Research Papers

The debate about the ethical implications of Artificial Intelligence dates from the 1960s. However, in recent years symbolic AI has been complemented and sometimes replaced by Neural Networks and Machine Learning techniques. This has vastly increased its potential utility and impact on society, with the consequence that the ethical debate has gone mainstream. Such debate has primarily focused on principles - the what of AI ethics - rather than on practices, the how. Awareness of the potential issues is increasing at a fast rate, but the AI community's ability to take action to mitigate the associated risks is still at its infancy. Therefore, our intention in presenting this research is to contribute to closing the gap between principles and practices by constructing a typology that may help practically-minded developers apply ethics at each stage of the pipeline, and to signal to researchers where further work is needed. The focus is exclusively on Machine Learning, but it is hoped that the results of this research may be easily applicable to other branches of AI. The article outlines the research method for creating this typology, the initial findings, and provides a summary of future research needs.

Informal settlements are home to the most socially and economically vulnerable people on the planet. In order to deliver effective economic and social aid, non-government organizations (NGOs), such as the United Nations Children's Fund (UNICEF), require detailed maps of the locations of informal settlements. However, data regarding informal and formal settlements is primarily unavailable and if available is often incomplete. This is due, in part, to the cost and complexity of gathering data on a large scale. To address these challenges, we, in this work, provide three contributions. 1) A brand new machine learning data-set, purposely developed for informal settlement detection. 2) We show that it is possible to detect informal settlements using freely available low-resolution (LR) data, in contrast to previous studies that use very-high resolution (VHR) satellite and aerial imagery, something that is cost-prohibitive for NGOs. 3) We demonstrate two effective classification schemes on our curated data set, one that is cost-efficient for NGOs and another that is cost-prohibitive for NGOs, but has additional utility. We integrate these schemes into a semi-automated pipeline that converts either a LR or VHR satellite image into a binary map that encodes the locations of informal settlements.

The need for AI systems to provide explanations for their behaviour is now widely recognised as key to their adoption. In this paper, we examine the problem of trustworthy AI and explore what delivering this means in practice, with a focus on healthcare applications. Work in this area typically treats trustworthy AI as a problem of Human-Computer Interaction involving the individual user and an AI system. However, we argue here that this overlooks the important part played by organisational accountability in how people reason about and trust AI in socio-technical settings. To illustrate the importance of organisational accountability, we present findings from ethnographic studies of breast cancer screening and cancer treatment planning in multidisciplinary team meetings to show how participants made themselves accountable both to each other and to the organisations of which they are members. We use these findings to enrich existing understandings of the requirements for trustworthy AI and to outline some candidate solutions to the problems of making AI accountable both to individual users and organisationally. We conclude by outlining the implications of this for future work on the development of trustworthy AI, including ways in which our proposed solutions may be re-used in different application settings.

With the ever-growing achievements in Artificial Intelligence (AI) and the recent boosted enthusiasm in Financial Technology (FinTech), applications such as credit scoring have gained substantial academic interest. Credit scoring helps financial experts make better decisions regarding whether or not to accept a loan application, such that loans with a high probability of default are not accepted. Apart from the noisy and highly imbalanced data challenges faced by such credit scoring models, recent regulations such as the `right to explanation' introduced by the General Data Protection Regulation (GDPR) and the Equal Credit Opportunity Act (ECOA) have added the need for model interpretability to ensure that algorithmic decisions are understandable and coherent. An interesting concept that has been recently introduced is eXplainable AI (XAI), which focuses on making black-box models more interpretable. In this work, we present a credit scoring model that is both accurate and interpretable. For classification, state-of-the-art performance on the Home Equity Line of Credit (HELOC) and Lending Club (LC) Datasets is achieved using the Extreme Gradient Boosting (XGBoost) model. The model is then further enhanced with a 360-degree explanation framework, which provides different explanations (i.e. global, local feature-based and local instance-based) that are required by different people in different situations. Evaluation through the use of functionallygrounded, application-grounded and human-grounded analysis show that the explanations provided are simple, consistent as well as satisfy the six predetermined hypotheses testing for correctness, effectiveness, easy understanding, detail sufficiency and trustworthiness.

2019 Evolutionary Algorithms Review

Andrew N. Sloss, Steven Gustafson

Evolutionary algorithm research and applications began over 50 years ago. Like other artificial intelligence techniques, evolutionary algorithms will likely see increased use and development due to the increased availability of computation, more robust and available open source software libraries, and the increasing demand for artificial intelligence techniques. As these techniques become more adopted and capable, it is the right time to take a perspective of their ability to integrate into society and the human processes they intend to augment. In this review, we explore a new taxonomy of evolutionary algorithms and resulting classifications that look at five main areas: the ability to manage the control of the environment with limiters, the ability to explain and repeat the search process, the ability to understand input and output causality within a solution, the ability to manage algorithm bias due to data or user design, and lastly, the ability to add corrective measures. These areas are motivated by today's pressures on industry to conform to both societies concerns and new government regulatory rules. As many reviews of evolutionary algorithms exist, after motivating this new taxonomy, we briefly classify a broad range of algorithms and identify areas of future research.

Explainable Artificial Intelligence (XAI) has re-emerged in response to the development of modern AI and ML systems. These systems are complex and sometimes biased, but they nevertheless make decisions that impact our lives. XAI systems are frequently algorithm-focused; starting and ending with an algorithm that implements a basic untested idea about explainability. These systems are often not tested to determine whether the algorithm helps users accomplish any goals, and so their explainability remains unproven. We propose an alternative: to start with human-focused principles for the design, testing, and implementation of XAI systems, and implement algorithms to serve that purpose. In this paper, we review some of the basic concepts that have been used for user-centered XAI systems over the past 40 years of research. Based on these, we describe the "Self-Explanation Scorecard", which can help developers understand how they can empower users by enabling self-explanation. Finally, we present a set of empirically-grounded, user-centered design principles that may guide developers to create successful explainable systems.

