Responsible AI research from arXiv, ranked by citations from
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4,071 papers in 1 topic
Dima Alattal, Asal Khoshravan Azar, Puja Myles +3
There is a growing demand for the use of Artificial Intelligence (AI) and Machine Learning (ML) in healthcare, particularly as clinical decision support systems to assist medical professionals. However, the complexity of many of these models, often referred to as black box models, raises concerns about their safe integration into clinical settings as it is difficult to understand how they arrived at their predictions. This paper discusses insights and recommendations derived from an expert working group convened by the UK Medicine and Healthcare products Regulatory Agency (MHRA). The group consisted of healthcare professionals, regulators, and data scientists, with a primary focus on evaluating the outputs from different AI algorithms in clinical decision-making contexts. Additionally, the group evaluated findings from a pilot study investigating clinicians' behaviour and interaction with AI methods during clinical diagnosis. Incorporating AI methods is crucial for ensuring the safety and trustworthiness of medical AI devices in clinical settings. Adequate training for stakeholders is essential to address potential issues, and further insights and recommendations for safely adopting AI systems in healthcare settings are provided.
Alexis Carrillo, Simon Friedrich Roske, Rebeca Ianov-Vitanov +3
We introduce a network-based AI framework for predicting dimensions of psychopathology in adolescents using natural language. We focused on data capturing psychometric scores of social maladjustment, internalizing behaviors, and neurodevelopmental risk, assessed in 232 adolescents from the Healthy Brain Network. This dataset included structured interviews in which adolescents discussed a common emotion-inducing topic. To model conceptual associations within these interviews, we applied textual forma mentis networks (TFMNs)-a cognitive/AI approach integrating syntactic, semantic, and emotional word-word associations in language. From TFMNs, we extracted network features (semantic/syntactic structure) and emotional profiles to serve as predictors of latent psychopathology factor scores. Using Random Forest and XGBoost regression models, we found significant associations between language-derived features and clinical scores: social maladjustment (r = 0.37, p < .01), specific internalizing behaviors (r = 0.33, p < .05), and neurodevelopmental risk (r = 0.34, p < .05). Explainable AI analysis using SHAP values revealed that higher modularity and a pronounced core-periphery network structure-reflecting clustered conceptual organization in language-predicted increased social maladjustment. Internalizing scores were positively associated with higher betweenness centrality and stronger expressions of disgust, suggesting a linguistic signature of rumination. In contrast, neurodevelopmental risk was inversely related to local efficiency in syntactic/semantic networks, indicating disrupted conceptual integration. These findings demonstrated the potential of cognitive network approaches to capture meaningful links between psychopathology and language use in adolescents.
Matteo Ceschin, Leonardo Arrighi, Luca Longo +1
The need to explain predictive models is well-established in modern machine learning. However, beyond model interpretability, understanding pre-processing methods is equally essential. Understanding how data modifications impact model performance improvements and potential biases and promoting a reliable pipeline is mandatory for developing robust machine learning solutions. Isolation Forest (iForest) is a widely used technique for outlier detection that performs well. Its effectiveness increases with the number of tree-based learners. However, this also complicates the explanation of outlier selection and the decision boundaries for inliers. This research introduces a novel Explainable AI (XAI) method, tackling the problem of global explainability. In detail, it aims to offer a global explanation for outlier detection to address its opaque nature. Our approach is based on the Decision Predicate Graph (DPG), which clarifies the logic of ensemble methods and provides both insights and a graph-based metric to explain how samples are identified as outliers using the proposed Inlier-Outlier Propagation Score (IOP-Score). Our proposal enhances iForest's explainability and provides a comprehensive view of the decision-making process, detailing which features contribute to outlier identification and how the model utilizes them. This method advances the state-of-the-art by providing insights into decision boundaries and a comprehensive view of holistic feature usage in outlier identification. -- thus promoting a fully explainable machine learning pipeline.
Jan Kapar, Niklas Koenen, Martin Jullum
Evaluating synthetic tabular data is challenging, since they can differ from the real data in so many ways. There exist numerous metrics of synthetic data quality, ranging from statistical distances to predictive performance, often providing conflicting results. Moreover, they fail to explain or pinpoint the specific weaknesses in the synthetic data. To address this, we apply explainable AI (XAI) techniques to a binary detection classifier trained to distinguish real from synthetic data. While the classifier identifies distributional differences, XAI concepts such as feature importance and feature effects, analyzed through methods like permutation feature importance, partial dependence plots, Shapley values and counterfactual explanations, reveal why synthetic data are distinguishable, highlighting inconsistencies, unrealistic dependencies, or missing patterns. This interpretability increases transparency in synthetic data evaluation and provides deeper insights beyond conventional metrics, helping diagnose and improve synthetic data quality. We apply our approach to two tabular datasets and generative models, showing that it uncovers issues overlooked by standard evaluation techniques.
