, on sycophancy, our automatically discovered prompts achieve significant improvement (49.90% compared with 79.24%). By grounding prompt discovery in mechanistically meaningful features, our method offers a new paradigm for controllable and interpretable behavior modification. We release our scripts for RESGA and SAEGA in this github repo: https://github.com/HarshSaini10/RESGA_SAEGA.
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