Recently, the AI/ML research community has indicated an urgent need to establish Responsible AI (RAI) values and practices as part of the AI/ML lifecycle. Several organizations and communities are responding to this call by sharing RAI guidelines. However, there are gaps in awareness, deliberation, and execution of such practices for multi-disciplinary ML practitioners. This work contributes to the discussion by unpacking co-production challenges faced by practitioners as they align their RAI values. We interviewed 23 individuals, across 10 organizations, tasked to ship AI/ML based products while upholding RAI norms and found that both top-down and bottom-up institutional structures create burden for different roles preventing them from upholding RAI values, a challenge that is further exacerbated when executing conflicted values. We share multiple value levers used as strategies by the practitioners to resolve their challenges. We end our paper with recommendations for inclusive and equitable RAI value-practices, creating supportive organizational structures and opportunities to further aid practitioners.

Artificial Intelligence (AI) has made leapfrogs in development across all the industrial sectors especially when deep learning has been introduced. Deep learning helps to learn the behaviour of an entity through methods of recognising and interpreting patterns. Despite its limitless potential, the mystery is how deep learning algorithms make a decision in the first place. Explainable AI (XAI) is the key to unlocking AI and the black-box for deep learning. XAI is an AI model that is programmed to explain its goals, logic, and decision making so that the end users can understand. The end users can be domain experts, regulatory agencies, managers and executive board members, data scientists, users that use AI, with or without awareness, or someone who is affected by the decisions of an AI model. Chest CT has emerged as a valuable tool for the clinical diagnostic and treatment management of the lung diseases associated with COVID-19. AI can support rapid evaluation of CT scans to differentiate COVID-19 findings from other lung diseases. However, how these AI tools or deep learning algorithms reach such a decision and which are the most influential features derived from these neural networks with typically deep layers are not clear. The aim of this study is to propose and develop XAI strategies for COVID-19 classification models with an investigation of comparison. The results demonstrate promising quantification and qualitative visualisations that can further enhance the clinician's understanding and decision making with more granular information from the results given by the learned XAI models.

Explainable AI (XAI) in Image Segmentation in Medicine, Industry, and Beyond: A Survey

Rokas Gipiškis, Chun-Wei Tsai, Olga Kurasova

Artificial Intelligence (XAI) has found numerous applications in computer vision. While image classification-based explainability techniques have garnered significant attention, their counterparts in semantic segmentation have been relatively neglected. Given the prevalent use of image segmentation, ranging from medical to industrial deployments, these techniques warrant a systematic look. In this paper, we present the first comprehensive survey on XAI in semantic image segmentation. This work focuses on techniques that were either specifically introduced for dense prediction tasks or were extended for them by modifying existing methods in classification. We analyze and categorize the literature based on application categories and domains, as well as the evaluation metrics and datasets used. We also propose a taxonomy for interpretable semantic segmentation, and discuss potential challenges and future research directions.

A multitask deep neural network model was trained on more than 218k different glass compositions. This model, called GlassNet, can predict 85 different properties (such as optical, electrical, dielectric, mechanical, and thermal properties, as well as density, viscosity/relaxation, crystallization, surface tension, and liquidus temperature) of glasses and glass-forming liquids of different chemistries (such as oxides, chalcogenides, halides, and others). The model and the data used to train it are available in the GlassPy Python module as free and open source software for the community to use and build upon. As a proof of concept, GlassNet was used with the MYEGA viscosity equation to predict the temperature dependence of viscosity and outperformed another general purpose viscosity model available in the literature (ViscNet) on unseen data. An explainable AI algorithm (SHAP) was used to extract knowledge correlating the input (physicochemical information) and output (glass properties) of the model, providing valuable insights for glass manufacturing and design. It is hoped that GlassNet, with its free and open source nature, can be used to enable faster and better computer-aided design of new technological glasses.

EXPLAIN-IT: Towards Explainable AI for Unsupervised Network Traffic Analysis

Andrea Morichetta, Pedro Casas, Marco Mellia

The application of unsupervised learning approaches, and in particular of clustering techniques, represents a powerful exploration means for the analysis of network measurements. Discovering underlying data characteristics, grouping similar measurements together, and identifying eventual patterns of interest are some of the applications which can be tackled through clustering. Being unsupervised, clustering does not always provide precise and clear insight into the produced output, especially when the input data structure and distribution are complex and difficult to grasp. In this paper we introduce EXPLAIN-IT, a methodology which deals with unlabeled data, creates meaningful clusters, and suggests an explanation to the clustering results for the end-user. EXPLAIN-IT relies on a novel explainable Artificial Intelligence (AI) approach, which allows to understand the reasons leading to a particular decision of a supervised learning-based model, additionally extending its application to the unsupervised learning domain. We apply EXPLAIN-IT to the problem of YouTube video quality classification under encrypted traffic scenarios, showing promising results.

The lack of explainability of Artificial Intelligence (AI) is one of the first obstacles that the industry and regulators must overcome to mitigate the risks associated with the technology. The need for eXplainable AI (XAI) is evident in fields where accountability, ethics and fairness are critical, such as healthcare, credit scoring, policing and the criminal justice system. At the EU level, the notion of explainability is one of the fundamental principles that underpin the AI Act, though the exact XAI techniques and requirements are still to be determined and tested in practice. This paper explores various approaches and techniques that promise to advance XAI, as well as the challenges of implementing the principle of explainability in AI governance and policies. Finally, the paper examines the integration of XAI into EU law, emphasising the issues of standard setting, oversight, and enforcement.