Mahdi Alehdaghi, Rajarshi Bhattacharya, Pourya Shamsolmoali +3
As AI systems grow more capable, it becomes increasingly important that their decisions remain understandable and aligned with human expectations. A key challenge is the limited interpretability of deep models. Post-hoc methods like GradCAM offer heatmaps but provide limited conceptual insight, while prototype-based approaches offer example-based explanations but often rely on rigid region selection and lack semantic consistency. To address these limitations, we propose PCMNet, a part-prototypical concept mining network that learns human-comprehensible prototypes from meaningful image regions without additional supervision. By clustering these prototypes into concept groups and extracting concept activation vectors, PCMNet provides structured, concept-level explanations and enhances robustness to occlusion and challenging conditions, which are both critical for building reliable and aligned AI systems. Experiments across multiple image classification benchmarks show that PCMNet outperforms state-of-the-art methods in interpretability, stability, and robustness. This work contributes to AI alignment by enhancing transparency, controllability, and trustworthiness in AI systems. Our code is available at: https://github.com/alehdaghi/PCMNet.
Federico Porcari, Donatello Materassi, Simone Formentin
Understanding the behavior of black-box data-driven controllers is a key challenge in modern control design. In this work, we propose an eXplainable AI (XAI) methodology based on Inverse Optimal Control (IOC) to obtain local explanations for the behavior of a controller operating around a given region. Specifically, we extract the weights assigned to tracking errors and control effort in the implicit cost function that a black-box controller is optimizing, offering a more transparent and interpretable representation of the controller's underlying objectives. This approach presents connections with well-established XAI techniques, such as Local Interpretable Model-agnostic Explanations (LIME) since it is still based on a local approximation of the control policy. However, rather being limited to a standard sensitivity analysis, the explanation provided by our method relies on the solution of an inverse Linear Quadratic (LQ) problem, offering a structured and more control-relevant perspective. Numerical examples demonstrate that the inferred cost function consistently provides a deeper understanding of the controller's decision-making process, shedding light on otherwise counterintuitive or unexpected phenomena.
Xinyu Zhang, Julien Martinelli, ST John
We review generalized additive models as a type of ``transparent'' model that has recently seen renewed interest in the deep learning community as neural additive models. We highlight multiple types of nonidentifiability in this model class and discuss challenges in interpretability, arguing for restraint when claiming ``interpretability'' or ``suitability for safety-critical applications'' of such models.
Jiayao Yang, Jiayi Zhang, Bokai Xu +7
White-box AI (WAI), or explainable AI (XAI) model, a novel tool to achieve the reasoning behind decisions and predictions made by the AI algorithms, makes it more understandable and transparent. It offers a new approach to address key challenges of interpretability and mathematical validation in traditional black-box models. In this paper, WAI-aided wireless communication systems are proposed and investigated thoroughly to utilize the promising capabilities. First, we introduce the fundamental principles of WAI. Then, a detailed comparison between WAI and traditional black-box model is conducted in terms of optimization objectives and architecture design, with a focus on deep neural networks (DNNs) and transformer networks. Furthermore, in contrast to the traditional black-box methods, WAI leverages theory-driven causal modeling and verifiable optimization paths, thereby demonstrating potential advantages in areas such as signal processing and resource allocation. Finally, we outline future research directions for the integration of WAI in wireless communication systems.
Ahmad Hussein, Mukesh Prasad, Ali Anaissi +1
Cancer remains one of the leading causes of mortality worldwide, necessitating accurate diagnosis and prognosis. Whole Slide Imaging (WSI) has become an integral part of clinical workflows with advancements in digital pathology. While various studies have utilized WSIs, their extracted features may not fully capture the most relevant pathological information, and their lack of interpretability limits clinical adoption. In this paper, we propose PATH-X, a framework that integrates Vision Transformers (ViT) and Autoencoders with SHAP (Shapley Additive Explanations) to enhance model explainability for patient stratification and risk prediction using WSIs from The Cancer Genome Atlas (TCGA). A representative image slice is selected from each WSI, and numerical feature embeddings are extracted using Google's pre-trained ViT. These features are then compressed via an autoencoder and used for unsupervised clustering and classification tasks. Kaplan-Meier survival analysis is applied to evaluate stratification into two and three risk groups. SHAP is used to identify key contributing features, which are mapped onto histopathological slices to provide spatial context. PATH-X demonstrates strong performance in breast and glioma cancers, where a sufficient number of WSIs enabled robust stratification. However, performance in lung cancer was limited due to data availability, emphasizing the need for larger datasets to enhance model reliability and clinical applicability.
Francesco De Santis, Gabriele Ciravegna, Philippe Bich +2
Concept-based eXplainable AI (C-XAI) is a rapidly growing research field that enhances AI model interpretability by leveraging intermediate, human-understandable concepts. This approach not only enhances model transparency but also enables human intervention, allowing users to interact with these concepts to refine and improve the model's performance. Concept Bottleneck Models (CBMs) explicitly predict concepts before making final decisions, enabling interventions to correct misclassified concepts. While CBMs remain effective in Out-Of-Distribution (OOD) settings with intervention, they struggle to match the performance of black-box models. Concept Embedding Models (CEMs) address this by learning concept embeddings from both concept predictions and input data, enhancing In-Distribution (ID) accuracy but reducing the effectiveness of interventions, especially in OOD scenarios. In this work, we propose the Variational Concept Embedding Model (V-CEM), which leverages variational inference to improve intervention responsiveness in CEMs. We evaluated our model on various textual and visual datasets in terms of ID performance, intervention responsiveness in both ID and OOD settings, and Concept Representation Cohesiveness (CRC), a metric we propose to assess the quality of the concept embedding representations. The results demonstrate that V-CEM retains CEM-level ID performance while achieving intervention effectiveness similar to CBM in OOD settings, effectively reducing the gap between interpretability (intervention) and generalization (performance).
Cristian Morasso, Giorgio Dolci, Ilaria Boscolo Galazzo +2
Given the broad adoption of artificial intelligence, it is essential to provide evidence that AI models are reliable, trustable, and fair. To this end, the emerging field of eXplainable AI develops techniques to probe such requirements, counterbalancing the hype pushing the pervasiveness of this technology. Among the many facets of this issue, this paper focuses on baseline attribution methods, aiming at deriving a feature attribution map at the network input relying on a "neutral" stimulus usually called "baseline". The choice of the baseline is crucial as it determines the explanation of the network behavior. In this framework, this paper has the twofold goal of shedding light on the implications of the choice of the baseline and providing a simple yet effective method for identifying the best baseline for the task. To achieve this, we propose a decision boundary sampling method, since the baseline, by definition, lies on the decision boundary, which naturally becomes the search domain. Experiments are performed on synthetic examples and validated relying on state-of-the-art methods. Despite being limited to the experimental scope, this contribution is relevant as it offers clear guidelines and a simple proxy for baseline selection, reducing ambiguity and enhancing deep models' reliability and trust.
Methusela Sulle, Judith Mwakalonge, Gurcan Comert +2
Road fatalities pose significant public safety and health challenges worldwide, with pedestrians being particularly vulnerable in vehicle-pedestrian crashes due to disparities in physical and performance characteristics. This study employs explainable artificial intelligence (XAI) to identify key factors contributing to pedestrian fatalities across the five U.S. states with the highest crash rates (2018-2022). It compares them to the five states with the lowest fatality rates. Using data from the Fatality Analysis Reporting System (FARS), the study applies machine learning techniques-including Decision Trees, Gradient Boosting Trees, Random Forests, and XGBoost-to predict contributing factors to pedestrian fatalities. To address data imbalance, the Synthetic Minority Over-sampling Technique (SMOTE) is utilized, while SHapley Additive Explanations (SHAP) values enhance model interpretability. The results indicate that age, alcohol and drug use, location, and environmental conditions are significant predictors of pedestrian fatalities. The XGBoost model outperformed others, achieving a balanced accuracy of 98 %, accuracy of 90 %, precision of 92 %, recall of 90 %, and an F1 score of 91 %. Findings reveal that pedestrian fatalities are more common in mid-block locations and areas with poor visibility, with older adults and substance-impaired individuals at higher risk. These insights can inform policymakers and urban planners in implementing targeted safety measures, such as improved lighting, enhanced pedestrian infrastructure, and stricter traffic law enforcement, to reduce fatalities and improve public safety.
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